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403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 401k Plan overview

Plan Name403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC.
Plan identification number 003

403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

VIABILITY, INC. has sponsored the creation of one or more 401k plans.

Company Name:VIABILITY, INC.
Employer identification number (EIN):510178661
NAIC Classification:621498
NAIC Description:All Other Outpatient Care Centers

Additional information about VIABILITY, INC.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2003-06-09
Company Identification Number: 20031185603
Legal Registered Office Address: 2017 S PARKER RD

DENVER
United States of America (USA)
80231

More information about VIABILITY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-07-01JANICE BROWN2024-04-09 JANICE BROWN2024-04-09
0032021-07-01JANICE BIRON-FOUCHER2023-01-27 JANICE BIRON-FOUCHER2023-01-27
0032020-07-01JANICE BIRON-FOUCHER2022-02-15 JANICE BIRON-FOUCHER2022-02-15
0032019-07-01
0032018-07-01
0032017-07-01
0032016-07-01PAM ZAGORSKI PAM ZAGORSKI2018-04-10
0032015-07-01PAM ZAGORSKI PAM ZAGORSKI2017-02-24
0032014-07-01PAM ZAGORSKI PAM ZAGORSKI2016-03-22
0032013-07-01PAM ZAGORSKI PAM ZAGORSKI2015-02-19
0032012-07-01PAM ZAGORSKI
0032011-07-01PAM ZAGORSKI
0032010-07-01PAM ZAGORSKI
0032009-07-01PAM ZAGORSKI
0032009-07-01PAM ZAGORSKI

Plan Statistics for 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC.

401k plan membership statisitcs for 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC.

Measure Date Value
2022: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2022 401k membership
Total participants, beginning-of-year2022-07-01836
Total number of active participants reported on line 7a of the Form 55002022-07-01417
Number of retired or separated participants receiving benefits2022-07-0187
Number of other retired or separated participants entitled to future benefits2022-07-01305
Total of all active and inactive participants2022-07-01809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-07-011
Total participants2022-07-01810
Number of participants with account balances2022-07-01800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-07-0149
2021: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2021 401k membership
Total participants, beginning-of-year2021-07-01775
Total number of active participants reported on line 7a of the Form 55002021-07-01452
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-01382
Total of all active and inactive participants2021-07-01834
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-012
Total participants2021-07-01836
Number of participants with account balances2021-07-01788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-0155
2020: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2020 401k membership
Total participants, beginning-of-year2020-07-01784
Total number of active participants reported on line 7a of the Form 55002020-07-01445
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-01369
Total of all active and inactive participants2020-07-01814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-013
Total participants2020-07-01817
Number of participants with account balances2020-07-01775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0146
2019: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2019 401k membership
Total participants, beginning-of-year2019-07-01739
Total number of active participants reported on line 7a of the Form 55002019-07-01539
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-01242
Total of all active and inactive participants2019-07-01781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-013
Total participants2019-07-01784
Number of participants with account balances2019-07-01743
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0169
2018: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2018 401k membership
Total participants, beginning-of-year2018-07-01731
Total number of active participants reported on line 7a of the Form 55002018-07-01566
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-01211
Total of all active and inactive participants2018-07-01777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-013
Total participants2018-07-01780
Number of participants with account balances2018-07-01739
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0198
2017: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2017 401k membership
Total participants, beginning-of-year2017-07-01471
Total number of active participants reported on line 7a of the Form 55002017-07-01540
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-01189
Total of all active and inactive participants2017-07-01729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-012
Total participants2017-07-01731
Number of participants with account balances2017-07-01687
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0193
2016: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2016 401k membership
Total participants, beginning-of-year2016-07-01372
Total number of active participants reported on line 7a of the Form 55002016-07-01386
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0184
Total of all active and inactive participants2016-07-01470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-011
Total participants2016-07-01471
Number of participants with account balances2016-07-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0133
2015: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2015 401k membership
Total participants, beginning-of-year2015-07-01357
Total number of active participants reported on line 7a of the Form 55002015-07-01261
Number of other retired or separated participants entitled to future benefits2015-07-01109
Total of all active and inactive participants2015-07-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-012
Total participants2015-07-01372
Number of participants with account balances2015-07-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0133
2014: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2014 401k membership
Total participants, beginning-of-year2014-07-01340
Total number of active participants reported on line 7a of the Form 55002014-07-01246
Number of other retired or separated participants entitled to future benefits2014-07-01110
Total of all active and inactive participants2014-07-01356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-011
Total participants2014-07-01357
Number of participants with account balances2014-07-01357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0119
2013: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2013 401k membership
Total participants, beginning-of-year2013-07-01346
Total number of active participants reported on line 7a of the Form 55002013-07-01232
Number of other retired or separated participants entitled to future benefits2013-07-0190
Total of all active and inactive participants2013-07-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-014
Total participants2013-07-01326
Number of participants with account balances2013-07-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-0122
2012: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2012 401k membership
Total participants, beginning-of-year2012-07-01321
Total number of active participants reported on line 7a of the Form 55002012-07-01243
Number of other retired or separated participants entitled to future benefits2012-07-01102
Total of all active and inactive participants2012-07-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-011
Total participants2012-07-01346
Number of participants with account balances2012-07-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0118
2011: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2011 401k membership
Total participants, beginning-of-year2011-07-01304
Total number of active participants reported on line 7a of the Form 55002011-07-01229
Number of other retired or separated participants entitled to future benefits2011-07-0190
Total of all active and inactive participants2011-07-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-011
Total participants2011-07-01320
Number of participants with account balances2011-07-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-019
2010: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2010 401k membership
Total participants, beginning-of-year2010-07-01304
Total number of active participants reported on line 7a of the Form 55002010-07-01215
Number of other retired or separated participants entitled to future benefits2010-07-0186
Total of all active and inactive participants2010-07-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-012
Total participants2010-07-01303
Number of participants with account balances2010-07-01302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-0112
2009: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2009 401k membership
Total participants, beginning-of-year2009-07-01287
Total number of active participants reported on line 7a of the Form 55002009-07-01214
Number of other retired or separated participants entitled to future benefits2009-07-0184
Total of all active and inactive participants2009-07-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-011
Total participants2009-07-01299
Number of participants with account balances2009-07-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-015

