401k Plan data: VERMILLION, INC. 401(K) PLAN plan

VERMILLION, INC. 401(K) PLAN 401k Plan overview

Plan Name	VERMILLION, INC. 401(K) PLAN
Plan identification number	001

VERMILLION, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

VERMILLION, INC. has sponsored the creation of one or more 401k plans.

Company Name: VERMILLION, INC.

Employer identification number (EIN): 480699616

NAIC Classification: 335900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VERMILLION, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 JOY LAING 2024-07-30
001 2022-01-01 JOY LAING 2023-07-14
001 2021-01-01
001 2020-01-01 JOY GROVE 2021-05-11 JOY GROVE 2021-05-11
001 2019-01-01 JOY GROVE 2020-04-16 JOY GROVE 2020-04-16
001 2018-01-01 JOY GROVE 2019-05-22 JOY GROVE 2019-05-22
001 2017-01-01 JOY GROVE 2018-05-21 JOY GROVE 2018-05-21
001 2016-01-01 JOY GROVE 2017-08-08 JOY GROVE 2017-08-08
001 2015-01-01 OWEN JOHNSTON 2016-05-18 OWEN JOHNSTON 2016-05-18
001 2014-01-01 OWEN JOHNSTON 2015-09-02 OWEN JOHNSTON 2015-09-02
001 2013-01-01 OWEN JOHNSTON 2014-06-17 OWEN JOHNSTON 2014-06-17
001 2012-01-01 OWEN JOHNSTON 2013-05-21 OWEN JOHNSTON 2013-05-21
001 2011-01-01 WILLIAM G. DAVIS 2012-07-03 WILLIAM G. DAVIS 2012-07-03
001 2010-01-01 WILLAM DAVIS 2011-05-23 WILLAM DAVIS 2011-05-23
001 2009-01-01 WILLIAM DAVIS WILLIAM DAVIS 2010-09-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	JOY LAING	2024-07-30
001	2022-01-01	JOY LAING	2023-07-14
001	2021-01-01
001	2020-01-01	JOY GROVE	2021-05-11	JOY GROVE	2021-05-11
001	2019-01-01	JOY GROVE	2020-04-16	JOY GROVE	2020-04-16
001	2018-01-01	JOY GROVE	2019-05-22	JOY GROVE	2019-05-22
001	2017-01-01	JOY GROVE	2018-05-21	JOY GROVE	2018-05-21
001	2016-01-01	JOY GROVE	2017-08-08	JOY GROVE	2017-08-08
001	2015-01-01	OWEN JOHNSTON	2016-05-18	OWEN JOHNSTON	2016-05-18
001	2014-01-01	OWEN JOHNSTON	2015-09-02	OWEN JOHNSTON	2015-09-02
001	2013-01-01	OWEN JOHNSTON	2014-06-17	OWEN JOHNSTON	2014-06-17
001	2012-01-01	OWEN JOHNSTON	2013-05-21	OWEN JOHNSTON	2013-05-21
001	2011-01-01	WILLIAM G. DAVIS	2012-07-03	WILLIAM G. DAVIS	2012-07-03
001	2010-01-01	WILLAM DAVIS	2011-05-23	WILLAM DAVIS	2011-05-23
001	2009-01-01	WILLIAM DAVIS		WILLIAM DAVIS	2010-09-30

Plan Statistics for VERMILLION, INC. 401(K) PLAN

401k plan membership statisitcs for VERMILLION, INC. 401(K) PLAN

Measure Date Value
2009: VERMILLION, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 105
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 82
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 93
Number of participants with account balances 2009-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 5

Measure	Date	Value
2009: VERMILLION, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	105
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	82
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	93
Number of participants with account balances	2009-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	5

Form 5500 Responses for VERMILLION, INC. 401(K) PLAN

2009: VERMILLION, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	VERMILLION, INC.
Employer identification number (EIN):	480699616
NAIC Classification:	335900