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THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 401k Plan overview

Plan NameTHRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES
Plan identification number 002

THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORFOLK SOUTHERN CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:NORFOLK SOUTHERN CORPORATION
Employer identification number (EIN):521188014
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Additional information about NORFOLK SOUTHERN CORPORATION

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1980-07-23
Company Identification Number: 0208028
Legal Registered Office Address: THREE COMMERCIAL PL

NORFOLK
United States of America (USA)
23510

More information about NORFOLK SOUTHERN CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01MICHELLE L. THOMPSON
0022017-01-01MICHELLE L. THOMPSON
0022016-01-01MICHELLE L. THOMPSON
0022015-01-01G. W. DANA G. W. DANA2016-06-10
0022014-01-01G. W. DANA G. W. DANA2015-06-01
0022013-01-01G. W. DANA G. W. DANA2014-06-12
0022012-01-01G. W. DANA
0022011-01-01G. W. DANA
0022010-01-01G. W. DANA, AVP HUMAN RESOURCE SVCS2011-10-12
0022009-01-01G. W. DANA, AVP HUMAN RESOURCE SVCS

Plan Statistics for THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES

401k plan membership statisitcs for THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES

Measure Date Value
2023: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2023 401k membership
Total participants, beginning-of-year2023-01-016,784
Total number of active participants reported on line 7a of the Form 55002023-01-015,094
Number of retired or separated participants receiving benefits2023-01-01156
Number of other retired or separated participants entitled to future benefits2023-01-011,863
Total of all active and inactive participants2023-01-017,113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0128
Total participants2023-01-017,141
Number of participants with account balances2023-01-016,955
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2022 401k membership
Total participants, beginning-of-year2022-01-016,525
Total number of active participants reported on line 7a of the Form 55002022-01-014,713
Number of retired or separated participants receiving benefits2022-01-01158
Number of other retired or separated participants entitled to future benefits2022-01-011,891
Total of all active and inactive participants2022-01-016,762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0122
Total participants2022-01-016,784
Number of participants with account balances2022-01-016,592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2021 401k membership
Total participants, beginning-of-year2021-01-016,526
Total number of active participants reported on line 7a of the Form 55002021-01-014,606
Number of retired or separated participants receiving benefits2021-01-01119
Number of other retired or separated participants entitled to future benefits2021-01-011,783
Total of all active and inactive participants2021-01-016,508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0117
Total participants2021-01-016,525
Number of participants with account balances2021-01-016,330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2020 401k membership
Total participants, beginning-of-year2020-01-016,467
Total number of active participants reported on line 7a of the Form 55002020-01-014,640
Number of retired or separated participants receiving benefits2020-01-0189
Number of other retired or separated participants entitled to future benefits2020-01-011,714
Total of all active and inactive participants2020-01-016,443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0115
Total participants2020-01-016,458
Number of participants with account balances2020-01-016,252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2019 401k membership
Total participants, beginning-of-year2019-01-016,332
Total number of active participants reported on line 7a of the Form 55002019-01-014,749
Number of retired or separated participants receiving benefits2019-01-0183
Number of other retired or separated participants entitled to future benefits2019-01-011,628
Total of all active and inactive participants2019-01-016,460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-017
Total participants2019-01-016,467
Number of participants with account balances2019-01-016,260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2018 401k membership
Total participants, beginning-of-year2018-01-016,471
Total number of active participants reported on line 7a of the Form 55002018-01-014,288
Number of retired or separated participants receiving benefits2018-01-0145
