WADDELL & REED FINANCIAL INC. has sponsored the creation of one or more 401k plans.
Additional information about WADDELL & REED FINANCIAL INC.
Submission information for form 5500 for 401k plan WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN
401k plan membership statisitcs for WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN
| Measure | Date | Value |
|---|
| 2020: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 1,862 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 4 |
| Total of all active and inactive participants | 2020-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2019 401k membership |
|---|
| Market value of plan assets | 2019-12-31 | 162,999,193 |
| Acturial value of plan assets | 2019-12-31 | 161,999,825 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-12-31 | 20,636,654 |
| Number of terminated vested participants | 2019-12-31 | 735 |
| Fundng target for terminated vested participants | 2019-12-31 | 45,246,193 |
| Active participant vested funding target | 2019-12-31 | 57,202,282 |
| Number of active participants | 2019-12-31 | 964 |
| Total funding liabilities for active participants | 2019-12-31 | 59,386,256 |
| Total participant count | 2019-12-31 | 1,910 |
| Total funding target for all participants | 2019-12-31 | 125,269,103 |
| Balance at beginning of prior year after applicable adjustments | 2019-12-31 | 4,378,755 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-12-31 | 62,497,601 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-12-31 | 500,000 |
| Prefunding balanced used to offset prior years funding requirement | 2019-12-31 | 0 |
| Amount remaining of carryover balance | 2019-12-31 | 3,878,755 |
| Amount remaining of prefunding balance | 2019-12-31 | 62,497,601 |
| Present value of excess contributions | 2019-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2019-12-31 | 3,928,791 |
| Reductions in prefunding balances due to elections or deemed elections | 2019-12-31 | 1,519,278 |
| Balance of carryovers at beginning of current year | 2019-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2019-12-31 | 61,784,542 |
| Total employer contributions | 2019-12-31 | 0 |
| Total employee contributions | 2019-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2019-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2019-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-12-31 | 0 |
| Liquidity shortfalls end of Q1 | 2019-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2019-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2019-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2019-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2019-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2019-12-31 | 200,000 |
| Net shortfall amortization installment of oustanding balance | 2019-12-31 | 25,053,820 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-12-31 | 1,896,225 |
| Carryover balance elected to use to offset funding requirement | 2019-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2019-12-31 | 1,896,225 |
| Additional cash requirement | 2019-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2019-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2019-12-31 | 0 |
| Total participants, beginning-of-year | 2019-01-01 | 1,908 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 779 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 202 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 854 |
| Total of all active and inactive participants | 2019-01-01 | 1,835 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 27 |
| Total participants | 2019-01-01 | 1,862 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 14 |
| 2018: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2018 401k membership |
|---|
| Market value of plan assets | 2018-12-31 | 174,718,258 |
| Acturial value of plan assets | 2018-12-31 | 167,606,352 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 19,320,329 |
| Number of terminated vested participants | 2018-12-31 | 635 |
| Fundng target for terminated vested participants | 2018-12-31 | 38,004,782 |
| Active participant vested funding target | 2018-12-31 | 65,270,034 |
| Number of active participants | 2018-12-31 | 1,181 |
| Total funding liabilities for active participants | 2018-12-31 | 68,587,383 |
| Total participant count | 2018-12-31 | 2,017 |
| Total funding target for all participants | 2018-12-31 | 125,912,494 |
| Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 21,356,812 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 53,563,251 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 7,633,045 |
| Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
| Amount remaining of carryover balance | 2018-12-31 | 13,723,767 |
| Amount remaining of prefunding balance | 2018-12-31 | 53,563,251 |
| Present value of excess contributions | 2018-12-31 | 3,615,518 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 4,218,586 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2018-12-31 | 11,634,136 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2018-12-31 | 4,378,755 |
| Balance of prefunding at beginning of current year | 2018-12-31 | 62,497,601 |
| Total employer contributions | 2018-12-31 | 0 |
| Total employee contributions | 2018-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q1 | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2018-12-31 | 500,000 |
| Net shortfall amortization installment of oustanding balance | 2018-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 500,000 |
| Carryover balance elected to use to offset funding requirement | 2018-12-31 | 500,000 |
| Prefunding balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Additional cash requirement | 2018-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
| Total participants, beginning-of-year | 2018-01-01 | 2,017 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 964 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 196 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 725 |
| Total of all active and inactive participants | 2018-01-01 | 1,885 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 23 |
| Total participants | 2018-01-01 | 1,908 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 78 |
| 2017: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2017 401k membership |
|---|
| Market value of plan assets | 2017-12-31 | 154,452,300 |
| Acturial value of plan assets | 2017-12-31 | 168,611,426 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-12-31 | 18,917,140 |
| Number of terminated vested participants | 2017-12-31 | 575 |
| Fundng target for terminated vested participants | 2017-12-31 | 30,600,686 |
| Active participant vested funding target | 2017-12-31 | 61,344,840 |
| Number of active participants | 2017-12-31 | 1,303 |
| Total funding liabilities for active participants | 2017-12-31 | 67,596,377 |
| Total participant count | 2017-12-31 | 2,077 |
| Total funding target for all participants | 2017-12-31 | 117,114,203 |
| Balance at beginning of prior year after applicable adjustments | 2017-12-31 | 28,373,191 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-12-31 | 52,709,359 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2017-12-31 | 0 |
| Amount remaining of carryover balance | 2017-12-31 | 28,373,191 |
| Amount remaining of prefunding balance | 2017-12-31 | 52,709,359 |
