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WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST 401k Plan overview

Plan NameWILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST
Plan identification number 001

WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAM H. HARVEY COMPANY has sponsored the creation of one or more 401k plans.

Company Name:WILLIAM H. HARVEY COMPANY
Employer identification number (EIN):470461464

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012009-01-01MARY ANTAL MARY ANTAL2010-10-15

Plan Statistics for WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST

401k plan membership statisitcs for WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST

Measure Date Value
2009: WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01236
Total number of active participants reported on line 7a of the Form 55002009-01-01163
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0141
Total of all active and inactive participants2009-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01204
Number of participants with account balances2009-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST

Measure Date Value
2010 : WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-02-28$0
Total transfer of assets from this plan2010-02-28$2,419,919
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-02-28$0
Total income from all sources (including contributions)2010-02-28$8,324
Total loss/gain on sale of assets2010-02-28$0
Total of all expenses incurred2010-02-28$149,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-02-28$145,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-02-28$28,942
Value of total assets at end of year2010-02-28$0
Value of total assets at beginning of year2010-02-28$2,560,894
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-02-28$3,580
Total interest from all sources2010-02-28$1,092
Total dividends received (eg from common stock, registered investment company shares)2010-02-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-02-28Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2010-02-28$0
Was this plan covered by a fidelity bond2010-02-28Yes
Value of fidelity bond cover2010-02-28$500,000
If this is an individual account plan, was there a blackout period2010-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-02-28$0
Were there any nonexempt tranactions with any party-in-interest2010-02-28No
Contributions received from participants2010-02-28$28,942
Participant contributions at end of year2010-02-28$0
Participant contributions at beginning of year2010-02-28$126,528
Participant contributions at end of year2010-02-28$0
Participant contributions at beginning of year2010-02-28$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-02-28$0
Administrative expenses (other) incurred2010-02-28$3,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-02-28No
Value of net income/loss2010-02-28$-140,975
Value of net assets at end of year (total assets less liabilities)2010-02-28$0
Value of net assets at beginning of year (total assets less liabilities)2010-02-28$2,560,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2010-02-28No
Were any leases to which the plan was party in default or uncollectible2010-02-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-02-28$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-02-28$1,733,247
Interest on participant loans2010-02-28$1,092
Value of interest in common/collective trusts at end of year2010-02-28$0
Value of interest in common/collective trusts at beginning of year2010-02-28$701,119
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-02-28$-24,620
Net investment gain or loss from common/collective trusts2010-02-28$2,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-02-28No
Was there a failure to transmit to the plan any participant contributions2010-02-28No
Has the plan failed to provide any benefit when due under the plan2010-02-28No
Employer contributions (assets) at end of year2010-02-28$0
Employer contributions (assets) at beginning of year2010-02-28$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-02-28$145,719
Did the plan have assets held for investment2010-02-28No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-02-28Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-02-28Yes
Opinion of an independent qualified public accountant for this plan2010-02-28Disclaimer
Accountancy firm name2010-02-28SS&G FINANCIAL SERVICES
Accountancy firm EIN2010-02-28341945695
2009 : WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST

2009: WILLIAM H. HARVEY COMPANY 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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