401k Plan data: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST plan

RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST
Plan identification number	001

RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RETINA ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name: RETINA ASSOCIATES, P.C.

Employer identification number (EIN): 521716739

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about RETINA ASSOCIATES, P.C.

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 1992-06-02

Company Identification Number: 0393326

Legal Registered Office Address: 190 CAMPUS BLVD STE 320

WINCHESTER
United States of America (USA)
22601-2872

More information about RETINA ASSOCIATES, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 TREY GAILEY 2019-09-16 TREY GAILEY 2019-09-16
001 2018-01-01 TREY GAILEY 2019-09-16 TREY GAILEY 2019-09-16
001 2017-01-01 CUONG VU 2018-07-09
001 2016-01-01 CATHAY MILLER 2017-07-17
001 2015-01-01 DAVID R. WATT 2016-05-02
001 2014-01-01 CATHAY MILLER 2015-06-01
001 2013-01-01 CATHAY MILLER 2014-07-09
001 2012-01-01 CATHAY MILLER
001 2011-01-01 CATHAY MILLER
001 2009-01-01 CATHAY MILLER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	TREY GAILEY	2019-09-16	TREY GAILEY	2019-09-16
001	2018-01-01	TREY GAILEY	2019-09-16	TREY GAILEY	2019-09-16
001	2017-01-01	CUONG VU	2018-07-09
001	2016-01-01	CATHAY MILLER	2017-07-17
001	2015-01-01	DAVID R. WATT	2016-05-02
001	2014-01-01	CATHAY MILLER	2015-06-01
001	2013-01-01	CATHAY MILLER	2014-07-09
001	2012-01-01	CATHAY MILLER
001	2011-01-01	CATHAY MILLER
001	2009-01-01	CATHAY MILLER

Plan Statistics for RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST

401k plan membership statisitcs for RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST

Measure Date Value
2012: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 33
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 21
Total of all active and inactive participants 2012-01-01 54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 54
Number of participants with account balances 2012-01-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 30
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 36
Number of participants with account balances 2011-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 5
2009: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 22
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 29
Number of participants with account balances 2009-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2012: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	33
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	21
Total of all active and inactive participants	2012-01-01	54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	54
Number of participants with account balances	2012-01-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	30
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	36
Number of participants with account balances	2011-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	5
2009: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	22
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	29
Number of participants with account balances	2009-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST

Measure	Date	Value
2012 : RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$644,464
Expenses. Total of all expenses incurred	2012-12-31	$118,467
Benefits paid (including direct rollovers)	2012-12-31	$117,492
Total plan assets at end of year	2012-12-31	$3,264,294
Total plan assets at beginning of year	2012-12-31	$2,738,297
Value of fidelity bond covering the plan	2012-12-31	$279,000
Total contributions received or receivable from participants	2012-12-31	$113,261
Contributions received from other sources (not participants or employers)	2012-12-31	$135
Other income received	2012-12-31	$355,768
Net income (gross income less expenses)	2012-12-31	$525,997
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,264,294
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,738,297
Assets. Value of participant loans	2012-12-31	$16,322
Total contributions received or receivable from employer(s)	2012-12-31	$175,300
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$975
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$129,372
Expenses. Total of all expenses incurred	2011-12-31	$13,105
Benefits paid (including direct rollovers)	2011-12-31	$12,500
Total plan assets at end of year	2011-12-31	$2,738,297
Total plan assets at beginning of year	2011-12-31	$2,622,030
Value of fidelity bond covering the plan	2011-12-31	$219,000
Total contributions received or receivable from participants	2011-12-31	$82,613
Other income received	2011-12-31	$-132,829
Net income (gross income less expenses)	2011-12-31	$116,267
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,738,297
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,622,030
Assets. Value of participant loans	2011-12-31	$27,046
Total contributions received or receivable from employer(s)	2011-12-31	$179,588
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$605
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$487,722
Expenses. Total of all expenses incurred	2010-12-31	$62,288
Benefits paid (including direct rollovers)	2010-12-31	$60,863
Total plan assets at end of year	2010-12-31	$2,622,030
Total plan assets at beginning of year	2010-12-31	$2,196,596
Value of fidelity bond covering the plan	2010-12-31	$219,000
Total contributions received or receivable from participants	2010-12-31	$85,147
Other income received	2010-12-31	$250,846
Net income (gross income less expenses)	2010-12-31	$425,434
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,622,030
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,196,596
Assets. Value of participant loans	2010-12-31	$24,551
Total contributions received or receivable from employer(s)	2010-12-31	$151,729
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,425

Form 5500 Responses for RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST

2012: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RETINA ASSOCIATES, P.C. 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RETINA ASSOCIATES, P.C.
Employer identification number (EIN):	521716739
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	1992-06-02
Company Identification Number:	0393326
Legal Registered Office Address:	190 CAMPUS BLVD STE 320 WINCHESTER United States of America (USA) 22601-2872