401k Plan data: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN plan

UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 401k Plan overview

Plan Name	UNIVERSITY PHYSICIANS PROFIT SHARING PLAN
Plan identification number	001

UNIVERSITY PHYSICIANS PROFIT SHARING PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

UNIVERSITY PHYSICIANS has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY PHYSICIANS

Employer identification number (EIN): 510175536

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about UNIVERSITY PHYSICIANS

Jurisdiction of Incorporation: South Dakota Secretary of State

Incorporation Date:

Company Identification Number: NS005887

More information about UNIVERSITY PHYSICIANS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY PHYSICIANS PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 LISA SORENSEN
001 2011-01-01 LISA SORENSEN
001 2010-01-01 LISA SORENSEN
001 2009-01-01 MICHELLE MASHLAN

Plan id#	Filing Submission Date	Name of Administrator
001	2012-01-01	LISA SORENSEN
001	2011-01-01	LISA SORENSEN
001	2010-01-01	LISA SORENSEN
001	2009-01-01	MICHELLE MASHLAN

Plan Statistics for UNIVERSITY PHYSICIANS PROFIT SHARING PLAN

401k plan membership statisitcs for UNIVERSITY PHYSICIANS PROFIT SHARING PLAN

Measure Date Value
2012: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 153
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
2011: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 153
Total of all active and inactive participants 2011-01-01 153
Total participants 2011-01-01 153
Number of participants with account balances 2011-01-01 153
2010: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 68
Number of other retired or separated participants entitled to future benefits 2010-01-01 160
Total of all active and inactive participants 2010-01-01 228
Total participants 2010-01-01 228
Number of participants with account balances 2010-01-01 161
2009: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 204
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 49
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 173
Total of all active and inactive participants 2009-01-01 222
Total participants 2009-01-01 222
Number of participants with account balances 2009-01-01 173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2012: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	153
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
2011: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	153
Total of all active and inactive participants	2011-01-01	153
Total participants	2011-01-01	153
Number of participants with account balances	2011-01-01	153
2010: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	68
Number of other retired or separated participants entitled to future benefits	2010-01-01	160
Total of all active and inactive participants	2010-01-01	228
Total participants	2010-01-01	228
Number of participants with account balances	2010-01-01	161
2009: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	204
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	49
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	173
Total of all active and inactive participants	2009-01-01	222
Total participants	2009-01-01	222
Number of participants with account balances	2009-01-01	173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNIVERSITY PHYSICIANS PROFIT SHARING PLAN

Measure	Date	Value
2012 : UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$199,946
Total of all expenses incurred	2012-12-31	$2,391,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,391,969
Value of total assets at beginning of year	2012-12-31	$2,192,023
Total interest from all sources	2012-12-31	$9,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$400,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-2,192,023
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,192,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,194,227
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$155,248
Interest earned on other investments	2012-12-31	$9,793
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$842,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$175,286
Net investment gain/loss from pooled separate accounts	2012-12-31	$14,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,391,969
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	EIDE BAILLY LLP
Accountancy firm EIN	2012-12-31	450250958
2011 : UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$90,291
Total of all expenses incurred	2011-12-31	$1,302,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,297,734
Value of total assets at end of year	2011-12-31	$2,192,023
Value of total assets at beginning of year	2011-12-31	$3,404,720
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,254
Total interest from all sources	2011-12-31	$10,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$300,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$5,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,212,697
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,192,023
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,404,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,194,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,015,898
Value of interest in pooled separate accounts at end of year	2011-12-31	$155,248
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$248,331
Interest earned on other investments	2011-12-31	$10,787
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$842,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,140,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$59,928
Net investment gain/loss from pooled separate accounts	2011-12-31	$19,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,297,734
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2011-12-31	450250958
2010 : UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$300,823
Total of all expenses incurred	2010-12-31	$151,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$151,071
Value of total assets at end of year	2010-12-31	$3,404,720
Value of total assets at beginning of year	2010-12-31	$3,254,968
Total interest from all sources	2010-12-31	$12,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$149,752
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,404,720
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,254,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,015,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,931,980
Value of interest in pooled separate accounts at end of year	2010-12-31	$248,331
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$223,858
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$12,290
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,140,491
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,099,130
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$259,359
Net investment gain/loss from pooled separate accounts	2010-12-31	$29,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$151,071
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2010-12-31	450250958

Form 5500 Responses for UNIVERSITY PHYSICIANS PROFIT SHARING PLAN

2012: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSITY PHYSICIANS PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNIVERSITY PHYSICIANS
Employer identification number (EIN):	510175536
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	South Dakota Secretary of State
Incorporation Date:
Company Identification Number:	NS005887