Number of other retired or separated participants entitled to future benefits2018-01-011,989
Total of all active and inactive participants2018-01-016,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0110
Total participants2018-01-016,332
Number of participants with account balances2018-01-016,302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2017 401k membership
Total participants, beginning-of-year2017-01-016,399
Total number of active participants reported on line 7a of the Form 55002017-01-014,616
Number of retired or separated participants receiving benefits2017-01-0133
Number of other retired or separated participants entitled to future benefits2017-01-011,817
Total of all active and inactive participants2017-01-016,466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-016,471
Number of participants with account balances2017-01-016,466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2016 401k membership
Total participants, beginning-of-year2016-01-016,507
Total number of active participants reported on line 7a of the Form 55002016-01-014,609
Number of retired or separated participants receiving benefits2016-01-019
Number of other retired or separated participants entitled to future benefits2016-01-011,776
Total of all active and inactive participants2016-01-016,394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-016,399
Number of participants with account balances2016-01-016,389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2015 401k membership
Total participants, beginning-of-year2015-01-014,918
Total number of active participants reported on line 7a of the Form 55002015-01-014,804
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011,698
Total of all active and inactive participants2015-01-016,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-016,507
Number of participants with account balances2015-01-016,437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2014 401k membership
Total participants, beginning-of-year2014-01-014,944
Total number of active participants reported on line 7a of the Form 55002014-01-014,952
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011,521
Total of all active and inactive participants2014-01-016,473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-016,475
Number of participants with account balances2014-01-016,394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2013 401k membership
Total participants, beginning-of-year2013-01-014,951
Total number of active participants reported on line 7a of the Form 55002013-01-014,983
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011,446
Total of all active and inactive participants2013-01-016,429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-016,431
Number of participants with account balances2013-01-016,358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2012 401k membership
Total participants, beginning-of-year2012-01-014,889
Total number of active participants reported on line 7a of the Form 55002012-01-014,990
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011,423
Total of all active and inactive participants2012-01-016,413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-016,416
Number of participants with account balances2012-01-016,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2011 401k membership
Total participants, beginning-of-year2011-01-016,035
Total number of active participants reported on line 7a of the Form 55002011-01-014,914
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011,290
Total of all active and inactive participants2011-01-016,204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-016,205
Number of participants with account balances2011-01-016,199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2010 401k membership
Total participants, beginning-of-year2010-01-016,222
Total number of active participants reported on line 7a of the Form 55002010-01-014,769
Number of other retired or separated participants entitled to future benefits2010-01-011,266
Total of all active and inactive participants2010-01-016,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-016,035
Number of participants with account balances2010-01-016,001
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2009 401k membership
Total participants, beginning-of-year2009-01-015,903
Total number of active participants reported on line 7a of the Form 55002009-01-014,811
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011,411
Total of all active and inactive participants2009-01-016,222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-016,222
Number of participants with account balances2009-01-015,890
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES

