DOW LOHNES PLLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DOW LOHNES MASTER RETIREMENT TRUST
| Measure | Date | Value |
|---|
| 2014 : DOW LOHNES MASTER RETIREMENT TRUST 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-10-31 | $0 |
| Total transfer of assets from this plan | 2014-10-31 | $101,657,931 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
| Total income from all sources (including contributions) | 2014-10-31 | $799,716 |
| Total loss/gain on sale of assets | 2014-10-31 | $6,648 |
| Total of all expenses incurred | 2014-10-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-10-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-10-31 | $0 |
| Value of total assets at end of year | 2014-10-31 | $0 |
| Value of total assets at beginning of year | 2014-10-31 | $100,858,215 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-10-31 | $0 |
| Total interest from all sources | 2014-10-31 | $581 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-10-31 | $28,892 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-10-31 | $26,056 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-10-31 | $94,620 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-10-31 | No |
| Assets. Loans (other than to participants) at beginning of year | 2014-10-31 | $25,291 |
| Total non interest bearing cash at beginning of year | 2014-10-31 | $2,923 |
| Value of net income/loss | 2014-10-31 | $799,716 |
| Value of net assets at end of year (total assets less liabilities) | 2014-10-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-10-31 | $100,858,215 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-10-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-10-31 | $92,803,679 |
| Income. Interest from loans (other than to participants) | 2014-10-31 | $499 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-10-31 | $7,725,354 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-10-31 | $7,725,354 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-10-31 | $82 |
| Asset value of US Government securities at beginning of year | 2014-10-31 | $102,626 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-10-31 | $763,595 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-10-31 | No |
| Income. Dividends from preferred stock | 2014-10-31 | $1,344 |
| Income. Dividends from common stock | 2014-10-31 | $1,492 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-10-31 | $103,722 |
| Did the plan have assets held for investment | 2014-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-10-31 | Yes |
| Aggregate proceeds on sale of assets | 2014-10-31 | $4,291,979 |
| Aggregate carrying amount (costs) on sale of assets | 2014-10-31 | $4,285,331 |
| 2013 : DOW LOHNES MASTER RETIREMENT TRUST 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $9,243 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $9,243 |
| Total transfer of assets to this plan | 2013-12-31 | $4,788,789 |
| Total transfer of assets from this plan | 2013-12-31 | $21,149,026 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $18,662,470 |
| Total loss/gain on sale of assets | 2013-12-31 | $-104,252 |
| Total of all expenses incurred | 2013-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $100,858,215 |
| Value of total assets at beginning of year | 2013-12-31 | $98,555,982 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $9,214 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $318,140 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $309,326 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $94,620 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $93,965 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Assets. Loans (other than to participants) at end of year | 2013-12-31 | $25,291 |
| Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $29,795 |
| Other income not declared elsewhere | 2013-12-31 | $469 |
| Total non interest bearing cash at end of year | 2013-12-31 | $2,923 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $562 |
| Value of net income/loss | 2013-12-31 | $18,662,470 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $100,858,215 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $98,555,982 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $92,803,679 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $87,494,736 |
| Income. Interest from loans (other than to participants) | 2013-12-31 | $2,388 |
| Income. Interest from US Government securities | 2013-12-31 | $6,395 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $7,725,354 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $9,487,620 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $9,487,620 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $431 |
| Asset value of US Government securities at end of year | 2013-12-31 | $102,626 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $108,718 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $18,429,656 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Income. Dividends from preferred stock | 2013-12-31 | $3,722 |
| Income. Dividends from common stock | 2013-12-31 | $5,092 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $103,722 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $1,340,586 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2013-12-31 | $10,454,865 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $10,559,117 |
| 2012 : DOW LOHNES MASTER RETIREMENT TRUST 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $55,215 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $55,215 |
| Total transfer of assets to this plan | 2012-12-31 | $5,485,753 |
| Total transfer of assets from this plan | 2012-12-31 | $9,111,708 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $10,903,337 |
| Total loss/gain on sale of assets | 2012-12-31 | $132,933 |
| Total of all expenses incurred | 2012-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $98,555,982 |
| Value of total assets at beginning of year | 2012-12-31 | $91,278,600 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
| Total interest from all sources | 2012-12-31 | $9,466 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $2,409,172 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $2,376,343 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $93,965 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $95,244 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Assets. Loans (other than to participants) at end of year | 2012-12-31 | $29,795 |
| Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $32,904 |
| Other income not declared elsewhere | 2012-12-31 | $1,740 |
| Total non interest bearing cash at end of year | 2012-12-31 | $562 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $28,669 |