| Present value of excess contributions | 2017-12-31 | 16,632,755 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-12-31 | 17,680,619 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2017-12-31 | 7,476,025 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2017-12-31 | 21,356,812 |
| Balance of prefunding at beginning of current year | 2017-12-31 | 53,563,251 |
| Total employer contributions | 2017-12-31 | 4,000,000 |
| Total employee contributions | 2017-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-12-31 | 3,615,518 |
| Liquidity shortfalls end of Q1 | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2017-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2017-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2017-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2017-12-31 | 7,633,045 |
| Net shortfall amortization installment of oustanding balance | 2017-12-31 | 0 |
| Waiver amortization installment | 2017-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-12-31 | 7,633,045 |
| Carryover balance elected to use to offset funding requirement | 2017-12-31 | 7,633,045 |
| Prefunding balance elected to use to offset funding requirement | 2017-12-31 | 0 |
| Additional cash requirement | 2017-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-12-31 | 3,615,518 |
| Unpaid minimum required contributions for current year | 2017-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2017-12-31 | 0 |
| Total participants, beginning-of-year | 2017-01-01 | 2,077 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1,181 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 188 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 625 |
| Total of all active and inactive participants | 2017-01-01 | 1,994 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 23 |
| Total participants | 2017-01-01 | 2,017 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 100 |
| 2016: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2016 401k membership |
|---|
| Market value of plan assets | 2016-12-31 | 178,265,201 |
| Acturial value of plan assets | 2016-12-31 | 196,091,721 |
| Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 14,791,365 |
| Number of terminated vested participants | 2016-12-31 | 1,198 |
| Fundng target for terminated vested participants | 2016-12-31 | 44,441,940 |
| Active participant vested funding target | 2016-12-31 | 73,456,588 |
| Number of active participants | 2016-12-31 | 1,499 |
| Total funding liabilities for active participants | 2016-12-31 | 80,056,346 |
| Total participant count | 2016-12-31 | 2,863 |
| Total funding target for all participants | 2016-12-31 | 139,289,651 |
| Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 30,209,956 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 37,590,246 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
| Amount remaining of carryover balance | 2016-12-31 | 30,209,956 |
| Amount remaining of prefunding balance | 2016-12-31 | 37,590,246 |
| Present value of excess contributions | 2016-12-31 | 16,345,417 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 17,404,600 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 17,404,600 |
| Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2016-12-31 | 28,373,191 |
| Balance of prefunding at beginning of current year | 2016-12-31 | 52,709,359 |
| Total employer contributions | 2016-12-31 | 25,600,000 |
| Total employee contributions | 2016-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 24,867,820 |
| Liquidity shortfalls end of Q1 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2016-12-31 | 8,235,065 |
| Net shortfall amortization installment of oustanding balance | 2016-12-31 | 0 |
| Waiver amortization installment | 2016-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 8,235,065 |
| Carryover balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Additional cash requirement | 2016-12-31 | 8,235,065 |
| Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 24,867,820 |
| Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
| Total participants, beginning-of-year | 2016-01-01 | 2,863 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1,297 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 187 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 564 |
| Total of all active and inactive participants | 2016-01-01 | 2,048 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 23 |
| Total participants | 2016-01-01 | 2,071 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 119 |
| 2015: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 2,758 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1,481 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 155 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 1,181 |
| Total of all active and inactive participants | 2015-01-01 | 2,817 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 28 |
| Total participants | 2015-01-01 | 2,845 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 57 |
| 2014: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 2,690 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1,389 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 134 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 1,194 |
| Total of all active and inactive participants | 2014-01-01 | 2,717 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 27 |
| Total participants | 2014-01-01 | 2,744 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 56 |
| 2013: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 2,686 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1,336 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 124 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 1,198 |
| Total of all active and inactive participants | 2013-01-01 | 2,658 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 21 |
| Total participants | 2013-01-01 | 2,679 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 70 |
| 2012: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 2,585 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1,365 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 108 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1,184 |
| Total of all active and inactive participants | 2012-01-01 | 2,657 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 19 |
| Total participants | 2012-01-01 | 2,676 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 66 |
| 2011: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 2,533 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 1,396 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 90 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1,074 |
| Total of all active and inactive participants | 2011-01-01 | 2,560 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 17 |
| Total participants | 2011-01-01 | 2,577 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 82 |
| 2010: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 2,644 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 1,354 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 74 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 1,090 |
| Total of all active and inactive participants | 2010-01-01 | 2,518 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 15 |
| Total participants | 2010-01-01 | 2,533 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 100 |
| 2009: WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 2,659 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 1,398 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 66 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1,153 |