Measure Date Value
2023 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$318,495
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$230,394,738
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$90,513,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$89,655,283
Expenses. Certain deemed distributions of participant loans2023-12-31$82,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$58,561,281
Value of total assets at end of year2023-12-31$1,473,245,456
Value of total assets at beginning of year2023-12-31$1,333,045,845
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$775,647
Total interest from all sources2023-12-31$803,351
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$19,830,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$19,830,990
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$43,775,775
Participant contributions at end of year2023-12-31$14,423,113
Participant contributions at beginning of year2023-12-31$12,946,030
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$93,060
Administrative expenses (other) incurred2023-12-31$16,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$139,881,116
Value of net assets at end of year (total assets less liabilities)2023-12-31$1,473,245,456
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$1,333,045,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$635,381
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$718,364,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$605,341,763
Interest on participant loans2023-12-31$803,351
Value of interest in master investment trust accounts at end of year2023-12-31$308,595,219
Value of interest in master investment trust accounts at beginning of year2023-12-31$328,149,618
Value of interest in common/collective trusts at end of year2023-12-31$431,862,302
Value of interest in common/collective trusts at beginning of year2023-12-31$386,608,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$103,866,981
Net investment gain or loss from common/collective trusts2023-12-31$53,412,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$14,692,446
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$89,655,283
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KPMG LLC
Accountancy firm EIN2023-12-31135565207
2022 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$425,170
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-205,780,643
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$93,910,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$92,997,306
Expenses. Certain deemed distributions of participant loans2022-12-31$68,623
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$50,254,207
Value of total assets at end of year2022-12-31$1,333,045,845
Value of total assets at beginning of year2022-12-31$1,632,311,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$844,342
Total interest from all sources2022-12-31$608,495
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$19,936,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$19,936,574
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$37,254,609
Participant contributions at end of year2022-12-31$12,946,030
Participant contributions at beginning of year2022-12-31$13,676,382
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$81,850
Administrative expenses (other) incurred2022-12-31$844,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-299,690,914
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,333,045,845
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,632,311,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$605,341,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$774,519,410
Interest on participant loans2022-12-31$608,495
Value of interest in master investment trust accounts at end of year2022-12-31$328,149,618
Value of interest in master investment trust accounts at beginning of year2022-12-31$397,148,275
Value of interest in common/collective trusts at end of year2022-12-31$386,608,434
Value of interest in common/collective trusts at beginning of year2022-12-31$446,967,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-161,644,788
Net investment gain or loss from common/collective trusts2022-12-31$-53,926,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$12,917,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$92,997,306
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KPMG LLC
Accountancy firm EIN2022-12-31135565207
2021 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$303,517,660
Total of all expenses incurred2021-12-31$98,866,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$97,921,142
Expenses. Certain deemed distributions of participant loans2021-12-31$50,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$49,801,972
Value of total assets at end of year2021-12-31$1,632,311,589
Value of total assets at beginning of year2021-12-31$1,427,660,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$895,617
Total interest from all sources2021-12-31$681,728
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$25,392,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$25,392,425
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$37,453,987
Participant contributions at end of year2021-12-31$13,676,382
Participant contributions at beginning of year2021-12-31$14,464,123
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$13,326
Administrative expenses (other) incurred2021-12-31$895,617
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$204,650,858
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,632,311,589
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,427,660,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$774,519,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$650,277,166
Interest on participant loans2021-12-31$681,728
Value of interest in master investment trust accounts at end of year2021-12-31$397,148,275
Value of interest in master investment trust accounts at beginning of year2021-12-31$344,774,954
Value of interest in common/collective trusts at end of year2021-12-31$446,967,522
Value of interest in common/collective trusts at beginning of year2021-12-31$418,144,488
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$98,119,278
Net investment gain or loss from common/collective trusts2021-12-31$40,424,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$12,334,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$97,921,142
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KPMG LLC
Accountancy firm EIN2021-12-31135565207
2020 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$774
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$254,111,800
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$109,525,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$108,683,814
Expenses. Certain deemed distributions of participant loans2020-12-31$93,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$46,647,630
Value of total assets at end of year2020-12-31$1,427,660,731
Value of total assets at beginning of year2020-12-31$1,283,073,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$748,881
Total interest from all sources2020-12-31$800,155
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$18,731,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$18,731,578
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$34,524,678
Participant contributions at end of year2020-12-31$14,464,123
Participant contributions at beginning of year2020-12-31$15,277,728
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$50,588
Administrative expenses (other) incurred2020-12-31$748,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$144,586,062
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,427,660,731
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,283,073,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$650,277,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$587,192,074
Interest on participant loans2020-12-31$800,155
Value of interest in master investment trust accounts at end of year2020-12-31$344,774,954