Financial Data on 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC.

Measure Date Value
2023 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2023 401k financial data
Total income from all sources (including contributions)2023-06-30$2,848,271
Total of all expenses incurred2023-06-30$1,338,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-06-30$1,334,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-06-30$1,287,306
Value of total assets at end of year2023-06-30$17,870,833
Value of total assets at beginning of year2023-06-30$16,360,698
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-06-30$3,281
Total interest from all sources2023-06-30$39,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-06-30No
Was this plan covered by a fidelity bond2023-06-30Yes
Value of fidelity bond cover2023-06-30$500,000
If this is an individual account plan, was there a blackout period2023-06-30No
Were there any nonexempt tranactions with any party-in-interest2023-06-30No
Contributions received from participants2023-06-30$654,232
Assets. Other investments not covered elsewhere at end of year2023-06-30$278,960
Assets. Other investments not covered elsewhere at beginning of year2023-06-30$232,763
Income. Received or receivable in cash from other sources (including rollovers)2023-06-30$103,999
Administrative expenses (other) incurred2023-06-30$3,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Value of net income/loss2023-06-30$1,510,135
Value of net assets at end of year (total assets less liabilities)2023-06-30$17,870,833
Value of net assets at beginning of year (total assets less liabilities)2023-06-30$16,360,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-06-30No
Were any leases to which the plan was party in default or uncollectible2023-06-30No
Value of interest in pooled separate accounts at end of year2023-06-30$13,507,500
Value of interest in pooled separate accounts at beginning of year2023-06-30$12,132,001
Interest earned on other investments2023-06-30$39,932
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-06-30$4,084,373
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-06-30$3,995,934
Net investment gain/loss from pooled separate accounts2023-06-30$1,521,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-06-30No
Was there a failure to transmit to the plan any participant contributions2023-06-30No
Has the plan failed to provide any benefit when due under the plan2023-06-30No
Contributions received in cash from employer2023-06-30$529,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-06-30$1,334,855
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-06-30No
Did the plan have assets held for investment2023-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-06-30No
Opinion of an independent qualified public accountant for this plan2023-06-30Unqualified
Accountancy firm name2023-06-30WHITTLESEY PC
Accountancy firm EIN2023-06-30060903326
2022 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2022 401k financial data
Total income from all sources (including contributions)2022-06-30$-702,413
Total of all expenses incurred2022-06-30$2,339,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$2,332,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$1,340,862
Value of total assets at end of year2022-06-30$16,360,698
Value of total assets at beginning of year2022-06-30$19,402,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$7,786
Total interest from all sources2022-06-30$29,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$644,167
Assets. Other investments not covered elsewhere at end of year2022-06-30$232,763
Assets. Other investments not covered elsewhere at beginning of year2022-06-30$381,456
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$205,903
Administrative expenses (other) incurred2022-06-30$7,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-3,042,199
Value of net assets at end of year (total assets less liabilities)2022-06-30$16,360,698
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$19,402,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in pooled separate accounts at end of year2022-06-30$12,132,001
Value of interest in pooled separate accounts at beginning of year2022-06-30$14,847,079
Interest earned on other investments2022-06-30$29,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$3,995,934
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$4,174,362
Net investment gain/loss from pooled separate accounts2022-06-30$-2,072,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$490,792
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$2,332,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-06-30No
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30WHITTLESEY PC
Accountancy firm EIN2022-06-30060903326
2021 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2021 401k financial data
Total income from all sources (including contributions)2021-06-30$4,792,853
Total of all expenses incurred2021-06-30$878,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$870,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,194,962
Value of total assets at end of year2021-06-30$19,402,897
Value of total assets at beginning of year2021-06-30$15,488,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$8,539
Total interest from all sources2021-06-30$44,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$688,632
Participant contributions at end of year2021-06-30$0
Participant contributions at beginning of year2021-06-30$32,847
Assets. Other investments not covered elsewhere at end of year2021-06-30$381,456
Assets. Other investments not covered elsewhere at beginning of year2021-06-30$273,203
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$12,536
Administrative expenses (other) incurred2021-06-30$8,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$3,914,114
Value of net assets at end of year (total assets less liabilities)2021-06-30$19,402,897
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$15,488,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in pooled separate accounts at end of year2021-06-30$14,847,079
Value of interest in pooled separate accounts at beginning of year2021-06-30$11,394,697
Interest earned on other investments2021-06-30$44,647
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$4,174,362
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$3,752,582
Net investment gain/loss from pooled separate accounts2021-06-30$3,553,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$493,794
