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STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameSTEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN
Plan identification number 003

STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

STEPTOE LLP has sponsored the creation of one or more 401k plans.

Company Name:STEPTOE LLP
Employer identification number (EIN):521349790
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032011-01-01PAUL F. KRUSE
0032010-01-01PAUL F. KRUSE
0032009-01-01PAUL F. KRUSE PAUL F. KRUSE2010-10-05

Plan Statistics for STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

Measure Date Value
2011: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,041
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-010
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,011
Total number of active participants reported on line 7a of the Form 55002010-01-01862
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01179
Total of all active and inactive participants2010-01-011,041
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,041
Number of participants with account balances2010-01-01817
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,078
Total number of active participants reported on line 7a of the Form 55002009-01-01858
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01153
Total of all active and inactive participants2009-01-011,011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,011
Number of participants with account balances2009-01-01817
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

Measure Date Value
2011 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-04-07$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-04-07$245,624
Total unrealized appreciation/depreciation of assets2011-04-07$245,624
Total transfer of assets to this plan2011-04-07$0
Total transfer of assets from this plan2011-04-07$62,976,320
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-07$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-07$2,895
Expenses. Interest paid2011-04-07$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-04-07$0
Total income from all sources (including contributions)2011-04-07$4,647,288
Total loss/gain on sale of assets2011-04-07$962
Total of all expenses incurred2011-04-07$1,331,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-04-07$1,330,100
Expenses. Certain deemed distributions of participant loans2011-04-07$0
Value of total corrective distributions2011-04-07$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-04-07$1,974,709
Value of total assets at end of year2011-04-07$0
Value of total assets at beginning of year2011-04-07$59,663,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-04-07$1,827
Total income from rents2011-04-07$0
Total interest from all sources2011-04-07$18,827
Total dividends received (eg from common stock, registered investment company shares)2011-04-07$115,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-04-07Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-04-07$0
Total dividends received from registered investment company shares (eg mutual funds)2011-04-07$106,606
Assets. Real estate other than employer real property at end of year2011-04-07$0
Assets. Real estate other than employer real property at beginning of year2011-04-07$0
Administrative expenses professional fees incurred2011-04-07$972
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-04-07$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-04-07$0
Was this plan covered by a fidelity bond2011-04-07Yes
Value of fidelity bond cover2011-04-07$4,000,000
If this is an individual account plan, was there a blackout period2011-04-07No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-04-07$0
Were there any nonexempt tranactions with any party-in-interest2011-04-07No
Contributions received from participants2011-04-07$1,891,568
Participant contributions at end of year2011-04-07$0
Participant contributions at beginning of year2011-04-07$1,142,481
Participant contributions at end of year2011-04-07$0
Participant contributions at beginning of year2011-04-07$164,486
Assets. Other investments not covered elsewhere at end of year2011-04-07$0
Assets. Other investments not covered elsewhere at beginning of year2011-04-07$959,517
Income. Received or receivable in cash from other sources (including rollovers)2011-04-07$83,141
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-04-07$0
Assets. Loans (other than to participants) at end of year2011-04-07$0
Assets. Loans (other than to participants) at beginning of year2011-04-07$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-04-07$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-04-07$2,895
Other income not declared elsewhere2011-04-07$9,174
Administrative expenses (other) incurred2011-04-07$175
Total non interest bearing cash at end of year2011-04-07$0
Total non interest bearing cash at beginning of year2011-04-07$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-07No
Income. Non cash contributions2011-04-07$0
Value of net income/loss2011-04-07$3,315,361
Value of net assets at end of year (total assets less liabilities)2011-04-07$0
Value of net assets at beginning of year (total assets less liabilities)2011-04-07$59,660,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-04-07No
Were any loans by the plan or fixed income obligations due to the plan in default2011-04-07No
Were any leases to which the plan was party in default or uncollectible2011-04-07No
Assets. partnership/joint venture interests at end of year2011-04-07$0
Assets. partnership/joint venture interests at beginning of year2011-04-07$74,748
Investment advisory and management fees2011-04-07$680
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-04-07$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-04-07$43,669,187
Interest on participant loans2011-04-07$14,168
Income. Interest from loans (other than to participants)2011-04-07$0
Interest earned on other investments2011-04-07$0
Income. Interest from US Government securities2011-04-07$0
