ENVIRONMENTAL MANAGEMENT SERVICES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN
401k plan membership statisitcs for ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN
| Measure | Date | Value |
|---|
| 2015: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 33 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 25 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2 |
| Total of all active and inactive participants | 2015-01-01 | 27 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 27 |
| Number of participants with account balances | 2015-01-01 | 27 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 31 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 27 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 6 |
| Total of all active and inactive participants | 2014-01-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 33 |
| Number of participants with account balances | 2014-01-01 | 33 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
| 2013: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 34 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 26 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 5 |
| Total of all active and inactive participants | 2013-01-01 | 31 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 31 |
| Number of participants with account balances | 2013-01-01 | 31 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
| 2012: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 25 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 23 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 11 |
| Total of all active and inactive participants | 2012-01-01 | 34 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 34 |
| Number of participants with account balances | 2012-01-01 | 32 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
| 2011: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 24 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 18 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 7 |
| Total of all active and inactive participants | 2011-01-01 | 25 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 25 |
| Number of participants with account balances | 2011-01-01 | 24 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 5 |
| 2009: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 20 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 24 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 7 |
| Total of all active and inactive participants | 2009-01-01 | 31 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 31 |
| Number of participants with account balances | 2009-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2015 : ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $121,701 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $113,219 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $112,132 |
| Total plan assets at end of year | 2015-12-31 | $1,842,127 |
| Total plan assets at beginning of year | 2015-12-31 | $1,833,645 |
| Value of fidelity bond covering the plan | 2015-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $36,852 |
| Other income received | 2015-12-31 | $-30,995 |
| Net income (gross income less expenses) | 2015-12-31 | $8,482 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $1,842,127 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,833,645 |
| Assets. Value of participant loans | 2015-12-31 | $160,178 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $115,844 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $1,087 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $198,952 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $74,498 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $66,423 |
| Total plan assets at end of year | 2014-12-31 | $1,833,645 |
| Total plan assets at beginning of year | 2014-12-31 | $1,709,191 |
| Value of fidelity bond covering the plan | 2014-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $33,281 |
| Other income received | 2014-12-31 | $63,324 |
| Net income (gross income less expenses) | 2014-12-31 | $124,454 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $1,833,645 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,709,191 |
| Assets. Value of participant loans | 2014-12-31 | $169,789 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $102,347 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $8,075 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $400,646 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $109,159 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $99,474 |
| Total plan assets at end of year | 2013-12-31 | $1,709,191 |
| Total plan assets at beginning of year | 2013-12-31 | $1,417,704 |
| Value of fidelity bond covering the plan | 2013-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $32,382 |
| Other income received | 2013-12-31 | $305,860 |
| Net income (gross income less expenses) | 2013-12-31 | $291,487 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,709,191 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,417,704 |
| Assets. Value of participant loans | 2013-12-31 | $31,064 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $62,404 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $9,685 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $271,098 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $9,001 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $630 |
| Total plan assets at end of year | 2012-12-31 | $1,417,704 |
| Total plan assets at beginning of year | 2012-12-31 | $1,155,607 |
| Value of fidelity bond covering the plan | 2012-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $35,164 |
| Other income received | 2012-12-31 | $174,886 |
| Net income (gross income less expenses) | 2012-12-31 | $262,097 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,417,704 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,155,607 |
| Assets. Value of participant loans | 2012-12-31 | $42,512 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $61,048 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $8,371 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $66,850 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $29,092 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $20,383 |
| Total plan assets at end of year | 2011-12-31 | $1,155,607 |
| Total plan assets at beginning of year | 2011-12-31 | $1,117,849 |
| Value of fidelity bond covering the plan | 2011-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $39,115 |
| Other income received | 2011-12-31 | $-33,002 |
| Net income (gross income less expenses) | 2011-12-31 | $37,758 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,155,607 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,117,849 |
| Assets. Value of participant loans | 2011-12-31 | $27,665 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $60,737 |
| Value of corrective distributions | 2011-12-31 | $389 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $8,320 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $186,385 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $40,544 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $40,544 |
| Total plan assets at end of year | 2010-12-31 | $1,117,849 |
| Total plan assets at beginning of year | 2010-12-31 | $972,008 |
| Value of fidelity bond covering the plan | 2010-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $29,289 |
| Other income received | 2010-12-31 | $132,096 |
| Net income (gross income less expenses) | 2010-12-31 | $145,841 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,117,849 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $972,008 |
| Assets. Value of participant loans | 2010-12-31 | $24,780 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $25,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2015: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: ENVIRONMENTAL MANAGEMENT SERVICES, INC. PROFIT SHARING/401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 56988 |
| Policy instance | 1 |
| Insurance contract or identification number | 56988 | | Number of Individuals Covered | 27 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $4,450 | | Total amount of fees paid to insurance company | USD $825 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,450 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | JM PENSION ADVISORY, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 56988 |
| Policy instance | 1 |
| Insurance contract or identification number | 56988 | | Number of Individuals Covered | 33 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $4,857 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | Yes | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 4307 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | JM PENSION ADVISORY, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 56988 |
| Policy instance | 1 |
| Insurance contract or identification number | 56988 | | Number of Individuals Covered | 32 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $3,797 | | Total amount of fees paid to insurance company | USD $400 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,797 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 400 | | Additional information about fees paid to insurance broker | TPA DISTRIBUTION FEE | | Insurance broker name | JM PENSION ADVISORY, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 56988 |
| Policy instance | 1 |
| Insurance contract or identification number | 56988 | | Number of Individuals Covered | 32 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $3,132 | | Total amount of fees paid to insurance company | USD $150 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,132 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 150 | | Additional information about fees paid to insurance broker | TPA DISTRIBUTION FEE | | Insurance broker name | JM PENSION ADVISORY, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 56988 |
| Policy instance | 1 |
| Insurance contract or identification number | 56988 | | Number of Individuals Covered | 25 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $2,806 | | Total amount of fees paid to insurance company | USD $150 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 56988 |
| Policy instance | 1 |
| Insurance contract or identification number | 56988 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $2,357 | | Total amount of fees paid to insurance company | USD $250 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,357 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 250 | | Additional information about fees paid to insurance broker | TPA DISTRIBUTION FEE | | Insurance broker name | JM PENSION ADVISORY, INC. |
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