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THE 401(K) SAVINGS PLAN 401k Plan overview

Plan NameTHE 401(K) SAVINGS PLAN
Plan identification number 001

THE 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AUTOMOTIVE INVESTMENT GROUP has sponsored the creation of one or more 401k plans.

Company Name:AUTOMOTIVE INVESTMENT GROUP
Employer identification number (EIN):480871289
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01ROBERT HOLCOMB
0012013-01-01ROBERT HOLCOMB
0012012-01-01ROBERT HOLCOMB ROBERT HOLCOMB2013-07-26
0012011-01-01ROBERT HOLCOMB
0012010-01-01ROBERT HOLCOMB
0012009-01-01ROBERT HOLCOMB
0012009-01-01 ROBERT HOLCOMB2010-07-22
0012009-01-01ROBERT HOLCOMB

Plan Statistics for THE 401(K) SAVINGS PLAN

401k plan membership statisitcs for THE 401(K) SAVINGS PLAN

Measure Date Value
2014: THE 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-019,450
Total number of active participants reported on line 7a of the Form 55002014-01-018,099
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-012,011
Total of all active and inactive participants2014-01-0110,114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0121
Total participants2014-01-0110,135
Number of participants with account balances2014-01-019,148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011,077
2013: THE 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018,942
Total number of active participants reported on line 7a of the Form 55002013-01-017,739
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-011,688
Total of all active and inactive participants2013-01-019,432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0118
Total participants2013-01-019,450
Number of participants with account balances2013-01-018,423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01908
2012: THE 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-018,212
Total number of active participants reported on line 7a of the Form 55002012-01-017,445
Number of retired or separated participants receiving benefits2012-01-018
Number of other retired or separated participants entitled to future benefits2012-01-011,460
Total of all active and inactive participants2012-01-018,913
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0129
Total participants2012-01-018,942
Number of participants with account balances2012-01-017,738
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01677
2011: THE 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017,950
Total number of active participants reported on line 7a of the Form 55002011-01-016,592
Number of retired or separated participants receiving benefits2011-01-0121
Number of other retired or separated participants entitled to future benefits2011-01-011,572
Total of all active and inactive participants2011-01-018,185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0127
Total participants2011-01-018,212
Number of participants with account balances2011-01-017,070
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01728
2010: THE 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-017,467
Total number of active participants reported on line 7a of the Form 55002010-01-016,523
Number of retired or separated participants receiving benefits2010-01-019
Number of other retired or separated participants entitled to future benefits2010-01-011,397
Total of all active and inactive participants2010-01-017,929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0121
Total participants2010-01-017,950
Number of participants with account balances2010-01-016,242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01523
2009: THE 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,728
Total number of active participants reported on line 7a of the Form 55002009-01-016,034
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-011,404
Total of all active and inactive participants2009-01-017,445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0122
Total participants2009-01-017,467
Number of participants with account balances2009-01-015,785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01518