Employer contributions (assets) at end of year2021-06-30$0
Employer contributions (assets) at beginning of year2021-06-30$35,454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$870,200
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-06-30No
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30WHITTLESEY PC
Accountancy firm EIN2021-06-30060903326
2020 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2020 401k financial data
Total income from all sources (including contributions)2020-06-30$2,249,013
Total of all expenses incurred2020-06-30$2,074,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$2,071,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,694,956
Value of total assets at end of year2020-06-30$15,488,783
Value of total assets at beginning of year2020-06-30$15,314,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$3,616
Total interest from all sources2020-06-30$58,780
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$778,715
Participant contributions at end of year2020-06-30$32,847
Participant contributions at beginning of year2020-06-30$30,228
Assets. Other investments not covered elsewhere at end of year2020-06-30$273,203
Assets. Other investments not covered elsewhere at beginning of year2020-06-30$248,262
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$169,713
Administrative expenses (other) incurred2020-06-30$3,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$174,191
Value of net assets at end of year (total assets less liabilities)2020-06-30$15,488,783
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$15,314,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in pooled separate accounts at end of year2020-06-30$11,394,697
Value of interest in pooled separate accounts at beginning of year2020-06-30$10,984,549
Interest earned on other investments2020-06-30$58,780
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$3,752,582
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$4,020,943
Net investment gain/loss from pooled separate accounts2020-06-30$495,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30Yes
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$746,528
Employer contributions (assets) at end of year2020-06-30$35,454
Employer contributions (assets) at beginning of year2020-06-30$30,610
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$2,071,206
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-06-30No
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30WHITTLESEY PC
Accountancy firm EIN2020-06-30060903326
2019 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2019 401k financial data
Total income from all sources (including contributions)2019-06-30$2,233,899
Total of all expenses incurred2019-06-30$934,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$927,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$1,553,745
Value of total assets at end of year2019-06-30$15,314,592
Value of total assets at beginning of year2019-06-30$14,015,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$7,538
Total interest from all sources2019-06-30$59,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$804,261
Participant contributions at end of year2019-06-30$30,228
Participant contributions at beginning of year2019-06-30$31,738
Assets. Other investments not covered elsewhere at end of year2019-06-30$248,262
Assets. Other investments not covered elsewhere at beginning of year2019-06-30$226,530
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$21,644
Administrative expenses (other) incurred2019-06-30$7,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$1,299,350
Value of net assets at end of year (total assets less liabilities)2019-06-30$15,314,592
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$14,015,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in pooled separate accounts at end of year2019-06-30$10,984,549
Value of interest in pooled separate accounts at beginning of year2019-06-30$9,722,878
Interest earned on other investments2019-06-30$59,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$4,020,943
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$4,002,548
Net investment gain/loss from pooled separate accounts2019-06-30$620,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30Yes
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$727,840
Employer contributions (assets) at end of year2019-06-30$30,610
Employer contributions (assets) at beginning of year2019-06-30$31,548
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$927,011
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30No
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30WHITTLESEY PC
Accountancy firm EIN2019-06-30060903326
2018 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2018 401k financial data
Total income from all sources (including contributions)2018-06-30$2,367,844
Total of all expenses incurred2018-06-30$1,181,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$1,173,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$1,563,852
Value of total assets at end of year2018-06-30$14,015,242
Value of total assets at beginning of year2018-06-30$12,828,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$7,259
Total interest from all sources2018-06-30$50,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$806,197
Participant contributions at beginning of year2018-06-30$19,381
Participant contributions at end of year2018-06-30$31,738
Participant contributions at beginning of year2018-06-30$23,256
Assets. Other investments not covered elsewhere at end of year2018-06-30$226,530
Assets. Other investments not covered elsewhere at beginning of year2018-06-30$213,385
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$91,505
Administrative expenses (other) incurred2018-06-30$7,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$1,186,667
Value of net assets at end of year (total assets less liabilities)2018-06-30$14,015,242
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$12,828,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$2,796,974
Value of interest in pooled separate accounts at end of year2018-06-30$9,722,878
Value of interest in pooled separate accounts at beginning of year2018-06-30$5,825,156
Interest earned on other investments2018-06-30$50,531
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$4,002,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$3,927,715
