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MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 401k Plan overview

Plan NameMAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN
Plan identification number 002

MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MAYO CLINIC HEALTH SYSTEM RED CEDAR, INC. has sponsored the creation of one or more 401k plans.

Company Name:MAYO CLINIC HEALTH SYSTEM RED CEDAR, INC.
Employer identification number (EIN):510190875
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01DAVID SCHUITEMA DAVID SCHUITEMA2016-07-13
0022014-01-01DAVID SCHUITEMA DAVID SCHUITEMA2015-10-07
0022013-01-01LESLIE SMITH LESLIE SMITH2014-10-14
0022012-01-01JEANIE LUBINSKY
0022011-01-01JEANIE LUBINSKY
0022010-01-01JEANIE LUBINSKY
0022009-01-01JEANIE LUBINSKY

Plan Statistics for MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN

401k plan membership statisitcs for MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN

Measure Date Value
2015: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01771
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Total participants2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01784
Total number of active participants reported on line 7a of the Form 55002014-01-01620
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01149
Total of all active and inactive participants2014-01-01770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01771
Number of participants with account balances2014-01-01755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0120
2013: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01774
Total number of active participants reported on line 7a of the Form 55002013-01-01661
Number of retired or separated participants receiving benefits2013-01-0114
Number of other retired or separated participants entitled to future benefits2013-01-01109
Total of all active and inactive participants2013-01-01784
Total participants2013-01-01784
Number of participants with account balances2013-01-01756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01735
Total number of active participants reported on line 7a of the Form 55002012-01-01662
Number of retired or separated participants receiving benefits2012-01-0115
Number of other retired or separated participants entitled to future benefits2012-01-0197
Total of all active and inactive participants2012-01-01774
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01774
Number of participants with account balances2012-01-01741
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0115
2011: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01684
Total number of active participants reported on line 7a of the Form 55002011-01-01644
Number of retired or separated participants receiving benefits2011-01-017
Number of other retired or separated participants entitled to future benefits2011-01-0183
Total of all active and inactive participants2011-01-01734
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01735
Number of participants with account balances2011-01-01698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0111
2010: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01689
Total number of active participants reported on line 7a of the Form 55002010-01-01593
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-0184
Total of all active and inactive participants2010-01-01684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01684
Number of participants with account balances2010-01-01680
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-019
2009: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01707
Total number of active participants reported on line 7a of the Form 55002009-01-01616
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-0166
Total of all active and inactive participants2009-01-01689
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01689
Number of participants with account balances2009-01-01658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN

