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H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 401k Plan overview

Plan NameH. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN
Plan identification number 001

H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

H.M. DUNN AEROSYSTEMS, INC. has sponsored the creation of one or more 401k plans.

Company Name:H.M. DUNN AEROSYSTEMS, INC.
Employer identification number (EIN):464605349
NAIC Classification:336410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01MONA MARTIN2022-10-16
0012020-01-01MONA MARTIN2021-10-12 MONA MARTIN2021-10-12
0012019-01-01MONA MARTIN2020-10-14 MONA MARTIN2020-10-14
0012018-01-01MONA MARTIN2019-10-01 MONA MARTIN2019-10-01
0012017-01-01
0012016-01-01
0012015-01-01AHILA MAHESWARAN
0012014-01-01AHILA MAHESWARAN

Plan Statistics for H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN

401k plan membership statisitcs for H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN

Measure Date Value
2023: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01390
Total number of active participants reported on line 7a of the Form 55002023-01-01224
Number of retired or separated participants receiving benefits2023-01-012
Number of other retired or separated participants entitled to future benefits2023-01-01103
Total of all active and inactive participants2023-01-01329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01329
Number of participants with account balances2023-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-011
2022: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01344
Total number of active participants reported on line 7a of the Form 55002022-01-01254
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01127
Total of all active and inactive participants2022-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01382
Number of participants with account balances2022-01-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01350
Total number of active participants reported on line 7a of the Form 55002021-01-01235
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01102
Total of all active and inactive participants2021-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01339
Number of participants with account balances2021-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01456
Total number of active participants reported on line 7a of the Form 55002020-01-01287
Number of retired or separated participants receiving benefits2020-01-0110
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01379
Number of participants with account balances2020-01-01379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01577
Total number of active participants reported on line 7a of the Form 55002019-01-01362
Number of retired or separated participants receiving benefits2019-01-0114
Number of other retired or separated participants entitled to future benefits2019-01-0187
Total of all active and inactive participants2019-01-01463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01463
Number of participants with account balances2019-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01609
Total number of active participants reported on line 7a of the Form 55002018-01-01405
Number of retired or separated participants receiving benefits2018-01-0174
Number of other retired or separated participants entitled to future benefits2018-01-0183
Total of all active and inactive participants2018-01-01562
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01564
Number of participants with account balances2018-01-01404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01626
Total number of active participants reported on line 7a of the Form 55002017-01-01489
Number of retired or separated participants receiving benefits2017-01-0152
Number of other retired or separated participants entitled to future benefits2017-01-0161
Total of all active and inactive participants2017-01-01602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01603
Number of participants with account balances2017-01-01414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01719
Total number of active participants reported on line 7a of the Form 55002016-01-01551
Number of retired or separated participants receiving benefits2016-01-0110
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01617
Number of participants with account balances2016-01-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01749
Total number of active participants reported on line 7a of the Form 55002015-01-01650
Number of retired or separated participants receiving benefits2015-01-0111
Number of other retired or separated participants entitled to future benefits2015-01-0151
Total of all active and inactive participants2015-01-01712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01712
Number of participants with account balances2015-01-01418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01614
Total number of active participants reported on line 7a of the Form 55002014-01-01639
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-0188
Total of all active and inactive participants2014-01-01735
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01735
Number of participants with account balances2014-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011