Net investment gain/loss from pooled separate accounts2018-06-30$753,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30Yes
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$666,150
Employer contributions (assets) at end of year2018-06-30$31,548
Employer contributions (assets) at beginning of year2018-06-30$22,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$1,173,918
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30WHITTLESEY PC
Accountancy firm EIN2018-06-30060903326
2017 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2017 401k financial data
Total transfer of assets to this plan2017-06-30$4,275,186
Total income from all sources (including contributions)2017-06-30$1,340,006
Total of all expenses incurred2017-06-30$332,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$327,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$655,300
Value of total assets at end of year2017-06-30$12,828,575
Value of total assets at beginning of year2017-06-30$7,545,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$4,602
Total interest from all sources2017-06-30$26,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$277,664
Participant contributions at end of year2017-06-30$19,381
Participant contributions at end of year2017-06-30$23,256
Assets. Other investments not covered elsewhere at end of year2017-06-30$96,381
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$19,482
Administrative expenses (other) incurred2017-06-30$4,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,007,488
Value of net assets at end of year (total assets less liabilities)2017-06-30$12,828,575
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$7,545,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$3,010,359
Value of interest in pooled separate accounts at end of year2017-06-30$5,825,156
Value of interest in pooled separate accounts at beginning of year2017-06-30$4,692,116
Interest earned on other investments2017-06-30$26,842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$3,831,334
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$2,853,785
Net investment gain/loss from pooled separate accounts2017-06-30$657,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$358,154
Employer contributions (assets) at end of year2017-06-30$22,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$327,916
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-30No
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30WHITTLESEY PC
Accountancy firm EIN2017-06-30060903326
2016 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2016 401k financial data
Total income from all sources (including contributions)2016-06-30$642,685
Total of all expenses incurred2016-06-30$257,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$252,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$617,505
Value of total assets at end of year2016-06-30$7,545,901
Value of total assets at beginning of year2016-06-30$7,160,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$4,327
Total interest from all sources2016-06-30$25,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$256,265
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$20,831
Administrative expenses (other) incurred2016-06-30$4,327
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$385,371
Value of net assets at end of year (total assets less liabilities)2016-06-30$7,545,901
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$7,160,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in pooled separate accounts at end of year2016-06-30$4,692,116
Value of interest in pooled separate accounts at beginning of year2016-06-30$4,489,615
Interest earned on other investments2016-06-30$25,952
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$2,853,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$2,670,915
Net investment gain/loss from pooled separate accounts2016-06-30$-772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$340,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$252,987
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-06-30No
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30WHITTLESEY & HADLEY, P.C.
Accountancy firm EIN2016-06-30060903326
2015 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$802,587
Total of all expenses incurred2015-06-30$586,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$586,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$572,107
Value of total assets at end of year2015-06-30$7,160,530
Value of total assets at beginning of year2015-06-30$6,944,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$675
Total interest from all sources2015-06-30$24,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$264,302
Administrative expenses (other) incurred2015-06-30$675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$215,871
Value of net assets at end of year (total assets less liabilities)2015-06-30$7,160,530
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$6,944,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$4,489,615
Value of interest in pooled separate accounts at beginning of year2015-06-30$4,150,204
Interest earned on other investments2015-06-30$24,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$2,670,915
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$2,794,455
Net investment gain/loss from pooled separate accounts2015-06-30$205,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$307,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$586,041
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30No
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30WHITTLESEY & HADLEY, P.C.
Accountancy firm EIN2015-06-30060903326
2014 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2014 401k financial data
Total income from all sources (including contributions)2014-06-30$1,231,766
Total of all expenses incurred2014-06-30$429,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$428,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$561,030
Value of total assets at end of year2014-06-30$6,944,659
Value of total assets at beginning of year2014-06-30$6,142,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$1,180
Total interest from all sources2014-06-30$26,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$270,537
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$8,767
Administrative expenses (other) incurred2014-06-30$1,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$801,864
