401k Plan data: SARANT ADVISORY, INC. 401(K) PLAN plan

SARANT ADVISORY, INC. 401(K) PLAN 401k Plan overview

Plan Name	SARANT ADVISORY, INC. 401(K) PLAN
Plan identification number	001

SARANT ADVISORY, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SARANT ADVISORY, INC. has sponsored the creation of one or more 401k plans.

Company Name: SARANT ADVISORY, INC.

Employer identification number (EIN): 464491421

NAIC Classification: 561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SARANT ADVISORY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 ALVIE STEPHENSON ALVIE STEPHENSON 2018-12-10
001 2016-01-01 ALVIE STEPHENSON ALVIE STEPHENSON 2017-11-09
001 2015-01-01 ALVIE STEPHENSON ALVIE STEPHENSON 2017-06-27
001 2014-01-10 ALVIE STEPHENSON ALVIE STEPHENSON 2015-10-14
001 2014-01-10 ALVIE STEPHENSON ALVIE STEPHENSON 2016-01-28

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	ALVIE STEPHENSON	ALVIE STEPHENSON	2018-12-10
001	2016-01-01	ALVIE STEPHENSON	ALVIE STEPHENSON	2017-11-09
001	2015-01-01	ALVIE STEPHENSON	ALVIE STEPHENSON	2017-06-27
001	2014-01-10	ALVIE STEPHENSON	ALVIE STEPHENSON	2015-10-14
001	2014-01-10	ALVIE STEPHENSON	ALVIE STEPHENSON	2016-01-28

Plan Statistics for SARANT ADVISORY, INC. 401(K) PLAN

401k plan membership statisitcs for SARANT ADVISORY, INC. 401(K) PLAN

Measure Date Value
2018: SARANT ADVISORY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Total participants 2018-01-01 0
2017: SARANT ADVISORY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1
Number of participants with account balances 2017-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SARANT ADVISORY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1
Number of participants with account balances 2016-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SARANT ADVISORY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1
Number of participants with account balances 2015-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SARANT ADVISORY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-10 0
Total number of active participants reported on line 7a of the Form 5500 2014-01-10 1
Number of retired or separated participants receiving benefits 2014-01-10 0
Number of other retired or separated participants entitled to future benefits 2014-01-10 0
Total of all active and inactive participants 2014-01-10 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-10 0
Total participants 2014-01-10 1
Number of participants with account balances 2014-01-10 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-10 0

Measure	Date	Value
2018: SARANT ADVISORY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Total participants	2018-01-01	0
2017: SARANT ADVISORY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1
Number of participants with account balances	2017-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SARANT ADVISORY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1
Number of participants with account balances	2016-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SARANT ADVISORY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1
Number of participants with account balances	2015-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SARANT ADVISORY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-10	0
Total number of active participants reported on line 7a of the Form 5500	2014-01-10	1
Number of retired or separated participants receiving benefits	2014-01-10	0
Number of other retired or separated participants entitled to future benefits	2014-01-10	0
Total of all active and inactive participants	2014-01-10	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-10	0
Total participants	2014-01-10	1
Number of participants with account balances	2014-01-10	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-10	0

Financial Data on SARANT ADVISORY, INC. 401(K) PLAN

Measure	Date	Value
2018 : SARANT ADVISORY, INC. 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$0
Expenses. Total of all expenses incurred	2018-12-31	$8,405
Benefits paid (including direct rollovers)	2018-12-31	$0
Total plan assets at end of year	2018-12-31	$0
Total plan assets at beginning of year	2018-12-31	$8,405
Total contributions received or receivable from participants	2018-12-31	$0
Expenses. Other expenses not covered elsewhere	2018-12-31	$8,405
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$0
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-8,405
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$8,405
Assets. Value of employer securities	2018-12-31	$0
Total contributions received or receivable from employer(s)	2018-12-31	$0
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$0
2017 : SARANT ADVISORY, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$4,893
Expenses. Total of all expenses incurred	2017-12-31	$168
Benefits paid (including direct rollovers)	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$8,405
Total plan assets at beginning of year	2017-12-31	$3,680
Total contributions received or receivable from participants	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$168
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$4,893
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$4,725
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$8,405
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$3,680
Assets. Value of employer securities	2017-12-31	$4,893
Total contributions received or receivable from employer(s)	2017-12-31	$0
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
2016 : SARANT ADVISORY, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$0
Expenses. Total of all expenses incurred	2016-12-31	$112
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$3,680
Total plan assets at beginning of year	2016-12-31	$3,792
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$112
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$0
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$-112
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$3,680
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,792
Assets. Value of employer securities	2016-12-31	$0
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$0
2015 : SARANT ADVISORY, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$-31,435
Expenses. Total of all expenses incurred	2015-12-31	$0
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$3,792
Total plan assets at beginning of year	2015-12-31	$35,227
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-31,435
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-31,435
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,792
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$35,227
Assets. Value of employer securities	2015-12-31	$0
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
2014 : SARANT ADVISORY, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$1,434
Expenses. Total of all expenses incurred	2014-12-31	$0
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$1,434
Total plan assets at beginning of year	2014-12-31	$0
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$50,000
Other income received	2014-12-31	$-48,566
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$1,434
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,434
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Assets. Value of employer securities	2014-12-31	$1,434
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0

Form 5500 Responses for SARANT ADVISORY, INC. 401(K) PLAN

2018: SARANT ADVISORY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SARANT ADVISORY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SARANT ADVISORY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SARANT ADVISORY, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SARANT ADVISORY, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-10	Type of plan entity	Single employer plan
2014-01-10	First time form 5500 has been submitted	Yes
2014-01-10	Submission has been amended	No
2014-01-10	This submission is the final filing	No
2014-01-10	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-10	Plan is a collectively bargained plan	No
2014-01-10	Plan funding arrangement – Trust	Yes
2014-01-10	Plan benefit arrangement - Trust	Yes

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Company Name:	SARANT ADVISORY, INC.
Employer identification number (EIN):	464491421
NAIC Classification:	561300