401k Plan data: THE CARLYLE GROUP 401(K) PLAN plan

THE CARLYLE GROUP 401(K) PLAN 401k Plan overview

Plan Name	THE CARLYLE GROUP 401(K) PLAN
Plan identification number	001

THE CARLYLE GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE CARLYLE GROUP EMPLOYEE CO, LLC has sponsored the creation of one or more 401k plans.

Company Name: THE CARLYLE GROUP EMPLOYEE CO, LLC

Employer identification number (EIN): 521887096

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CARLYLE GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 LORI SABET
001 2016-01-01 LORI SABET LORI SABET 2017-08-01
001 2015-01-01 LORI SABET LORI SABET 2016-08-15
001 2014-01-01 LORI SABET LORI SABET 2015-07-30
001 2013-01-01 LORI SABET
001 2012-01-01 LORI SABET, MANAGING DIRECTOR LORI SABET, MANAGING DIRECTOR 2013-07-30
001 2011-01-01 JANET ANDRE JANET ANDRE 2012-08-02
001 2009-01-01 JANET ANDRE JANET ANDRE 2010-08-16
001 2009-01-01 JANET ANDRE JANET ANDRE 2010-08-16

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	LORI SABET
001	2016-01-01	LORI SABET	LORI SABET	2017-08-01
001	2015-01-01	LORI SABET	LORI SABET	2016-08-15
001	2014-01-01	LORI SABET	LORI SABET	2015-07-30
001	2013-01-01	LORI SABET
001	2012-01-01	LORI SABET, MANAGING DIRECTOR	LORI SABET, MANAGING DIRECTOR	2013-07-30
001	2011-01-01	JANET ANDRE	JANET ANDRE	2012-08-02
001	2009-01-01	JANET ANDRE	JANET ANDRE	2010-08-16
001	2009-01-01	JANET ANDRE	JANET ANDRE	2010-08-16

Plan Statistics for THE CARLYLE GROUP 401(K) PLAN

401k plan membership statisitcs for THE CARLYLE GROUP 401(K) PLAN

Measure Date Value
2023: THE CARLYLE GROUP 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 2,262
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 1,476
Number of retired or separated participants receiving benefits 2023-01-01 24
Number of other retired or separated participants entitled to future benefits 2023-01-01 868
Total of all active and inactive participants 2023-01-01 2,368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 1
Total participants 2023-01-01 2,369
Number of participants with account balances 2023-01-01 2,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 84
2022: THE CARLYLE GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,998
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 1,437
Number of retired or separated participants receiving benefits 2022-01-01 13
Number of other retired or separated participants entitled to future benefits 2022-01-01 811
Total of all active and inactive participants 2022-01-01 2,261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 2,262
Number of participants with account balances 2022-01-01 2,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 72
2021: THE CARLYLE GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 1,915
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 1,217
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 791
Total of all active and inactive participants 2021-01-01 2,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 2,010
Number of participants with account balances 2021-01-01 1,932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 56
2020: THE CARLYLE GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,876
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 1,197
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 718
Total of all active and inactive participants 2020-01-01 1,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 1,915
Number of participants with account balances 2020-01-01 1,874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 39
2019: THE CARLYLE GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,765
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,160
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 724
Total of all active and inactive participants 2019-01-01 1,884
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,884
Number of participants with account balances 2019-01-01 1,822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 58
2018: THE CARLYLE GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,702
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,116
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 655
Total of all active and inactive participants 2018-01-01 1,771
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,771
Number of participants with account balances 2018-01-01 1,692
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 56
2017: THE CARLYLE GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,650
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,077
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 625
Total of all active and inactive participants 2017-01-01 1,702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,702
Number of participants with account balances 2017-01-01 1,605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 51
2016: THE CARLYLE GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,624
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,089
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 561
Total of all active and inactive participants 2016-01-01 1,650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,650
Number of participants with account balances 2016-01-01 1,568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 85
2015: THE CARLYLE GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,574
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,163
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 471
Total of all active and inactive participants 2015-01-01 1,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,634
Number of participants with account balances 2015-01-01 1,534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 85
2014: THE CARLYLE GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,253
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,137
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 443
Total of all active and inactive participants 2014-01-01 1,580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,580
Number of participants with account balances 2014-01-01 1,475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 59
2013: THE CARLYLE GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,100
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 924
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 307
Total of all active and inactive participants 2013-01-01 1,231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,231
Number of participants with account balances 2013-01-01 1,113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 60
2012: THE CARLYLE GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,015
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 825
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 294
Total of all active and inactive participants 2012-01-01 1,119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,120
Number of participants with account balances 2012-01-01 976
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 43
2011: THE CARLYLE GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 800
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 765
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 271
Total of all active and inactive participants 2011-01-01 1,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1,037
Number of participants with account balances 2011-01-01 847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 25
2009: THE CARLYLE GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 744
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 502
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 240
Total of all active and inactive participants 2009-01-01 742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 743
Number of participants with account balances 2009-01-01 670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 22