Value of net assets at end of year (total assets less liabilities)2014-06-30$6,944,659
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$6,142,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$4,150,204
Value of interest in pooled separate accounts at beginning of year2014-06-30$3,532,433
Interest earned on other investments2014-06-30$26,164
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$2,794,455
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$2,610,362
Net investment gain/loss from pooled separate accounts2014-06-30$644,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30Yes
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$281,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$428,722
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30No
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30WHITTLESEY & HADLEY, P.C.
Accountancy firm EIN2014-06-30060903326
2013 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$1,006,261
Total of all expenses incurred2013-06-30$315,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$313,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$610,661
Value of total assets at end of year2013-06-30$6,142,795
Value of total assets at beginning of year2013-06-30$5,451,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$1,425
Total interest from all sources2013-06-30$36,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-06-300
Minimum employer required contribution for this plan year2013-06-30$0
Amount contributed by the employer to the plan for this plan year2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$297,365
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$13,168
Administrative expenses (other) incurred2013-06-30$1,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$690,880
Value of net assets at end of year (total assets less liabilities)2013-06-30$6,142,795
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$5,451,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in pooled separate accounts at end of year2013-06-30$3,532,433
Value of interest in pooled separate accounts at beginning of year2013-06-30$2,456,696
Interest earned on other investments2013-06-30$36,240
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$2,610,362
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$2,995,219
Net investment gain/loss from pooled separate accounts2013-06-30$359,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$300,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$313,956
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30LESTER HALPERN & COMPANY P.C.
Accountancy firm EIN2013-06-30042653334
2012 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2012 401k financial data
Total income from all sources (including contributions)2012-06-30$910,091
Total of all expenses incurred2012-06-30$387,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$386,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$803,902
Value of total assets at end of year2012-06-30$5,451,915
Value of total assets at beginning of year2012-06-30$4,929,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$1,640
Total interest from all sources2012-06-30$47,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
Minimum employer required contribution for this plan year2012-06-30$0
Amount contributed by the employer to the plan for this plan year2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$295,637
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$218,213
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-06-30$7,084
Administrative expenses (other) incurred2012-06-30$1,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$522,195
Value of net assets at end of year (total assets less liabilities)2012-06-30$5,451,915
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$4,929,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$2,441,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$2,348,942
Value of interest in pooled separate accounts at end of year2012-06-30$14,890
Value of interest in pooled separate accounts at beginning of year2012-06-30$19,541
Interest earned on other investments2012-06-30$47,778
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$2,995,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$2,554,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$58,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$290,052
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$386,256
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30LESTER HALPERN & COMPANY P.C.
Accountancy firm EIN2012-06-30042653334
2011 : 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2011 401k financial data
Total income from all sources (including contributions)2011-06-30$1,162,568
Total of all expenses incurred2011-06-30$786,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$782,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$601,363
Value of total assets at end of year2011-06-30$4,929,720
Value of total assets at beginning of year2011-06-30$4,553,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$4,296
Total interest from all sources2011-06-30$48,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$237,612
Participant contributions at beginning of year2011-06-30$9,086
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$83,839
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$7,084
Administrative expenses (other) incurred2011-06-30$4,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$375,846
Value of net assets at end of year (total assets less liabilities)2011-06-30$4,929,720
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$4,553,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$2,348,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$1,967,419
Value of interest in pooled separate accounts at end of year2011-06-30$19,541
Value of interest in pooled separate accounts at beginning of year2011-06-30$31,599
Interest earned on other investments2011-06-30$48,536
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$2,554,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$2,535,009
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$512,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$279,912
Employer contributions (assets) at beginning of year2011-06-30$10,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$782,426
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30LESTER HALPERN & COMPANY P.C.
Accountancy firm EIN2011-06-30042653334