Income. Interest from corporate debt instruments2011-04-07$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-04-07$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-04-07$11,700,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-04-07$11,700,188
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-04-07$4,659
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-04-07$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-04-07$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-04-07$0
Asset value of US Government securities at end of year2011-04-07$0
Asset value of US Government securities at beginning of year2011-04-07$98,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-04-07$2,282,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-04-07No
Was there a failure to transmit to the plan any participant contributions2011-04-07No
Has the plan failed to provide any benefit when due under the plan2011-04-07No
Contributions received in cash from employer2011-04-07$0
Income. Dividends from preferred stock2011-04-07$0
Income. Dividends from common stock2011-04-07$8,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-04-07$1,330,100
Asset. Corporate debt instrument preferred debt at end of year2011-04-07$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-04-07$0
Asset. Corporate debt instrument debt (other) at end of year2011-04-07$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-04-07$33,136
Contract administrator fees2011-04-07$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-04-07No
Assets. Corporate common stocks other than exployer securities at end of year2011-04-07$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-04-07$1,822,018
Did the plan have assets held for investment2011-04-07No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-07No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-04-07Yes
Aggregate proceeds on sale of assets2011-04-07$12,333,951
Aggregate carrying amount (costs) on sale of assets2011-04-07$12,332,989
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-04-07Yes
Opinion of an independent qualified public accountant for this plan2011-04-07Disclaimer
Accountancy firm name2011-04-07ARGY, WILTSE & ROBINSON, P.C.
Accountancy firm EIN2011-04-07541586993
2010 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$287,597
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$287,597
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,895
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$12,566,961
Total loss/gain on sale of assets2010-12-31$91
Total of all expenses incurred2010-12-31$2,525,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,511,312
Expenses. Certain deemed distributions of participant loans2010-12-31$5,415
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,052,064
Value of total assets at end of year2010-12-31$59,663,854
Value of total assets at beginning of year2010-12-31$49,619,841
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9,116
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$73,908
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$977,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2010-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$951,720
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$6,180
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$4,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,278,492
Participant contributions at end of year2010-12-31$1,142,481
Participant contributions at beginning of year2010-12-31$953,428
Participant contributions at end of year2010-12-31$164,486
Participant contributions at beginning of year2010-12-31$161,000
Assets. Other investments not covered elsewhere at end of year2010-12-31$959,517
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$963,058
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$679,113
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$2,895
Other income not declared elsewhere2010-12-31$172,013
Administrative expenses (other) incurred2010-12-31$679
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$5,912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$94,459
Value of net income/loss2010-12-31$10,041,118
Value of net assets at end of year (total assets less liabilities)2010-12-31$59,660,959
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$49,619,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$74,748
Assets. partnership/joint venture interests at beginning of year2010-12-31$58,363
Investment advisory and management fees2010-12-31$2,257
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$43,669,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$34,464,407
Interest on participant loans2010-12-31$55,491
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$1,050
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$11,700,188
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$11,403,271
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$11,403,271
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$17,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$98,093
Asset value of US Government securities at beginning of year2010-12-31$89,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,003,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$26,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,511,312
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$33,136
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$31,458
Contract administrator fees2010-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,822,018
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,489,877
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$13,031,041
Aggregate carrying amount (costs) on sale of assets2010-12-31$13,030,950
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ARGY, WILTSE & ROBINSON, P.C.
Accountancy firm EIN2010-12-31541586993
2009 : STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$235,701

Form 5500 Responses for STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN

2011: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingYes
2011-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STEPTOE & JOHNSON LLP 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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