Measure	Date	Value
2023: THE CARLYLE GROUP 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	2,262
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	1,476
Number of retired or separated participants receiving benefits	2023-01-01	24
Number of other retired or separated participants entitled to future benefits	2023-01-01	868
Total of all active and inactive participants	2023-01-01	2,368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	1
Total participants	2023-01-01	2,369
Number of participants with account balances	2023-01-01	2,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	84
2022: THE CARLYLE GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,998
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,437
Number of retired or separated participants receiving benefits	2022-01-01	13
Number of other retired or separated participants entitled to future benefits	2022-01-01	811
Total of all active and inactive participants	2022-01-01	2,261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	2,262
Number of participants with account balances	2022-01-01	2,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	72
2021: THE CARLYLE GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,915
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,217
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	791
Total of all active and inactive participants	2021-01-01	2,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	2,010
Number of participants with account balances	2021-01-01	1,932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	56
2020: THE CARLYLE GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,876
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,197
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	718
Total of all active and inactive participants	2020-01-01	1,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	1,915
Number of participants with account balances	2020-01-01	1,874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	39
2019: THE CARLYLE GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,765
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,160
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	724
Total of all active and inactive participants	2019-01-01	1,884
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,884
Number of participants with account balances	2019-01-01	1,822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	58
2018: THE CARLYLE GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,702
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,116
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	655
Total of all active and inactive participants	2018-01-01	1,771
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,771
Number of participants with account balances	2018-01-01	1,692
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	56
2017: THE CARLYLE GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,650
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,077
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	625
Total of all active and inactive participants	2017-01-01	1,702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,702
Number of participants with account balances	2017-01-01	1,605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	51
2016: THE CARLYLE GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,624
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,089
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	561
Total of all active and inactive participants	2016-01-01	1,650
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,650
Number of participants with account balances	2016-01-01	1,568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	85
2015: THE CARLYLE GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,574
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,163
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	471
Total of all active and inactive participants	2015-01-01	1,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,634
Number of participants with account balances	2015-01-01	1,534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	85
2014: THE CARLYLE GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,253
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,137
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	443
Total of all active and inactive participants	2014-01-01	1,580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,580
Number of participants with account balances	2014-01-01	1,475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	59
2013: THE CARLYLE GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,100
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	924
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	307
Total of all active and inactive participants	2013-01-01	1,231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,231
Number of participants with account balances	2013-01-01	1,113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	60
2012: THE CARLYLE GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,015
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	825
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	294
Total of all active and inactive participants	2012-01-01	1,119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,120
Number of participants with account balances	2012-01-01	976
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	43
2011: THE CARLYLE GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	800
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	765
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	271
Total of all active and inactive participants	2011-01-01	1,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1,037
Number of participants with account balances	2011-01-01	847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	25
2009: THE CARLYLE GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	744
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	502
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	240
Total of all active and inactive participants	2009-01-01	742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	743
Number of participants with account balances	2009-01-01	670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	22