Value of interest in master investment trust accounts at beginning of year2020-12-31$332,790,590
Value of interest in common/collective trusts at end of year2020-12-31$418,144,488
Value of interest in common/collective trusts at beginning of year2020-12-31$347,813,503
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$73,430,423
Net investment gain or loss from common/collective trusts2020-12-31$39,772,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$12,072,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$108,683,814
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31KPMG LLC
Accountancy firm EIN2020-12-31135565207
2019 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$268,498
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$308,505,088
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$102,587,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$101,742,976
Expenses. Certain deemed distributions of participant loans2019-12-31$118,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$46,416,310
Value of total assets at end of year2019-12-31$1,283,073,895
Value of total assets at beginning of year2019-12-31$1,076,887,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$725,950
Total interest from all sources2019-12-31$830,072
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$15,754,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$15,754,135
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$34,028,682
Participant contributions at end of year2019-12-31$15,277,728
Participant contributions at beginning of year2019-12-31$15,425,317
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$40,443
Administrative expenses (other) incurred2019-12-31$725,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$205,917,570
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,283,073,895
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,076,887,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$587,192,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$485,500,475
Interest on participant loans2019-12-31$830,072
Value of interest in master investment trust accounts at end of year2019-12-31$332,790,590
Value of interest in master investment trust accounts at beginning of year2019-12-31$289,695,323
Value of interest in common/collective trusts at end of year2019-12-31$347,813,503
Value of interest in common/collective trusts at beginning of year2019-12-31$286,266,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$107,305,065
Net investment gain or loss from common/collective trusts2019-12-31$46,963,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$12,347,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$101,742,976
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
2018 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$1,701,322
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$21,641,812
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$116,778,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$115,910,112
Expenses. Certain deemed distributions of participant loans2018-12-31$118,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$45,686,185
Value of total assets at end of year2018-12-31$1,076,887,827
Value of total assets at beginning of year2018-12-31$1,170,323,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$750,178
Total interest from all sources2018-12-31$717,923
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$20,703,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$20,703,896
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$33,008,921
Participant contributions at end of year2018-12-31$15,425,317
Participant contributions at beginning of year2018-12-31$14,850,891
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$192,249
Administrative expenses (other) incurred2018-12-31$750,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-95,137,070
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,076,887,827
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,170,323,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$485,500,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$532,647,208
Interest on participant loans2018-12-31$717,923
Value of interest in master investment trust accounts at end of year2018-12-31$289,695,323
Value of interest in master investment trust accounts at beginning of year2018-12-31$316,570,952
Value of interest in common/collective trusts at end of year2018-12-31$286,266,712
Value of interest in common/collective trusts at beginning of year2018-12-31$306,254,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-51,175,109
Net investment gain or loss from common/collective trusts2018-12-31$-11,550,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$12,485,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$115,910,112
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$28,320,104
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$182,490
Total income from all sources (including contributions)2017-12-31$256,930,393
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$138,607,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$137,818,086
Expenses. Certain deemed distributions of participant loans2017-12-31$61,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$44,446,374
Value of total assets at end of year2017-12-31$1,170,323,575
Value of total assets at beginning of year2017-12-31$1,023,863,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$727,866
Total interest from all sources2017-12-31$651,693
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$17,564,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$17,564,394
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$31,710,997
Participant contributions at end of year2017-12-31$14,850,891
Participant contributions at beginning of year2017-12-31$15,909,512
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$13,053
Administrative expenses (other) incurred2017-12-31$727,866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$118,322,662
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,170,323,575
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,023,680,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$532,647,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$443,335,850
Interest on participant loans2017-12-31$651,693
Value of interest in master investment trust accounts at end of year2017-12-31$316,570,952
Value of interest in master investment trust accounts at beginning of year2017-12-31$294,325,284
Value of interest in common/collective trusts at end of year2017-12-31$306,254,524
Value of interest in common/collective trusts at beginning of year2017-12-31$270,292,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$67,638,741
Net investment gain or loss from common/collective trusts2017-12-31$33,020,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$12,722,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$137,818,086
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$182,490
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$2,364,498
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$182,490
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$92,260
Total income from all sources (including contributions)2016-12-31$170,438,186
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$96,885,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$96,077,541
Expenses. Certain deemed distributions of participant loans2016-12-31$110,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$42,761,813
Value of total assets at end of year2016-12-31$1,023,863,299
Value of total assets at beginning of year2016-12-31$947,856,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$698,417
Total interest from all sources2016-12-31$694,689
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$14,414,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$14,414,912
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$30,820,466
Participant contributions at end of year2016-12-31$15,909,512