Financial Data on THE 401(K) SAVINGS PLAN

Measure Date Value
2014 : THE 401(K) SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$36,350,487
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$17,912,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$17,547,248
Expenses. Certain deemed distributions of participant loans2014-12-31$20,191
Value of total corrective distributions2014-12-31$15,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$26,669,067
Value of total assets at end of year2014-12-31$182,941,187
Value of total assets at beginning of year2014-12-31$164,502,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$329,368
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$128,985
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$10,249,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$10,249,728
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$22,766,656
Participant contributions at end of year2014-12-31$6,063,740
Participant contributions at beginning of year2014-12-31$5,485,630
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,083,999
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$329,368
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$18,438,301
Value of net assets at end of year (total assets less liabilities)2014-12-31$182,941,187
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$164,502,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$168,048,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$149,613,907
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$127,354
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$8,829,195
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$9,403,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$9,403,349
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,631
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-697,293
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$2,818,412
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$17,547,248
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARKS NELSON
Accountancy firm EIN2014-12-31481238645
2013 : THE 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$46,311,205
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$16,302,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$16,033,339
Expenses. Certain deemed distributions of participant loans2013-12-31$17,162
Value of total corrective distributions2013-12-31$9,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,593,617
Value of total assets at end of year2013-12-31$164,502,886
Value of total assets at beginning of year2013-12-31$134,494,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$242,449
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$109,461
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$6,851,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$6,851,715
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$18,478,879
Participant contributions at end of year2013-12-31$5,485,630
Participant contributions at beginning of year2013-12-31$4,466,199
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$1,458,034
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,100,517
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$242,449
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$30,008,330
Value of net assets at end of year (total assets less liabilities)2013-12-31$164,502,886
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$134,494,556
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$149,613,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$116,079,624
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$107,804
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$9,403,349
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$9,947,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$9,947,321
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,657
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$18,756,412
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$14,221
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$2,543,378
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$16,033,339
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARKS NELSON VOHLAND CAMPBELL RADET
Accountancy firm EIN2013-12-31481238645
2012 : THE 401(K) SAVINGS PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$6,303,356
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$34,324,770
Total of all expenses incurred2012-12-31$12,966,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$12,713,450
Expenses. Certain deemed distributions of participant loans2012-12-31$-7,728
Value of total corrective distributions2012-12-31$14,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$20,858,795
Value of total assets at end of year2012-12-31$134,494,556
Value of total assets at beginning of year2012-12-31$106,833,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$246,777
Total interest from all sources2012-12-31$95,774
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,172,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,172,841
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$17,161,559
Participant contributions at end of year2012-12-31$4,466,199
Participant contributions at beginning of year2012-12-31$3,887,139
Participant contributions at end of year2012-12-31$1,458,034
Participant contributions at beginning of year2012-12-31$1,271,412
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,153,576
Administrative expenses (other) incurred2012-12-31$246,777
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$21,358,061
Value of net assets at end of year (total assets less liabilities)2012-12-31$134,494,556
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$106,833,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$116,079,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$90,625,724
Interest on participant loans2012-12-31$94,660
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$9,947,321
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$8,869,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$8,869,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,114
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$10,197,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,543,660
Employer contributions (assets) at end of year2012-12-31$2,543,378
Employer contributions (assets) at beginning of year2012-12-31$2,179,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$12,713,450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARKS NELSON VOHLAND CAMPBELL RADET
Accountancy firm EIN2012-12-31481238645
2011 : THE 401(K) SAVINGS PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$15,828,033
Total of all expenses incurred2011-12-31$12,064,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$11,775,736
Expenses. Certain deemed distributions of participant loans2011-12-31$64,738
Value of total corrective distributions2011-12-31$2,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$18,170,073
Value of total assets at end of year2011-12-31$106,833,139
Value of total assets at beginning of year2011-12-31$103,069,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$221,641
Total interest from all sources2011-12-31$92,649
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,399,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,399,560
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$14,472,801
Participant contributions at end of year2011-12-31$3,887,139
Participant contributions at beginning of year2011-12-31$3,509,237
Participant contributions at end of year2011-12-31$1,271,412
Participant contributions at beginning of year2011-12-31$1,080,254
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,516,099
Administrative expenses (other) incurred2011-12-31$221,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,763,609
Value of net assets at end of year (total assets less liabilities)2011-12-31$106,833,139
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$103,069,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$90,625,724
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$89,648,828
Interest on participant loans2011-12-31$91,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$8,869,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$6,969,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$6,969,512
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$784
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,834,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,181,173
Employer contributions (assets) at end of year2011-12-31$2,179,783
Employer contributions (assets) at beginning of year2011-12-31$1,861,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$11,775,736
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARKS NELSON VOHLAND CAMPBELL RADET
Accountancy firm EIN2011-12-31481238645
2010 : THE 401(K) SAVINGS PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$144,364
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$25,946,136
Total of all expenses incurred2010-12-31$12,480,033
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$12,266,662
Expenses. Certain deemed distributions of participant loans2010-12-31$22,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$15,102,151
Value of total assets at end of year2010-12-31$103,069,530
Value of total assets at beginning of year2010-12-31$89,459,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$191,198
Total interest from all sources2010-12-31$161,625
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,955,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,955,286
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$11,871,417
Participant contributions at end of year2010-12-31$3,509,237
Participant contributions at beginning of year2010-12-31$3,292,606
Participant contributions at end of year2010-12-31$1,080,254
Participant contributions at beginning of year2010-12-31$845,839
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,368,874
Administrative expenses (other) incurred2010-12-31$191,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$13,466,103
Value of net assets at end of year (total assets less liabilities)2010-12-31$103,069,530
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$89,459,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$89,648,828
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$76,786,837
Interest on participant loans2010-12-31$160,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$6,969,512
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$7,095,603
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$7,095,603
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$8,727,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,861,860
Employer contributions (assets) at end of year2010-12-31$1,861,699
Employer contributions (assets) at beginning of year2010-12-31$1,438,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$12,266,662
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARKS,NELSON,VOHLAND,CAMPBELL,RADET
Accountancy firm EIN2010-12-31481238645
2009 : THE 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE 401(K) SAVINGS PLAN

2014: THE 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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