Financial Data on THE CARLYLE GROUP 401(K) PLAN

Measure	Date	Value
2023 : THE CARLYLE GROUP 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$104,299,447
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$26,855,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$26,694,874
Value of total corrective distributions	2023-12-31	$24,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$37,138,612
Value of total assets at end of year	2023-12-31	$399,595,281
Value of total assets at beginning of year	2023-12-31	$322,150,937
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$135,843
Total interest from all sources	2023-12-31	$121,312
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$6,345,672
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$6,345,672
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$23,596,584
Participant contributions at end of year	2023-12-31	$1,986,110
Participant contributions at beginning of year	2023-12-31	$1,705,748
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$6,175,985
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$77,444,344
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$399,595,281
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$322,150,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$258,996,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$304,581,128
Interest on participant loans	2023-12-31	$121,312
Value of interest in common/collective trusts at end of year	2023-12-31	$138,612,434
Value of interest in common/collective trusts at beginning of year	2023-12-31	$15,864,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$47,122,231
Net investment gain or loss from common/collective trusts	2023-12-31	$13,571,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$7,366,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$26,694,874
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2023-12-31	301413443
2022 : THE CARLYLE GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-51,668,629
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$32,214,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$32,049,680
Value of total corrective distributions	2022-12-31	$45,381
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$30,614,007
Value of total assets at end of year	2022-12-31	$322,150,937
Value of total assets at beginning of year	2022-12-31	$406,034,270
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$119,643
Total interest from all sources	2022-12-31	$92,105
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$10,674,608
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$10,674,608
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$19,756,131
Participant contributions at end of year	2022-12-31	$1,705,748
Participant contributions at beginning of year	2022-12-31	$1,608,533
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$4,995,529
Administrative expenses (other) incurred	2022-12-31	$119,643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-83,883,333
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$322,150,937
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$406,034,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$304,581,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$390,204,783
Interest on participant loans	2022-12-31	$92,105
Value of interest in common/collective trusts at end of year	2022-12-31	$15,864,061
Value of interest in common/collective trusts at beginning of year	2022-12-31	$14,220,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-93,518,635
Net investment gain or loss from common/collective trusts	2022-12-31	$469,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$5,862,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$32,049,680
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2022-12-31	390859910
2021 : THE CARLYLE GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$85,018,040
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$24,211,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$24,023,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$28,203,511
Value of total assets at end of year	2021-12-31	$406,034,270
Value of total assets at beginning of year	2021-12-31	$345,227,996
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$187,782
Total interest from all sources	2021-12-31	$90,361
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$19,910,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$19,910,458
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$17,368,134
Participant contributions at end of year	2021-12-31	$1,608,533
Participant contributions at beginning of year	2021-12-31	$1,470,344
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$5,010,109
Administrative expenses (other) incurred	2021-12-31	$187,782
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$60,806,274
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$406,034,270
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$345,227,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$390,204,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$327,029,784
Interest on participant loans	2021-12-31	$90,361
Value of interest in common/collective trusts at end of year	2021-12-31	$14,220,954
Value of interest in common/collective trusts at beginning of year	2021-12-31	$16,727,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$36,544,547
Net investment gain or loss from common/collective trusts	2021-12-31	$269,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$5,825,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$24,023,984
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2021-12-31	390859910
2020 : THE CARLYLE GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$80,326,311
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$21,383,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$21,242,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$24,190,667
Value of total assets at end of year	2020-12-31	$345,227,996
Value of total assets at beginning of year	2020-12-31	$286,284,802
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$140,841
Total interest from all sources	2020-12-31	$91,370
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$11,754,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$11,754,515
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$16,503,966
Participant contributions at end of year	2020-12-31	$1,470,344
Participant contributions at beginning of year	2020-12-31	$1,594,440
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,088,365
Administrative expenses (other) incurred	2020-12-31	$140,841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$58,943,194
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$345,227,996