Form 5500 Responses for 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC.

2022: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2022 form 5500 responses
2022-07-01Type of plan entitySingle employer plan
2022-07-01Plan funding arrangement – InsuranceYes
2022-07-01Plan benefit arrangement – InsuranceYes
2021: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan benefit arrangement – InsuranceYes
2020: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan benefit arrangement – InsuranceYes
2019: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan benefit arrangement – InsuranceYes
2018: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan benefit arrangement – InsuranceYes
2017: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan benefit arrangement – InsuranceYes
2016: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan benefit arrangement – InsuranceYes
2015: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan benefit arrangement – InsuranceYes
2014: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan benefit arrangement – InsuranceYes
2013: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan benefit arrangement – InsuranceYes
2012: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan benefit arrangement – InsuranceYes
2011: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan benefit arrangement – InsuranceYes
2010: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedYes
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan benefit arrangement – InsuranceYes
2009: 403B THRIFT PLAN OF COMMUNITY ENTERPRISES, INC. 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number891468+006
Policy instance 3
Insurance contract or identification number891468+006
Number of Individuals Covered9
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered29
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Total amount of commissions paid to insurance brokerUSD $239
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $239
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487
Policy instance 1
Insurance contract or identification number008487
Number of Individuals Covered824
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,379
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1379
Insurance broker organization code?1
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number891468+006
Policy instance 3
Insurance contract or identification number891468+006
Number of Individuals Covered10
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered29
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $255
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $255
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487-F
Policy instance 1
Insurance contract or identification number008487-F
Number of Individuals Covered801
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,842
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5842
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487-F
Policy instance 1
Insurance contract or identification number008487-F
Number of Individuals Covered774
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,842
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5842
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered30
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $81
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $81
Insurance broker organization code?3
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number891468+006
Policy instance 3
Insurance contract or identification number891468+006
Number of Individuals Covered17
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number891468+006
Policy instance 3
Insurance contract or identification number891468+006
Number of Individuals Covered17
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered31
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $236
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $236
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487-F
Policy instance 1
Insurance contract or identification number008487-F
Number of Individuals Covered741
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,868
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1868
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number891468+006
Policy instance 3
Insurance contract or identification number891468+006
Number of Individuals Covered19
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered33
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $245
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $245
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487-F
Policy instance 1
Insurance contract or identification number008487-F
Number of Individuals Covered733
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $25,010
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees25010
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60358
Policy instance 3
Insurance contract or identification numberMR 60358
Number of Individuals Covered0
Insurance policy start date2017-07-01
Insurance policy end date2017-08-11
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number891468+006
Policy instance 4
Insurance contract or identification number891468+006
Number of Individuals Covered20
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered34
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $286
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487-F
Policy instance 1
Insurance contract or identification number008487-F
Number of Individuals Covered683
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,458
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487-F
Policy instance 1
Insurance contract or identification number008487-F
Number of Individuals Covered342
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $465
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees465
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameHARTFORD REGIONAL OFFICE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered37
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $289
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $289
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487-F
Policy instance 1
Insurance contract or identification number008487-F
Number of Individuals Covered320
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $696
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees696
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameHARTFORD REGIONAL OFFICE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered42
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $306
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $306
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered44
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker name
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487-F
Policy instance 1
Insurance contract or identification number008487-F
Number of Individuals Covered293
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,035
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2035
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameHARTFORD REGIONAL OFFICE
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered47
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $312
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $312
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487F
Policy instance 1
Insurance contract or identification number008487F
Number of Individuals Covered305
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of fees paid to insurance companyUSD $1,069
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees426
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameCHRISTOPHER MCGLYNN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered53
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $372
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487F
Policy instance 1
Insurance contract or identification number008487F
Number of Individuals Covered281
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of fees paid to insurance companyUSD $907
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number008487F
Policy instance 1
Insurance contract or identification number008487F
Number of Individuals Covered261
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $589
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF6444
Policy instance 2
Insurance contract or identification numberVF6444
Number of Individuals Covered71
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $882
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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