Participant contributions at beginning of year2016-12-31$18,232,016
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,567
Administrative expenses (other) incurred2016-12-31$698,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$73,552,203
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,023,680,809
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$947,764,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$443,335,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$423,452,856
Interest on participant loans2016-12-31$694,689
Value of interest in master investment trust accounts at end of year2016-12-31$294,325,284
Value of interest in master investment trust accounts at beginning of year2016-12-31$262,029,499
Value of interest in common/collective trusts at end of year2016-12-31$270,292,653
Value of interest in common/collective trusts at beginning of year2016-12-31$244,141,997
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$23,750,075
Net investment gain or loss from common/collective trusts2016-12-31$13,470,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$11,936,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$96,077,541
Liabilities. Value of benefit claims payable at end of year2016-12-31$182,490
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$92,260
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$2,264,059
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$92,260
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,318,093
Total income from all sources (including contributions)2015-12-31$-28,027,345
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$78,240,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$77,490,304
Expenses. Certain deemed distributions of participant loans2015-12-31$35,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$45,003,221
Value of total assets at end of year2015-12-31$947,856,368
Value of total assets at beginning of year2015-12-31$1,055,086,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$715,603
Total interest from all sources2015-12-31$790,063
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$15,420,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$15,420,785
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$32,552,652
Participant contributions at end of year2015-12-31$18,232,016
Participant contributions at beginning of year2015-12-31$20,208,623
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$-48,684
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$3,087,608
Administrative expenses (other) incurred2015-12-31$715,603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-106,268,310
Value of net assets at end of year (total assets less liabilities)2015-12-31$947,764,108
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,051,768,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$423,452,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$424,976,099
Interest on participant loans2015-12-31$790,063
Value of interest in master investment trust accounts at end of year2015-12-31$262,029,499
Value of interest in master investment trust accounts at beginning of year2015-12-31$366,108,790
Value of interest in common/collective trusts at end of year2015-12-31$244,141,997
Value of interest in common/collective trusts at beginning of year2015-12-31$243,792,940
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-17,058,507
Net investment gain or loss from common/collective trusts2015-12-31$332,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$12,499,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$77,490,304
Liabilities. Value of benefit claims payable at end of year2015-12-31$92,260
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$230,485
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$2,086,740
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,318,093
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,114,718
Total income from all sources (including contributions)2014-12-31$159,208,761
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$91,692,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$91,213,144
Expenses. Certain deemed distributions of participant loans2014-12-31$37,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$45,330,021
Value of total assets at end of year2014-12-31$1,055,086,452
Value of total assets at beginning of year2014-12-31$985,279,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$441,194
Total interest from all sources2014-12-31$784,963
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$16,182,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$16,182,005
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$32,357,626
Participant contributions at end of year2014-12-31$20,208,623
Participant contributions at beginning of year2014-12-31$17,952,478
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$567,738
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$3,087,608
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$3,086,675
Administrative expenses (other) incurred2014-12-31$441,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$67,516,560
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,051,768,359
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$982,165,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$424,976,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$511,100,437
Interest on participant loans2014-12-31$784,963
Value of interest in master investment trust accounts at end of year2014-12-31$366,108,790
Value of interest in master investment trust accounts at beginning of year2014-12-31$342,379,671
Value of interest in common/collective trusts at end of year2014-12-31$243,792,940
Value of interest in common/collective trusts at beginning of year2014-12-31$113,847,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$21,057,983
Net investment gain or loss from common/collective trusts2014-12-31$7,988,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$12,404,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$91,213,144
Liabilities. Value of benefit claims payable at end of year2014-12-31$230,485
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$28,043
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$1,290,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,114,718
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,814,878
Total income from all sources (including contributions)2013-12-31$272,816,628
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$99,055,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$98,704,957
Expenses. Certain deemed distributions of participant loans2013-12-31$11,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$43,745,490
Value of total assets at end of year2013-12-31$985,279,777
Value of total assets at beginning of year2013-12-31$812,928,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$339,236
Total interest from all sources2013-12-31$733,654
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$15,472,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$15,472,701
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$31,286,569
Participant contributions at end of year2013-12-31$17,952,478
Participant contributions at beginning of year2013-12-31$16,843,163
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$124,718
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$3,086,675
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$5,779,977
Administrative expenses (other) incurred2013-12-31$339,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$173,761,187
Value of net assets at end of year (total assets less liabilities)2013-12-31$982,165,059
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$807,113,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$511,100,437
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$393,991,899
Interest on participant loans2013-12-31$733,654
Value of interest in master investment trust accounts at end of year2013-12-31$342,379,671