Financial Data on H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN

Measure Date Value
2023 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$0
Total transfer of assets from this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$3,472,373
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$2,345,862
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,282,987
Expenses. Certain deemed distributions of participant loans2023-12-31$5,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,622,409
Value of total assets at end of year2023-12-31$13,720,245
Value of total assets at beginning of year2023-12-31$12,593,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$57,810
Total interest from all sources2023-12-31$14,869
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$338,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$338,795
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$984,822
Participant contributions at end of year2023-12-31$253,085
Participant contributions at beginning of year2023-12-31$256,812
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$345,525
Other income not declared elsewhere2023-12-31$6,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$1,126,511
Value of net assets at end of year (total assets less liabilities)2023-12-31$13,720,245
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$12,593,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$11,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$12,410,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$10,788,163
Interest on participant loans2023-12-31$14,869
Value of interest in common/collective trusts at end of year2023-12-31$1,056,844
Value of interest in common/collective trusts at beginning of year2023-12-31$1,548,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,454,418
Net investment gain or loss from common/collective trusts2023-12-31$35,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$292,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,282,987
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31SWINDOLL JANZEN HAWK & LOYD LLC
Accountancy firm EIN2023-12-31481041128
2022 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-868,043
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,013,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,944,321
Expenses. Certain deemed distributions of participant loans2022-12-31$14,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,394,807
Value of total assets at end of year2022-12-31$12,593,734
Value of total assets at beginning of year2022-12-31$15,475,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$54,356
Total interest from all sources2022-12-31$18,080
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$285,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$285,267
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$939,428
Participant contributions at end of year2022-12-31$256,812
Participant contributions at beginning of year2022-12-31$330,881
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$174,642
Administrative expenses (other) incurred2022-12-31$54,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,881,615
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,593,734
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$15,475,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$10,788,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,031,758
Interest on participant loans2022-12-31$18,080
Value of interest in common/collective trusts at end of year2022-12-31$1,548,759
Value of interest in common/collective trusts at beginning of year2022-12-31$2,112,710
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,598,397
Net investment gain or loss from common/collective trusts2022-12-31$32,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$280,737
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,944,321
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SWINDOLL JANZEN HAWK & LOYD LLC
Accountancy firm EIN2022-12-31481041128
2021 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,677
Total income from all sources (including contributions)2021-12-31$2,369,981
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,992,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,872,422
Expenses. Certain deemed distributions of participant loans2021-12-31$73,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$702,255
Value of total assets at end of year2021-12-31$15,475,349
Value of total assets at beginning of year2021-12-31$15,100,769
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$47,042
Total interest from all sources2021-12-31$20,620
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$636,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$636,851
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$662,475
Participant contributions at end of year2021-12-31$330,881
Participant contributions at beginning of year2021-12-31$327,987
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$39,780
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$2,677
Administrative expenses (other) incurred2021-12-31$47,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$377,257
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,475,349
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,098,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,031,758
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,396,746
Interest on participant loans2021-12-31$20,620
Value of interest in common/collective trusts at end of year2021-12-31$2,112,710
Value of interest in common/collective trusts at beginning of year2021-12-31$12,376,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$980,752
Net investment gain or loss from common/collective trusts2021-12-31$29,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,872,422
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SWINDOLL JANZEN HAWK & LOYD LLC
Accountancy firm EIN2021-12-31481041128
2020 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,677
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,677
Total income from all sources (including contributions)2020-12-31$2,557,324
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,630,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,625,267
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$796,861
Value of total assets at end of year2020-12-31$15,100,769
Value of total assets at beginning of year2020-12-31$14,173,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,916
Total interest from all sources2020-12-31$86,370
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$0
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$105
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$766,218
Participant contributions at end of year2020-12-31$327,987
Participant contributions at beginning of year2020-12-31$448,150
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$30,643
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$2,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$2,677
Other income not declared elsewhere2020-12-31$219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$927,141
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,098,092
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,170,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$1,261
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$0
Value of interest in pooled separate accounts at end of year2020-12-31$12,376,036
Value of interest in pooled separate accounts at beginning of year2020-12-31$11,203,456
Interest on participant loans2020-12-31$25,422
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$60,948
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,396,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,522,022
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$0
Net investment gain/loss from pooled separate accounts2020-12-31$1,673,874
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$0
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,625,267
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$3,550
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SWINDOLL, JANZEN, HAWK & LOYD LLC
Accountancy firm EIN2020-12-31481041128
2019 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,677
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,677
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,677
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,677
Total income from all sources (including contributions)2019-12-31$3,313,160
Total income from all sources (including contributions)2019-12-31$3,313,160
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,633,182
Total of all expenses incurred2019-12-31$2,633,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,623,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,623,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,001,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,001,668
Value of total assets at end of year2019-12-31$14,173,628
Value of total assets at end of year2019-12-31$14,173,628
Value of total assets at beginning of year2019-12-31$13,493,650
Value of total assets at beginning of year2019-12-31$13,493,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$9,986
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$9,986
Total interest from all sources2019-12-31$94,174
Total interest from all sources2019-12-31$94,174
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,001,668
Contributions received from participants2019-12-31$1,001,668
Participant contributions at end of year2019-12-31$448,150
Participant contributions at end of year2019-12-31$448,150
Participant contributions at beginning of year2019-12-31$449,856
Participant contributions at beginning of year2019-12-31$449,856
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,677
Other income not declared elsewhere2019-12-31$567
Other income not declared elsewhere2019-12-31$567
Administrative expenses (other) incurred2019-12-31$2,084
Administrative expenses (other) incurred2019-12-31$2,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$679,978
Value of net income/loss2019-12-31$679,978
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,170,951
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,170,951
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,490,973
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,490,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$1,202
Investment advisory and management fees2019-12-31$1,202
Value of interest in pooled separate accounts at end of year2019-12-31$11,203,456
Value of interest in pooled separate accounts at end of year2019-12-31$11,203,456
Value of interest in pooled separate accounts at beginning of year2019-12-31$10,696,415
Value of interest in pooled separate accounts at beginning of year2019-12-31$10,696,415
Interest on participant loans2019-12-31$28,515