| Total of all active and inactive participants | 2009-01-01 | 2,617 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 23 |
| Total participants | 2009-01-01 | 2,640 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 123 |
| Measure | Date | Value |
|---|
| 2020 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $-10,537,744 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $-10,537,744 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,348,426 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $19,465 |
| Total income from all sources (including contributions) | 2020-12-31 | $15,423,571 |
| Total loss/gain on sale of assets | 2020-12-31 | $20,862,941 |
| Total of all expenses incurred | 2020-12-31 | $198,984,291 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $198,940,855 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,661,172 |
| Value of total assets at end of year | 2020-12-31 | $1,670,985 |
| Value of total assets at beginning of year | 2020-12-31 | $183,902,744 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $43,436 |
| Total interest from all sources | 2020-12-31 | $1,415,854 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-12-31 | $0 |
| Administrative expenses professional fees incurred | 2020-12-31 | $25,006 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $65,760,799 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $1,008,189 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $834,243 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $1,340,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Other income not declared elsewhere | 2020-12-31 | $21,348 |
| Administrative expenses (other) incurred | 2020-12-31 | $18,430 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $8,426 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $19,465 |
| Total non interest bearing cash at end of year | 2020-12-31 | $662,796 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $542,393 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-183,560,720 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $322,559 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $183,883,279 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Income. Interest from US Government securities | 2020-12-31 | $241,863 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $831,862 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $91,989,112 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $91,989,112 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $342,129 |
| Asset value of US Government securities at end of year | 2020-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2020-12-31 | $19,311,487 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $3,661,172 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $133,180,056 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $71,225,509 |
| Did the plan have assets held for investment | 2020-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $20,862,941 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | KPMG LLP |
| Accountancy firm EIN | 2020-12-31 | 135565207 |
| 2019 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $15,737,853 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $15,737,853 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $19,465 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $92,113 |
| Total income from all sources (including contributions) | 2019-12-31 | $34,483,189 |
| Total loss/gain on sale of assets | 2019-12-31 | $12,371,559 |
| Total of all expenses incurred | 2019-12-31 | $13,510,357 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $12,670,386 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $183,902,744 |
| Value of total assets at beginning of year | 2019-12-31 | $163,002,560 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $839,971 |
| Total interest from all sources | 2019-12-31 | $6,383,591 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-12-31 | $0 |
| Administrative expenses professional fees incurred | 2019-12-31 | $687,331 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $834,243 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $1,576,685 |
| Other income not declared elsewhere | 2019-12-31 | $-9,814 |
| Administrative expenses (other) incurred | 2019-12-31 | $152,640 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $19,465 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $92,113 |
| Total non interest bearing cash at end of year | 2019-12-31 | $542,393 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $1,151,262 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $20,972,832 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $183,883,279 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $162,910,447 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Income. Interest from US Government securities | 2019-12-31 | $807,999 |
| Income. Interest from corporate debt instruments | 2019-12-31 | $5,444,241 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $91,989,112 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $465,280 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $465,280 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $131,351 |
| Asset value of US Government securities at end of year | 2019-12-31 | $19,311,487 |
| Asset value of US Government securities at beginning of year | 2019-12-31 | $46,415,046 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $12,670,386 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $71,225,509 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $113,390,740 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $3,547 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Aggregate proceeds on sale of assets | 2019-12-31 | $12,371,559 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | KPMG LLP |
| Accountancy firm EIN | 2019-12-31 | 135565207 |
| 2018 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-21,767,513 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-21,767,513 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $92,113 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $2,123,262 |
| Total loss/gain on sale of assets | 2018-12-31 | $18,584,405 |
| Total of all expenses incurred | 2018-12-31 | $14,093,952 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $13,687,915 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $163,002,560 |
| Value of total assets at beginning of year | 2018-12-31 | $174,881,137 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $406,037 |
| Total interest from all sources | 2018-12-31 | $4,495,781 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,069,895 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $360,238 |
| Administrative expenses professional fees incurred | 2018-12-31 | $256,779 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $8,369,456 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,576,685 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $197,811 |
| Administrative expenses (other) incurred | 2018-12-31 | $149,258 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $92,113 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $0 |
| Total non interest bearing cash at end of year | 2018-12-31 | $1,151,262 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $930,638 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-11,970,690 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $162,910,447 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $174,881,137 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Interest earned on other investments | 2018-12-31 | $5,130 |