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$286,284,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$327,029,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$270,573,779
Interest on participant loans	2020-12-31	$91,370
Value of interest in common/collective trusts at end of year	2020-12-31	$16,727,868
Value of interest in common/collective trusts at beginning of year	2020-12-31	$14,116,583
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$43,934,165
Net investment gain or loss from common/collective trusts	2020-12-31	$355,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$5,598,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$21,242,276
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BAKER TILLY US, LLP
Accountancy firm EIN	2020-12-31	390859910
2019 : THE CARLYLE GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$81,152,766
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$16,521,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$16,393,366
Expenses. Certain deemed distributions of participant loans	2019-12-31	$-1,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$25,207,219
Value of total assets at end of year	2019-12-31	$286,284,802
Value of total assets at beginning of year	2019-12-31	$221,653,743
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$130,191
Total interest from all sources	2019-12-31	$95,588
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$9,056,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$9,056,167
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$15,382,840
Participant contributions at end of year	2019-12-31	$1,594,440
Participant contributions at beginning of year	2019-12-31	$1,490,452
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$5,105,278
Administrative expenses (other) incurred	2019-12-31	$130,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$64,631,059
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$286,284,802
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$221,653,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$270,573,779
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$205,664,347
Interest on participant loans	2019-12-31	$95,588
Value of interest in common/collective trusts at end of year	2019-12-31	$14,116,583
Value of interest in common/collective trusts at beginning of year	2019-12-31	$14,498,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$46,452,906
Net investment gain or loss from common/collective trusts	2019-12-31	$340,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$4,719,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$16,393,366
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2019-12-31	390859910
2018 : THE CARLYLE GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$8,572,465
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$14,198,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$14,076,635
Expenses. Certain deemed distributions of participant loans	2018-12-31	$1,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$19,609,199
Value of total assets at end of year	2018-12-31	$221,653,743
Value of total assets at beginning of year	2018-12-31	$227,280,181
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$120,418
Total interest from all sources	2018-12-31	$85,792
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$10,708,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$10,708,042
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$13,666,788
Participant contributions at end of year	2018-12-31	$1,490,452
Participant contributions at beginning of year	2018-12-31	$1,451,568
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,808,535
Administrative expenses (other) incurred	2018-12-31	$120,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-5,626,438
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$221,653,743
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$227,280,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$205,664,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$211,281,464
Interest on participant loans	2018-12-31	$85,792
Value of interest in common/collective trusts at end of year	2018-12-31	$14,498,944
Value of interest in common/collective trusts at beginning of year	2018-12-31	$14,547,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-22,130,019
Net investment gain or loss from common/collective trusts	2018-12-31	$299,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$4,133,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$14,076,635
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2018-12-31	390859910
2017 : THE CARLYLE GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$56,486,243
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$10,163,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$10,022,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$19,236,287
Value of total assets at end of year	2017-12-31	$227,280,181
Value of total assets at beginning of year	2017-12-31	$180,957,851
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$141,776
Total interest from all sources	2017-12-31	$89,086
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$9,046,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$9,046,013
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$12,622,352
Participant contributions at end of year	2017-12-31	$1,451,568
Participant contributions at beginning of year	2017-12-31	$1,639,029
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$2,563,308
Administrative expenses (other) incurred	2017-12-31	$141,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$46,322,330
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$227,280,181
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$180,957,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$211,281,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$165,124,159
Interest on participant loans	2017-12-31	$89,086
Value of interest in common/collective trusts at end of year	2017-12-31	$14,547,149
Value of interest in common/collective trusts at beginning of year	2017-12-31	$14,194,663
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$27,839,650
Net investment gain or loss from common/collective trusts	2017-12-31	$275,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$4,050,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$10,022,137
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2017-12-31	390859910
2016 : THE CARLYLE GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$30,872,664
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$11,714,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$11,653,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$18,508,986
Value of total assets at end of year	2016-12-31	$180,957,851
Value of total assets at beginning of year	2016-12-31	$161,800,098
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$61,726