Interest on participant loans2019-12-31$28,515
Interest earned on other investments2019-12-31$65,659
Interest earned on other investments2019-12-31$65,659
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,522,022
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,522,022
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,347,379
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,347,379
Net investment gain/loss from pooled separate accounts2019-12-31$2,216,751
Net investment gain/loss from pooled separate accounts2019-12-31$2,216,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,623,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,623,196
Contract administrator fees2019-12-31$6,700
Contract administrator fees2019-12-31$6,700
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SWINDOLL, JANZEN, HAWK & LOYD LLC
Accountancy firm name2019-12-31SWINDOLL, JANZEN, HAWK & LOYD LLC
Accountancy firm EIN2019-12-31481041128
Accountancy firm EIN2019-12-31481041128
2018 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,677
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,677
Total income from all sources (including contributions)2018-12-31$718,822
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,600,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,593,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,171,043
Value of total assets at end of year2018-12-31$13,493,650
Value of total assets at beginning of year2018-12-31$16,375,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,021
Total interest from all sources2018-12-31$97,907
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,131,405
Participant contributions at end of year2018-12-31$449,856
Participant contributions at beginning of year2018-12-31$690,686
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$39,638
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$2,677
Other income not declared elsewhere2018-12-31$3,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,881,774
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,490,973
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,372,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$1,121
Value of interest in pooled separate accounts at end of year2018-12-31$10,696,415
Value of interest in pooled separate accounts at beginning of year2018-12-31$13,144,279
Interest on participant loans2018-12-31$33,244
Interest earned on other investments2018-12-31$64,663
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,347,379
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,540,459
Net investment gain/loss from pooled separate accounts2018-12-31$-553,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,593,575
Contract administrator fees2018-12-31$5,900
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SWINDOLL, JANZEN, HAWK & LOYD LLC
Accountancy firm EIN2018-12-31481041128
2017 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,677
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,677
Total income from all sources (including contributions)2017-12-31$2,977,352
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,076,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,066,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,329,343
Value of total assets at end of year2017-12-31$16,375,424
Value of total assets at beginning of year2017-12-31$15,474,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$10,498
Total interest from all sources2017-12-31$111,895
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$1,110
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,222,916
Participant contributions at end of year2017-12-31$690,686
Participant contributions at beginning of year2017-12-31$635,503
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$106,427
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$2,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$2,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$900,455
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,372,747
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,472,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,088
Value of interest in pooled separate accounts at end of year2017-12-31$13,144,279
Value of interest in pooled separate accounts at beginning of year2017-12-31$11,941,995
Interest on participant loans2017-12-31$36,517
Interest earned on other investments2017-12-31$75,378
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,540,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,897,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$668
Net investment gain/loss from pooled separate accounts2017-12-31$1,535,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,066,399
Contract administrator fees2017-12-31$8,300
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SWINDOLL, JANZEN, HAWK & LOYD LLC
Accountancy firm EIN2017-12-31481041128
2016 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,677
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,677
Total income from all sources (including contributions)2016-12-31$2,818,201
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,738,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,726,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,630,073
Value of total assets at end of year2016-12-31$15,474,969
Value of total assets at beginning of year2016-12-31$14,395,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,423
Total interest from all sources2016-12-31$115,947
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$700
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,318,835
Participant contributions at end of year2016-12-31$635,503
Participant contributions at beginning of year2016-12-31$643,201
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$311,238
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$2,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$2,677
Other income not declared elsewhere2016-12-31$2,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,079,955
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,472,292
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,392,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,173
Value of interest in pooled separate accounts at end of year2016-12-31$11,941,995
Value of interest in pooled separate accounts at beginning of year2016-12-31$10,953,074
Interest on participant loans2016-12-31$33,256
Interest earned on other investments2016-12-31$82,691
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,897,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,798,739
Net investment gain/loss from pooled separate accounts2016-12-31$1,069,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,726,823
Contract administrator fees2016-12-31$9,550
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SWINDOLL, JANZEN, HAWK & LOYD LLC
Accountancy firm EIN2016-12-31481041128
2015 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,677
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,902
Total income from all sources (including contributions)2015-12-31$1,826,134
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,266,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,246,360
Expenses. Certain deemed distributions of participant loans2015-12-31$9,162
Value of total corrective distributions2015-12-31$48
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,808,626
Value of total assets at end of year2015-12-31$14,395,014
Value of total assets at beginning of year2015-12-31$13,836,175
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,500
Total interest from all sources2015-12-31$117,320
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$9,835
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,396,524
Participant contributions at end of year2015-12-31$643,201
Participant contributions at beginning of year2015-12-31$636,068
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$411,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$2,677
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$3,902
Other income not declared elsewhere2015-12-31$2,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$560,064
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,392,337
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,832,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$665
Value of interest in pooled separate accounts at end of year2015-12-31$10,953,074
Value of interest in pooled separate accounts at beginning of year2015-12-31$10,818,537
Interest on participant loans2015-12-31$33,309
Interest earned on other investments2015-12-31$84,011
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,798,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,381,570
Net investment gain/loss from pooled separate accounts2015-12-31$-102,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,246,360
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SWINDOLL, JANZEN, HAWK & LOYD LLC
Accountancy firm EIN2015-12-31481041128
2014 : H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$3,755,508
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,902
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,781,117
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,266,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,258,231
Value of total corrective distributions2014-12-31$2,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,021,873
Value of total assets at end of year2014-12-31$13,836,175
Value of total assets at beginning of year2014-12-31$9,561,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,282
Total interest from all sources2014-12-31$80,654
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$864,669
Participant contributions at end of year2014-12-31$636,068
Participant contributions at beginning of year2014-12-31$313,190
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$157,204
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$12,851
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$3,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$515,078
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,832,273
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,561,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$363
Value of interest in pooled separate accounts at end of year2014-12-31$10,818,537
Value of interest in pooled separate accounts at beginning of year2014-12-31$7,463,039
Interest on participant loans2014-12-31$18,070
Interest earned on other investments2014-12-31$62,584
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,381,570
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,772,607
Net investment gain/loss from pooled separate accounts2014-12-31$678,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,258,231
Contract administrator fees2014-12-31$4,919
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2014-12-31431947695

