401k Plan data: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST plan

CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPE FEAR CARDIOVASCULAR & THORACI has sponsored the creation of one or more 401k plans.

Company Name: CAPE FEAR CARDIOVASCULAR & THORACI

Employer identification number (EIN): 522182917

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 ROBERT G MAUGHN
001 2013-01-01 ROBERT G MAUGHN
001 2012-01-01 ROBERT G MAUGHN

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	ROBERT G MAUGHN
001	2013-01-01	ROBERT G MAUGHN
001	2012-01-01	ROBERT G MAUGHN

Plan Statistics for CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2014: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 8
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 8
Number of participants with account balances 2013-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 9
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 9
Number of participants with account balances 2012-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2014: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	8
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	8
Number of participants with account balances	2013-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	9
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	9
Number of participants with account balances	2012-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2014 : CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total plan liabilities at beginning of year	2014-12-31	$4,608
Total income from all sources	2014-12-31	$50,463
Expenses. Total of all expenses incurred	2014-12-31	$1,685,139
Benefits paid (including direct rollovers)	2014-12-31	$1,678,843
Total plan assets at end of year	2014-12-31	$0
Total plan assets at beginning of year	2014-12-31	$1,639,284
Other income received	2014-12-31	$50,463
Net income (gross income less expenses)	2014-12-31	$-1,634,676
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,634,676
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$6,296
2013 : CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$4,608
Total plan liabilities at beginning of year	2013-12-31	$3,997
Total income from all sources	2013-12-31	$413,307
Expenses. Total of all expenses incurred	2013-12-31	$14,824
Benefits paid (including direct rollovers)	2013-12-31	$422
Total plan assets at end of year	2013-12-31	$1,639,284
Total plan assets at beginning of year	2013-12-31	$1,240,190
Total contributions received or receivable from participants	2013-12-31	$16,442
Other income received	2013-12-31	$342,250
Net income (gross income less expenses)	2013-12-31	$398,483
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,634,676
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,236,193
Assets. Value of participant loans	2013-12-31	$27,119
Total contributions received or receivable from employer(s)	2013-12-31	$54,615
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$14,402
2012 : CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$3,997
Total plan liabilities at beginning of year	2012-12-31	$1,838
Total income from all sources	2012-12-31	$279,027
Expenses. Total of all expenses incurred	2012-12-31	$17,233
Benefits paid (including direct rollovers)	2012-12-31	$5,431
Total plan assets at end of year	2012-12-31	$1,240,190
Total plan assets at beginning of year	2012-12-31	$976,237
Total contributions received or receivable from participants	2012-12-31	$17,119
Other income received	2012-12-31	$149,275
Net income (gross income less expenses)	2012-12-31	$261,794
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,236,193
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$974,399
Assets. Value of participant loans	2012-12-31	$32,031
Total contributions received or receivable from employer(s)	2012-12-31	$112,633
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$11,802

Form 5500 Responses for CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST

2014: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CAPE FEAR CARDIOVASCULAR & THORACIC SURGERY P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CAPE FEAR CARDIOVASCULAR & THORACI
Employer identification number (EIN):	522182917
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)