Total interest from all sources	2016-12-31	$78,262
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$4,786,422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$4,786,422
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$13,051,912
Participant contributions at end of year	2016-12-31	$1,639,029
Participant contributions at beginning of year	2016-12-31	$1,374,107
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,508,305
Other income not declared elsewhere	2016-12-31	$171,687
Administrative expenses (other) incurred	2016-12-31	$61,726
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$19,157,753
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$180,957,851
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$161,800,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$165,124,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$148,138,987
Interest on participant loans	2016-12-31	$78,262
Value of interest in common/collective trusts at end of year	2016-12-31	$14,194,663
Value of interest in common/collective trusts at beginning of year	2016-12-31	$12,287,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$7,249,301
Net investment gain or loss from common/collective trusts	2016-12-31	$78,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,948,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$11,653,185
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : THE CARLYLE GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$23,432,642
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$11,297,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$11,293,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$20,983,940
Value of total assets at end of year	2015-12-31	$161,800,098
Value of total assets at beginning of year	2015-12-31	$149,665,165
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,618
Total interest from all sources	2015-12-31	$65,849
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$7,963,366
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$7,963,366
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$12,975,003
Participant contributions at end of year	2015-12-31	$1,374,107
Participant contributions at beginning of year	2015-12-31	$1,214,773
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,924,300
Other income not declared elsewhere	2015-12-31	$157,420
Administrative expenses (other) incurred	2015-12-31	$4,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$12,134,933
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$161,800,098
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$149,665,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$148,138,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$137,771,251
Interest on participant loans	2015-12-31	$65,849
Value of interest in common/collective trusts at end of year	2015-12-31	$12,287,004
Value of interest in common/collective trusts at beginning of year	2015-12-31	$10,679,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-5,806,966
Net investment gain or loss from common/collective trusts	2015-12-31	$69,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$4,084,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$11,293,091
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : THE CARLYLE GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$10,601,082
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$26,265,402
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,430,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,645,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$16,468,540
Value of total assets at end of year	2014-12-31	$149,665,165
Value of total assets at beginning of year	2014-12-31	$117,228,852
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$784,579
Total interest from all sources	2014-12-31	$57,375
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$7,870,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$7,870,333
Administrative expenses professional fees incurred	2014-12-31	$779,297
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$11,097,809
Participant contributions at end of year	2014-12-31	$1,214,773
Participant contributions at beginning of year	2014-12-31	$983,427
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,761,362
Other income not declared elsewhere	2014-12-31	$115,001
Administrative expenses (other) incurred	2014-12-31	$5,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$21,835,231
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$149,665,165
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$117,228,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$137,771,251
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$107,614,046
Interest on participant loans	2014-12-31	$57,375
Value of interest in common/collective trusts at end of year	2014-12-31	$10,679,141
Value of interest in common/collective trusts at beginning of year	2014-12-31	$8,631,379
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,529,138
Net investment gain or loss from common/collective trusts	2014-12-31	$225,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$3,609,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,645,592
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : THE CARLYLE GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$2,375,695
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$33,715,783
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$6,295,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,292,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$13,276,257
Value of total assets at end of year	2013-12-31	$117,228,852
Value of total assets at beginning of year	2013-12-31	$87,432,661
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,352
Total interest from all sources	2013-12-31	$47,083
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,533,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,533,998
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$8,970,795
Participant contributions at end of year	2013-12-31	$983,427
Participant contributions at beginning of year	2013-12-31	$763,857
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,472,495
Administrative expenses (other) incurred	2013-12-31	$2,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$27,420,496
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$117,228,852
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$87,432,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$107,614,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$78,089,856
Interest on participant loans	2013-12-31	$47,083
Value of interest in common/collective trusts at end of year	2013-12-31	$8,631,379
Value of interest in common/collective trusts at beginning of year	2013-12-31	$8,578,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$16,909,578