Value of interest in master investment trust accounts at beginning of year2013-12-31$287,279,749
Value of interest in common/collective trusts at end of year2013-12-31$113,847,191
Value of interest in common/collective trusts at beginning of year2013-12-31$114,813,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$74,783,198
Net investment gain or loss from common/collective trusts2013-12-31$1,947,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$12,334,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$98,704,957
Liabilities. Value of benefit claims payable at end of year2013-12-31$28,043
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$34,901
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$1,903,299
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,814,878
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$16,728
Total income from all sources (including contributions)2012-12-31$52,171,635
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$71,444,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$71,128,483
Expenses. Certain deemed distributions of participant loans2012-12-31$15,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$41,698,626
Value of total assets at end of year2012-12-31$812,928,327
Value of total assets at beginning of year2012-12-31$824,499,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$300,039
Total interest from all sources2012-12-31$694,992
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$10,620,193
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$10,620,193
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$29,904,452
Participant contributions at end of year2012-12-31$16,843,163
Participant contributions at beginning of year2012-12-31$16,285,306
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$81,526
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$5,779,977
Administrative expenses (other) incurred2012-12-31$300,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-19,272,680
Value of net assets at end of year (total assets less liabilities)2012-12-31$807,113,449
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$824,482,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$393,991,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$343,619,518
Interest on participant loans2012-12-31$694,992
Value of interest in master investment trust accounts at end of year2012-12-31$287,279,749
Value of interest in master investment trust accounts at beginning of year2012-12-31$348,091,624
Value of interest in common/collective trusts at end of year2012-12-31$114,813,516
Value of interest in common/collective trusts at beginning of year2012-12-31$116,503,110
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$38,351,350
Net investment gain or loss from common/collective trusts2012-12-31$2,602,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$11,712,648
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$71,128,483
Liabilities. Value of benefit claims payable at end of year2012-12-31$34,901
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$16,728
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$1,940,022
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$16,728
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$33,000
Total income from all sources (including contributions)2011-12-31$104,902,647
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$69,147,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$68,820,536
Expenses. Certain deemed distributions of participant loans2011-12-31$30,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$40,160,556
Value of total assets at end of year2011-12-31$824,499,558
Value of total assets at beginning of year2011-12-31$786,820,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$296,692
Total interest from all sources2011-12-31$712,818
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$8,983,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$8,983,850
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$28,774,935
Participant contributions at end of year2011-12-31$16,285,306
Participant contributions at beginning of year2011-12-31$14,929,855
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$6,984
Administrative expenses (other) incurred2011-12-31$296,692
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$35,755,323
Value of net assets at end of year (total assets less liabilities)2011-12-31$824,482,830
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$786,787,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$343,619,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$345,963,134
Interest on participant loans2011-12-31$712,818
Value of interest in master investment trust accounts at end of year2011-12-31$348,091,624
Value of interest in master investment trust accounts at beginning of year2011-12-31$326,015,844
Value of interest in common/collective trusts at end of year2011-12-31$116,503,110
Value of interest in common/collective trusts at beginning of year2011-12-31$99,911,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,341,445
Net investment gain or loss from common/collective trusts2011-12-31$3,107,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$11,378,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$68,820,536
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Liabilities. Value of benefit claims payable at end of year2011-12-31$16,728
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$33,000
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$33,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$17,412
Total income from all sources (including contributions)2010-12-31$148,139,558
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$62,410,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$62,118,854
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$40,393,226
Value of total assets at end of year2010-12-31$786,820,485
Value of total assets at beginning of year2010-12-31$701,075,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$291,195
Total interest from all sources2010-12-31$709,119
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$10,196,042
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$27,211,561
Participant contributions at end of year2010-12-31$14,929,855
Participant contributions at beginning of year2010-12-31$13,543,525
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,696,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$85,729,509
Value of net assets at end of year (total assets less liabilities)2010-12-31$786,787,485
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$701,057,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$291,195
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$345,963,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$300,253,233
Interest on participant loans2010-12-31$709,119
Value of interest in master investment trust accounts at end of year2010-12-31$326,015,844
Value of interest in master investment trust accounts at beginning of year2010-12-31$286,026,936
Value of interest in common/collective trusts at end of year2010-12-31$99,911,652
Value of interest in common/collective trusts at beginning of year2010-12-31$101,251,694
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$41,146,816
Net investment gain or loss from common/collective trusts2010-12-31$2,819,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$10,485,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$62,118,854
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Liabilities. Value of benefit claims payable at end of year2010-12-31$33,000
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$17,412
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$5,533,122

Form 5500 Responses for THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES

2023: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THRIFT & INVESTMENT PLAN OF NORFOLK SOUTHERN CORPORATION AND PARTICIPATING SUBSIDIARY COMPANIES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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