Form 5500 Responses for H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN

2023: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: H. M. DUNN AEROSYSTEMS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number010846801
Policy instance 1
Insurance contract or identification number010846801
Number of Individuals Covered379
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number010846801
Policy instance 1
Insurance contract or identification number010846801
Number of Individuals Covered379
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number010846801
Policy instance 1
Insurance contract or identification number010846801
Number of Individuals Covered463
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $4,237
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,237
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number010846801
Policy instance 1
Insurance contract or identification number010846801
Number of Individuals Covered564
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $6,019
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,019
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number010846801
Policy instance 1
Insurance contract or identification number010846801
Number of Individuals Covered603
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $6,219
Total amount of fees paid to insurance companyUSD $622
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,219
Amount paid for insurance broker fees622
Additional information about fees paid to insurance brokerINCENTIVES
Insurance broker organization code?3
Insurance broker name
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number010846801
Policy instance 1
Insurance contract or identification number010846801
Number of Individuals Covered712
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $4,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,000
Insurance broker organization code?3
Insurance broker nameAPRIL RICE
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number010846801
Policy instance 1
Insurance contract or identification number010846801
Number of Individuals Covered735
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $11,000
Total amount of fees paid to insurance companyUSD $660
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $11,000
Amount paid for insurance broker fees660
Additional information about fees paid to insurance brokerBONUS
Insurance broker organization code?3
Insurance broker nameDAVID WOMACK

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