Net investment gain or loss from common/collective trusts	2013-12-31	$-51,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,832,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,292,935
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2013-12-31	390859910
2012 : THE CARLYLE GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$22,398,194
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,721,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,713,673
Value of total corrective distributions	2012-12-31	$5,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$11,814,674
Value of total assets at end of year	2012-12-31	$87,432,661
Value of total assets at beginning of year	2012-12-31	$68,755,664
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,353
Total interest from all sources	2012-12-31	$37,817
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$2,677,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,677,361
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$7,601,085
Participant contributions at end of year	2012-12-31	$763,857
Participant contributions at beginning of year	2012-12-31	$600,627
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,795,126
Administrative expenses (other) incurred	2012-12-31	$2,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$18,676,997
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$87,432,661
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$68,755,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$78,089,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$60,504,325
Interest on participant loans	2012-12-31	$37,817
Value of interest in common/collective trusts at end of year	2012-12-31	$8,578,948
Value of interest in common/collective trusts at beginning of year	2012-12-31	$7,650,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$7,587,152
Net investment gain or loss from common/collective trusts	2012-12-31	$281,190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,418,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,713,673
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2012-12-31	390859910
2011 : THE CARLYLE GROUP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$11,893,963
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,870,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,868,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$9,816,014
Value of total assets at end of year	2011-12-31	$68,755,664
Value of total assets at beginning of year	2011-12-31	$59,732,136
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,851
Total interest from all sources	2011-12-31	$34,446
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,338,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$2,338,508
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$6,139,468
Participant contributions at end of year	2011-12-31	$600,627
Participant contributions at beginning of year	2011-12-31	$592,348
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,732,554
Administrative expenses (other) incurred	2011-12-31	$1,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$9,023,528
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$68,755,664
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$59,732,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$60,504,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$52,230,433
Interest on participant loans	2011-12-31	$34,446
Value of interest in common/collective trusts at end of year	2011-12-31	$7,650,712
Value of interest in common/collective trusts at beginning of year	2011-12-31	$6,909,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-537,273
Net investment gain or loss from common/collective trusts	2011-12-31	$242,268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,943,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,868,584
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2011-12-31	390859910
2010 : THE CARLYLE GROUP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$15,373,994
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$4,165,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,163,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$7,710,417
Value of total assets at end of year	2010-12-31	$59,732,136
Value of total assets at beginning of year	2010-12-31	$48,523,988
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,950
Total interest from all sources	2010-12-31	$36,895
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,258,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,258,488
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,121,649
Participant contributions at end of year	2010-12-31	$592,348
Participant contributions at beginning of year	2010-12-31	$514,443
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$924,183
Administrative expenses (other) incurred	2010-12-31	$1,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$11,208,148
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$59,732,136
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$48,523,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$52,230,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$41,365,916
Interest on participant loans	2010-12-31	$36,895
Value of interest in common/collective trusts at end of year	2010-12-31	$6,909,355
Value of interest in common/collective trusts at beginning of year	2010-12-31	$6,643,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$6,046,113
Net investment gain or loss from common/collective trusts	2010-12-31	$322,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,664,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,163,896
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2010-12-31	390859910
2009 : THE CARLYLE GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE CARLYLE GROUP 401(K) PLAN

2023: THE CARLYLE GROUP 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: THE CARLYLE GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE CARLYLE GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE CARLYLE GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE CARLYLE GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE CARLYLE GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE CARLYLE GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE CARLYLE GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE CARLYLE GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE CARLYLE GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE CARLYLE GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE CARLYLE GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE CARLYLE GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE CARLYLE GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE CARLYLE GROUP EMPLOYEE CO, LLC
Employer identification number (EIN):	521887096
NAIC Classification:	523900