| Value of net income/loss | 2012-12-31 | $10,903,337 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $98,555,982 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $91,278,600 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $192,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $87,494,736 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $80,031,680 |
| Income. Interest from loans (other than to participants) | 2012-12-31 | $2,178 |
| Income. Interest from US Government securities | 2012-12-31 | $6,395 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $9,487,620 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $9,007,388 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $9,007,388 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $893 |
| Asset value of US Government securities at end of year | 2012-12-31 | $108,718 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $114,007 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $8,294,811 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Income. Dividends from preferred stock | 2012-12-31 | $5,296 |
| Income. Dividends from common stock | 2012-12-31 | $27,533 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $1,340,586 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $1,776,208 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2012-12-31 | $7,204,112 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $7,071,179 |
| 2011 : DOW LOHNES MASTER RETIREMENT TRUST 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-19,893 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-19,893 |
| Total transfer of assets to this plan | 2011-12-31 | $6,185,906 |
| Total transfer of assets from this plan | 2011-12-31 | $6,876,008 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $-2,888,830 |
| Total loss/gain on sale of assets | 2011-12-31 | $-4,156 |
| Total of all expenses incurred | 2011-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $91,278,600 |
| Value of total assets at beginning of year | 2011-12-31 | $94,857,532 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $17,160 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,758,859 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,720,675 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $95,244 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $90,072 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Loans (other than to participants) at end of year | 2011-12-31 | $32,904 |
| Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $36,406 |
| Other income not declared elsewhere | 2011-12-31 | $1,843 |
| Total non interest bearing cash at end of year | 2011-12-31 | $28,669 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $196 |
| Value of net income/loss | 2011-12-31 | $-2,888,830 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $91,278,600 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $94,857,532 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2011-12-31 | $192,500 |
| Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $151,583 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $80,031,680 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $84,312,404 |
| Income. Interest from loans (other than to participants) | 2011-12-31 | $2,805 |
| Income. Interest from US Government securities | 2011-12-31 | $12,145 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $9,007,388 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $8,482,074 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $8,482,074 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $2,210 |
| Asset value of US Government securities at end of year | 2011-12-31 | $114,007 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $370,785 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-4,642,643 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Income. Dividends from preferred stock | 2011-12-31 | $5,653 |
| Income. Dividends from common stock | 2011-12-31 | $32,531 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $1,776,208 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $1,414,012 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $5,429,406 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $5,433,562 |
| 2010 : DOW LOHNES MASTER RETIREMENT TRUST 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $273,328 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $273,328 |
| Total transfer of assets to this plan | 2010-12-31 | $7,025,759 |
| Total transfer of assets from this plan | 2010-12-31 | $5,387,083 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $9,302,094 |
| Total loss/gain on sale of assets | 2010-12-31 | $-56,107 |
| Total of all expenses incurred | 2010-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $94,857,532 |
| Value of total assets at beginning of year | 2010-12-31 | $83,916,762 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $25,022 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,263,113 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,241,405 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $90,072 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $71,944 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $36,406 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $39,650 |
| Other income not declared elsewhere | 2010-12-31 | $85,064 |
| Total non interest bearing cash at end of year | 2010-12-31 | $196 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $2,186 |
| Value of net income/loss | 2010-12-31 | $9,302,094 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $94,857,532 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $83,916,762 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2010-12-31 | $151,583 |
| Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $176,814 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $84,312,404 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $70,568,698 |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $3,063 |
| Income. Interest from US Government securities | 2010-12-31 | $17,895 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $8,482,074 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $11,975,255 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $11,975,255 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $4,064 |
| Asset value of US Government securities at end of year | 2010-12-31 | $370,785 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $369,641 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $7,711,674 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Income. Dividends from preferred stock | 2010-12-31 | $4,708 |
| Income. Dividends from common stock | 2010-12-31 | $17,000 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $1,414,012 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $712,574 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $6,431,314 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $6,487,421 |