| Income. Interest from US Government securities | 2018-12-31 | $767,092 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $3,647,275 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $465,280 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $66,778,783 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $66,778,783 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $76,284 |
| Asset value of US Government securities at end of year | 2018-12-31 | $46,415,046 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $6,454,961 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-259,306 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Employer contributions (assets) at end of year | 2018-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $4,000,000 |
| Income. Dividends from common stock | 2018-12-31 | $709,657 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $13,687,915 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $113,390,740 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $7,178,091 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $3,547 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $80,971,397 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $18,584,405 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | KPMG LLP |
| Accountancy firm EIN | 2018-12-31 | 135565207 |
| 2017 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $13,398,737 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $13,398,737 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $28,943,576 |
| Total loss/gain on sale of assets | 2017-12-31 | $8,286,161 |
| Total of all expenses incurred | 2017-12-31 | $6,810,183 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $6,667,284 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,000,000 |
| Value of total assets at end of year | 2017-12-31 | $174,881,137 |
| Value of total assets at beginning of year | 2017-12-31 | $152,747,744 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $142,899 |
| Total interest from all sources | 2017-12-31 | $1,280,845 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,877,839 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $8,369,456 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $8,420,313 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $197,811 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $10,181,571 |
| Other income not declared elsewhere | 2017-12-31 | $99,994 |
| Administrative expenses (other) incurred | 2017-12-31 | $142,899 |
| Total non interest bearing cash at end of year | 2017-12-31 | $930,638 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $22,133,393 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $174,881,137 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $152,747,744 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Income. Interest from US Government securities | 2017-12-31 | $125,759 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $1,150,037 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $66,778,783 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $24,118,285 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $24,118,285 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $5,049 |
| Asset value of US Government securities at end of year | 2017-12-31 | $6,454,961 |
| Asset value of US Government securities at beginning of year | 2017-12-31 | $4,811,057 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $4,000,000 |
| Employer contributions (assets) at end of year | 2017-12-31 | $4,000,000 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
| Income. Dividends from common stock | 2017-12-31 | $1,877,839 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,667,284 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $7,178,091 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $9,422,779 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $80,971,397 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $95,793,739 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $8,286,161 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | KPMG LLP |
| Accountancy firm EIN | 2017-12-31 | 135565207 |
| 2016 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $127,913 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $127,913 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $28,437,352 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $53,926,876 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $53,926,876 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $25,600,000 |
| Value of total assets at end of year | 2016-12-31 | $152,747,744 |
| Value of total assets at beginning of year | 2016-12-31 | $178,237,268 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $0 |
| Total interest from all sources | 2016-12-31 | $851,137 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,858,302 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $8,420,313 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $5,225,863 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $10,181,571 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $5,919,625 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-25,489,524 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $152,747,744 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $178,237,268 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Interest earned on other investments | 2016-12-31 | $851,137 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $24,118,285 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $40,828,638 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $40,828,638 |
| Asset value of US Government securities at end of year | 2016-12-31 | $4,811,057 |
| Asset value of US Government securities at beginning of year | 2016-12-31 | $8,124,042 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $25,600,000 |
| Income. Dividends from common stock | 2016-12-31 | $1,858,302 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $53,926,876 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $9,422,779 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $95,793,739 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $118,139,100 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | KPMG LLP |
| Accountancy firm EIN | 2016-12-31 | 135565207 |
| 2015 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-14,604,078 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-14,604,078 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $12,881,106 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $10,183,598 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $10,183,598 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $24,400,000 |
| Value of total assets at end of year | 2015-12-31 | $178,237,268 |
| Value of total assets at beginning of year | 2015-12-31 | $175,539,760 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
| Total interest from all sources | 2015-12-31 | $273,855 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $2,661,561 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $5,225,863 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $12,208,977 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $5,919,625 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $567,456 |