Measure Date Value
2015 : MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$12,804
Total unrealized appreciation/depreciation of assets2015-09-30$12,804
Total transfer of assets to this plan2015-09-30$0
Total transfer of assets from this plan2015-09-30$79,072,021
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Expenses. Interest paid2015-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-09-30$0
Total income from all sources (including contributions)2015-09-30$-3,112,996
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$6,078,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$6,011,224
Expenses. Certain deemed distributions of participant loans2015-09-30$0
Value of total corrective distributions2015-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$0
Value of total assets at end of year2015-09-30$0
Value of total assets at beginning of year2015-09-30$88,263,966
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$67,725
Total income from rents2015-09-30$0
Total interest from all sources2015-09-30$17,033
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$807,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$807,217
Assets. Real estate other than employer real property at end of year2015-09-30$0
Assets. Real estate other than employer real property at beginning of year2015-09-30$0
Administrative expenses professional fees incurred2015-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-09-30$0
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$5,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$0
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$704,508
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$0
Assets. Other investments not covered elsewhere at end of year2015-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$148,287
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$0
Assets. Loans (other than to participants) at end of year2015-09-30$0
Assets. Loans (other than to participants) at beginning of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$0
Other income not declared elsewhere2015-09-30$105,999
Administrative expenses (other) incurred2015-09-30$67,725
Liabilities. Value of operating payables at end of year2015-09-30$0
Liabilities. Value of operating payables at beginning of year2015-09-30$0
Total non interest bearing cash at end of year2015-09-30$0
Total non interest bearing cash at beginning of year2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Income. Non cash contributions2015-09-30$0
Value of net income/loss2015-09-30$-9,191,945
Value of net assets at end of year (total assets less liabilities)2015-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$88,263,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Assets. partnership/joint venture interests at end of year2015-09-30$0
Assets. partnership/joint venture interests at beginning of year2015-09-30$0
Investment advisory and management fees2015-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$81,061,660
Value of interest in pooled separate accounts at end of year2015-09-30$0
Value of interest in pooled separate accounts at beginning of year2015-09-30$0
Interest on participant loans2015-09-30$17,033
Income. Interest from loans (other than to participants)2015-09-30$0
Interest earned on other investments2015-09-30$0
Income. Interest from US Government securities2015-09-30$0
Income. Interest from corporate debt instruments2015-09-30$0
Value of interest in master investment trust accounts at end of year2015-09-30$0
Value of interest in master investment trust accounts at beginning of year2015-09-30$0
Value of interest in common/collective trusts at end of year2015-09-30$0
Value of interest in common/collective trusts at beginning of year2015-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$672,802
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$672,802
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$0
Assets. Value of investments in 103.12 investment entities at end of year2015-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$4,409,539
Expenses. Payments to insurance carriers foe the provision of benefits2015-09-30$0
Asset value of US Government securities at end of year2015-09-30$0
Asset value of US Government securities at beginning of year2015-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-4,056,049
Net investment gain/loss from pooled separate accounts2015-09-30$0
Net investment gain or loss from common/collective trusts2015-09-30$0
Net gain/loss from 103.12 investment entities2015-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Assets. Invements in employer securities at end of year2015-09-30$0
Assets. Invements in employer securities at beginning of year2015-09-30$0
Assets. Value of employer real property at end of year2015-09-30$0
Assets. Value of employer real property at beginning of year2015-09-30$0
Contributions received in cash from employer2015-09-30$0
Employer contributions (assets) at end of year2015-09-30$0
Employer contributions (assets) at beginning of year2015-09-30$1,267,170
Income. Dividends from preferred stock2015-09-30$0
Income. Dividends from common stock2015-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$6,011,224
Asset. Corporate debt instrument preferred debt at end of year2015-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2015-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-09-30$0
Contract administrator fees2015-09-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-09-30No
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$0
Liabilities. Value of benefit claims payable at end of year2015-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2015-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-09-30$0
Did the plan have assets held for investment2015-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30Yes
Aggregate proceeds on sale of assets2015-09-30$0
Aggregate carrying amount (costs) on sale of assets2015-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2015-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30RSM US LLP
Accountancy firm EIN2015-09-30420714325
2014 : MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$16,418
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$12,588,554
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,364,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,300,486
Expenses. Certain deemed distributions of participant loans2014-12-31$10,532
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,052,364
Value of total assets at end of year2014-12-31$88,263,966
Value of total assets at beginning of year2014-12-31$83,056,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$53,784
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$41,196
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,001,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,998,943
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,895,289
Participant contributions at end of year2014-12-31$704,508
Participant contributions at beginning of year2014-12-31$1,083,933
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$90,294
Assets. Other investments not covered elsewhere at end of year2014-12-31$148,287
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$99,591
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$940,303
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$57,889,320
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$16,418
Other income not declared elsewhere2014-12-31$-97,014
Administrative expenses (other) incurred2014-12-31$53,784
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$16,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$5,223,752
Value of net assets at end of year (total assets less liabilities)2014-12-31$88,263,966
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$83,040,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$81,061,660
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,104,973
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$41,196
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$12,408,235
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$672,802
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,409,539
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,568,198
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$22,570
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$3,216,772
Employer contributions (assets) at end of year2014-12-31$1,267,170
Employer contributions (assets) at beginning of year2014-12-31$1,363,868
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$2,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,300,486
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-293,738
Total unrealized appreciation/depreciation of assets2013-12-31$-293,738
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$16,418
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$154,573
Total income from all sources (including contributions)2013-12-31$21,151,147
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$10,190,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$10,011,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,393,513
Value of total assets at end of year2013-12-31$83,056,632
Value of total assets at beginning of year2013-12-31$72,234,365
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$179,098
Total interest from all sources2013-12-31$39,806
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,341,962
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,341,962
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,044,255
Participant contributions at end of year2013-12-31$1,083,933
Participant contributions at beginning of year2013-12-31$879,337
Participant contributions at end of year2013-12-31$90,294
Assets. Other investments not covered elsewhere at end of year2013-12-31$99,591
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$87,645
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$6,244
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$57,889,320
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$16,418
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$154,573
Administrative expenses (other) incurred2013-12-31$179,098
Total non interest bearing cash at end of year2013-12-31$16,418
Total non interest bearing cash at beginning of year2013-12-31$154,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,960,422
Value of net assets at end of year (total assets less liabilities)2013-12-31$83,040,214
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$72,079,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,104,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$59,288,535
Interest on participant loans2013-12-31$39,806
Value of interest in common/collective trusts at end of year2013-12-31$12,408,235
Value of interest in common/collective trusts at beginning of year2013-12-31$10,584,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$11,729,996
Net investment gain or loss from common/collective trusts2013-12-31$-60,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,343,014
Employer contributions (assets) at end of year2013-12-31$1,363,868
Employer contributions (assets) at beginning of year2013-12-31$1,239,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$10,011,627
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLC
Accountancy firm EIN2013-12-31420714325
2012 : MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$154,573
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$142,165
Total income from all sources (including contributions)2012-12-31$14,303,201
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,292,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,141,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,349,089
Value of total assets at end of year2012-12-31$72,234,365
Value of total assets at beginning of year2012-12-31$62,211,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$150,848
Total interest from all sources2012-12-31$35,475
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,801,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,801,524
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,975,932
Participant contributions at end of year2012-12-31$879,337
Participant contributions at beginning of year2012-12-31$781,608
Assets. Other investments not covered elsewhere at end of year2012-12-31$87,645
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$76,713
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$153,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$154,573
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$142,165
Administrative expenses (other) incurred2012-12-31$150,848
Total non interest bearing cash at end of year2012-12-31$154,573
Total non interest bearing cash at beginning of year2012-12-31$143,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$10,010,657
Value of net assets at end of year (total assets less liabilities)2012-12-31$72,079,792
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$62,069,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$59,288,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$50,328,661
Interest on participant loans2012-12-31$35,475
Value of interest in common/collective trusts at end of year2012-12-31$10,584,859
Value of interest in common/collective trusts at beginning of year2012-12-31$9,688,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,920,882
Net investment gain/loss from pooled separate accounts2012-12-31$10,932
Net investment gain or loss from common/collective trusts2012-12-31$185,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,219,489
Employer contributions (assets) at end of year2012-12-31$1,239,416
Employer contributions (assets) at beginning of year2012-12-31$1,192,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,141,696
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLC
Accountancy firm EIN2012-12-31420714325
2011 : MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$142,165
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,626
Total income from all sources (including contributions)2011-12-31$5,588,156
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,331,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,188,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,958,326
Value of total assets at end of year2011-12-31$62,211,300
Value of total assets at beginning of year2011-12-31$59,755,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$143,061
Total interest from all sources2011-12-31$34,265
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,449,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,449,123
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,843,678
Participant contributions at end of year2011-12-31$781,608
Participant contributions at beginning of year2011-12-31$695,405
Assets. Other investments not covered elsewhere at end of year2011-12-31$76,713
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$338,967
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$14,898
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$142,165
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$5,626
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$143,061
Total non interest bearing cash at end of year2011-12-31$143,710
Total non interest bearing cash at beginning of year2011-12-31$5,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,256,694
Value of net assets at end of year (total assets less liabilities)2011-12-31$62,069,135
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$59,749,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$50,328,661
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$49,324,611
Interest on participant loans2011-12-31$34,265
Value of interest in common/collective trusts at end of year2011-12-31$9,688,186
Value of interest in common/collective trusts at beginning of year2011-12-31$8,227,006
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,022,606
Net investment gain or loss from common/collective trusts2011-12-31$169,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,099,750
Employer contributions (assets) at end of year2011-12-31$1,192,422
Employer contributions (assets) at beginning of year2011-12-31$1,163,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,188,401
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY LLP
Accountancy firm EIN2011-12-31420714325
2010 : MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,626
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$13,951
Total income from all sources (including contributions)2010-12-31$12,917,075
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,353,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,240,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,403,243
Value of total assets at end of year2010-12-31$59,755,085
Value of total assets at beginning of year2010-12-31$48,199,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$112,853
Total interest from all sources2010-12-31$31,934
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,121,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,121,915
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,778,926
Participant contributions at end of year2010-12-31$695,405
Participant contributions at beginning of year2010-12-31$499,846
Assets. Other investments not covered elsewhere at end of year2010-12-31$338,967
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$-9,084
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$608,325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$5,626
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$13,951
Other income not declared elsewhere2010-12-31$43,694
Administrative expenses (other) incurred2010-12-31$112,853
Total non interest bearing cash at end of year2010-12-31$5,626
Total non interest bearing cash at beginning of year2010-12-31$13,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,564,006
Value of net assets at end of year (total assets less liabilities)2010-12-31$59,749,459
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$48,185,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$49,324,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$40,186,182
Interest on participant loans2010-12-31$31,925
Value of interest in common/collective trusts at end of year2010-12-31$8,227,006
Value of interest in common/collective trusts at beginning of year2010-12-31$6,025,748
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$402,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$402,120
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,977,685
Net investment gain or loss from common/collective trusts2010-12-31$338,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,015,992
Employer contributions (assets) at end of year2010-12-31$1,163,470
Employer contributions (assets) at beginning of year2010-12-31$1,080,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,240,216
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2010-12-31420714325

Form 5500 Responses for MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN

2015: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MAYO CLINIC HEALTH SYSTEM-RED CEDAR, INC. EMPLOYEES' 401(K) THRIFT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberFIXED
Policy instance 1
Insurance contract or identification numberFIXED
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker name
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract numberTRADITIONAL
Policy instance 2
Insurance contract or identification numberTRADITIONAL
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker name
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract numberTRADITIONAL
Policy instance 1
Insurance contract or identification numberTRADITIONAL
Number of Individuals Covered26
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker name
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberFIXED
Policy instance 2
Insurance contract or identification numberFIXED
Number of Individuals Covered187
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker name

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