| Other income not declared elsewhere | 2015-12-31 | $149,768 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $2,697,508 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $178,237,268 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $175,539,760 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Interest earned on other investments | 2015-12-31 | $273,855 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $40,828,638 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $39,820,054 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $39,820,054 |
| Asset value of US Government securities at end of year | 2015-12-31 | $8,124,042 |
| Asset value of US Government securities at beginning of year | 2015-12-31 | $13,469 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $24,400,000 |
| Income. Dividends from common stock | 2015-12-31 | $2,661,561 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $10,183,598 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $3,402,171 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $118,139,100 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $119,527,633 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | KPMG LLP |
| Accountancy firm EIN | 2015-12-31 | 135565207 |
| 2014 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-9,638,374 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-9,638,374 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $849,858 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $8,732,958 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $8,732,958 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $7,000,000 |
| Value of total assets at end of year | 2014-12-31 | $175,539,760 |
| Value of total assets at beginning of year | 2014-12-31 | $183,422,860 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
| Total interest from all sources | 2014-12-31 | $222,360 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,926,170 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $12,208,977 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $12,316,254 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $567,456 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $203,211 |
| Other income not declared elsewhere | 2014-12-31 | $339,702 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-7,883,100 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $175,539,760 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $183,422,860 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Interest earned on other investments | 2014-12-31 | $222,360 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $39,820,054 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $31,004,199 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $31,004,199 |
| Asset value of US Government securities at end of year | 2014-12-31 | $13,469 |
| Asset value of US Government securities at beginning of year | 2014-12-31 | $17,456 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $7,000,000 |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $13,000,000 |
| Income. Dividends from common stock | 2014-12-31 | $2,926,170 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $8,732,958 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $3,402,171 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $4,018,821 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $119,527,633 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $122,862,919 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | KPMG LLP |
| Accountancy firm EIN | 2014-12-31 | 135565207 |
| 2013 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $35,944,035 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $35,944,035 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $291,284 |
| Total income from all sources (including contributions) | 2013-12-31 | $57,809,050 |
| Total loss/gain on sale of assets | 2013-12-31 | $126,960 |
| Total of all expenses incurred | 2013-12-31 | $19,296,844 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $19,296,844 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $19,000,000 |
| Value of total assets at end of year | 2013-12-31 | $183,422,860 |
| Value of total assets at beginning of year | 2013-12-31 | $145,201,938 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $209,660 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $2,528,395 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $12,316,254 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $13,451,775 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $203,211 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $85,759 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $291,284 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $38,512,206 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $183,422,860 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $144,910,654 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Interest earned on other investments | 2013-12-31 | $28,853 |
| Income. Interest from US Government securities | 2013-12-31 | $131,439 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $31,004,199 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $13,807,995 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $13,807,995 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $49,368 |
| Asset value of US Government securities at end of year | 2013-12-31 | $17,456 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $204,136 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $19,000,000 |
| Employer contributions (assets) at end of year | 2013-12-31 | $13,000,000 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $11,000,000 |
| Income. Dividends from common stock | 2013-12-31 | $2,528,395 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $19,296,844 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $4,018,821 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $1,771,770 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $122,862,919 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $104,880,503 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $126,960 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | KPMG LLP |
| Accountancy firm EIN | 2013-12-31 | 135565207 |
| 2012 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $17,380,893 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $17,380,893 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $291,284 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $561,267 |
| Total income from all sources (including contributions) | 2012-12-31 | $37,245,202 |
| Total loss/gain on sale of assets | 2012-12-31 | $254,985 |
| Total of all expenses incurred | 2012-12-31 | $5,622,491 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $5,622,491 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $16,000,000 |
| Value of total assets at end of year | 2012-12-31 | $145,201,938 |
| Value of total assets at beginning of year | 2012-12-31 | $113,849,210 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
| Total interest from all sources | 2012-12-31 | $50,702 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $3,558,622 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $13,451,775 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $12,880,756 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $85,759 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $396,604 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $291,284 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $445,577 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $31,622,711 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $144,910,654 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $113,287,943 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Interest earned on other investments | 2012-12-31 | $6,907 |
| Income. Interest from US Government securities | 2012-12-31 | $18,527 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $24,686 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $13,807,995 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $6,606,619 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $6,606,619 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $582 |
| Asset value of US Government securities at end of year | 2012-12-31 | $204,136 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $98,444 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $16,000,000 |
| Employer contributions (assets) at end of year | 2012-12-31 | $11,000,000 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $10,000,000 |
| Income. Dividends from common stock | 2012-12-31 | $3,558,622 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $5,622,491 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $1,771,770 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $104,880,503 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $83,866,787 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $115,690 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $254,985 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | KPMG LLP |
| Accountancy firm EIN | 2012-12-31 | 135565207 |
| 2011 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-7,407,579 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-7,407,579 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $561,267 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $883,922 |
| Total income from all sources (including contributions) | 2011-12-31 | $8,975,409 |
| Total loss/gain on sale of assets | 2011-12-31 | $-1,212,655 |
| Total of all expenses incurred | 2011-12-31 | $6,096,472 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $6,096,472 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $15,635,720 |
| Value of total assets at end of year | 2011-12-31 | $113,849,210 |
| Value of total assets at beginning of year | 2011-12-31 | $111,292,928 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $25,234 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,934,689 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $15,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $12,880,756 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $14,381,956 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $396,604 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $2,098,346 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $445,577 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $360,409 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,878,937 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $113,287,943 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $110,409,006 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Income. Interest from US Government securities | 2011-12-31 | $16,495 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $4,055 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $6,606,619 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,320,594 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,320,594 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $4,684 |
| Asset value of US Government securities at end of year | 2011-12-31 | $98,444 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $129,661 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $15,635,720 |
| Employer contributions (assets) at end of year | 2011-12-31 | $10,000,000 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $4,364,280 |
| Income. Dividends from common stock | 2011-12-31 | $1,934,689 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $6,096,472 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $72,705 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $83,866,787 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $86,925,386 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $115,690 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $523,513 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $-1,212,655 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | KPMG LLP |
| Accountancy firm EIN | 2011-12-31 | 135565207 |
| 2010 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $7,830,205 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $7,830,205 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $883,922 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $437,023 |
| Total income from all sources (including contributions) | 2010-12-31 | $15,948,532 |
| Total loss/gain on sale of assets | 2010-12-31 | $-846,509 |
| Total of all expenses incurred | 2010-12-31 | $6,798,661 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,798,661 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $6,864,280 |
| Value of total assets at end of year | 2010-12-31 | $111,292,928 |
| Value of total assets at beginning of year | 2010-12-31 | $101,696,158 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $31,457 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $2,069,099 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $14,381,956 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $14,438,036 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $2,098,346 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $348,098 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $360,409 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $145,658 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $9,149,871 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $110,409,006 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $101,259,135 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Income. Interest from US Government securities | 2010-12-31 | $18,804 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $5,945 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,320,594 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $2,202,015 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $2,202,015 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $6,708 |
| Asset value of US Government securities at end of year | 2010-12-31 | $129,661 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $195,335 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $6,864,280 |
| Employer contributions (assets) at end of year | 2010-12-31 | $4,364,280 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $10,000,000 |
| Income. Dividends from common stock | 2010-12-31 | $2,069,099 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $6,798,661 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $72,705 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $80,464 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $86,925,386 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $74,432,210 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $523,513 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $291,365 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $-846,509 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | KPMG LLP |
| Accountancy firm EIN | 2010-12-31 | 135565207 |
| 2009 : WADDELL & REED FINANCIAL INC. RETIREMENT INCOME PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
