401k Plan data: MOORE & GILES 401(K) PROFIT SHARING P&T plan

MOORE & GILES 401(K) PROFIT SHARING P&T 401k Plan overview

Plan Name	MOORE & GILES 401(K) PROFIT SHARING P&T
Plan identification number	001

MOORE & GILES 401(K) PROFIT SHARING P&T Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MOORE & GILES has sponsored the creation of one or more 401k plans.

Company Name: MOORE & GILES

Employer identification number (EIN): 540308644

NAIC Classification: 812990
NAIC Description: All Other Personal Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOORE & GILES 401(K) PROFIT SHARING P&T

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01 R. SACKETT WOOD 2020-10-14
001 2018-01-01 R. SACKETT WOOD 2019-10-01
001 2017-01-01 R. SACKETT WOOD 2018-09-27
001 2016-01-01 R. SACKETT WOOD 2017-07-26
001 2015-01-01 R. SACKETT WOOD 2016-10-12
001 2014-01-01 R. SACKETT WOOD 2016-10-11
001 2014-01-01 R. SACKETT WOOD 2015-10-12
001 2013-01-01 R. SACKETT WOOD 2014-10-08
001 2012-01-01 R. SACKETT WOOD 2013-09-12
001 2011-01-01 R. SACKETT WOOD 2012-10-12
001 2010-01-01 R. SACKETT WOOD 2011-09-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2020-01-01
001	2019-01-01	R. SACKETT WOOD	2020-10-14
001	2018-01-01	R. SACKETT WOOD	2019-10-01
001	2017-01-01	R. SACKETT WOOD	2018-09-27
001	2016-01-01	R. SACKETT WOOD	2017-07-26
001	2015-01-01	R. SACKETT WOOD	2016-10-12
001	2014-01-01	R. SACKETT WOOD	2016-10-11
001	2014-01-01	R. SACKETT WOOD	2015-10-12
001	2013-01-01	R. SACKETT WOOD	2014-10-08
001	2012-01-01	R. SACKETT WOOD	2013-09-12
001	2011-01-01	R. SACKETT WOOD	2012-10-12
001	2010-01-01	R. SACKETT WOOD	2011-09-30

Plan Statistics for MOORE & GILES 401(K) PROFIT SHARING P&T

401k plan membership statisitcs for MOORE & GILES 401(K) PROFIT SHARING P&T

Measure Date Value
2023: MOORE & GILES 401(K) PROFIT SHARING P&T 2023 401k membership
Total participants, beginning-of-year 2023-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 117
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 24
Total of all active and inactive participants 2023-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 141
Number of participants with account balances 2023-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: MOORE & GILES 401(K) PROFIT SHARING P&T 2022 401k membership
Total participants, beginning-of-year 2022-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 113
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 20
Total of all active and inactive participants 2022-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 133
Number of participants with account balances 2022-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: MOORE & GILES 401(K) PROFIT SHARING P&T 2021 401k membership
Total participants, beginning-of-year 2021-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 113
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 15
Total of all active and inactive participants 2021-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 128
Number of participants with account balances 2021-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: MOORE & GILES 401(K) PROFIT SHARING P&T 2020 401k membership
Total participants, beginning-of-year 2020-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 105
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 12
Total of all active and inactive participants 2020-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 117
Number of participants with account balances 2020-01-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0

Measure	Date	Value
2023: MOORE & GILES 401(K) PROFIT SHARING P&T 2023 401k membership
Total participants, beginning-of-year	2023-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	117
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	24
Total of all active and inactive participants	2023-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	141
Number of participants with account balances	2023-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: MOORE & GILES 401(K) PROFIT SHARING P&T 2022 401k membership
Total participants, beginning-of-year	2022-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	113
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	20
Total of all active and inactive participants	2022-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	133
Number of participants with account balances	2022-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: MOORE & GILES 401(K) PROFIT SHARING P&T 2021 401k membership
Total participants, beginning-of-year	2021-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	113
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	15
Total of all active and inactive participants	2021-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	128
Number of participants with account balances	2021-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: MOORE & GILES 401(K) PROFIT SHARING P&T 2020 401k membership
Total participants, beginning-of-year	2020-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	105
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	12
Total of all active and inactive participants	2020-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	117
Number of participants with account balances	2020-01-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0

Financial Data on MOORE & GILES 401(K) PROFIT SHARING P&T

Measure	Date	Value
2023 : MOORE & GILES 401(K) PROFIT SHARING P&T 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$3,536,878
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$272,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$198,723
Expenses. Certain deemed distributions of participant loans	2023-12-31	$11,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$1,025,961
Value of total assets at end of year	2023-12-31	$15,126,308
Value of total assets at beginning of year	2023-12-31	$11,861,775
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$61,764
Total interest from all sources	2023-12-31	$10,168
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$601,196
Participant contributions at end of year	2023-12-31	$165,977
Participant contributions at beginning of year	2023-12-31	$160,815
Participant contributions at end of year	2023-12-31	$18,191
Participant contributions at beginning of year	2023-12-31	$14,402
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$56,722
Other income not declared elsewhere	2023-12-31	$6,194
Total non interest bearing cash at end of year	2023-12-31	$10,124
Total non interest bearing cash at beginning of year	2023-12-31	$10,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$3,264,533
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$15,126,308
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$11,861,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$14,923,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$11,666,635
Interest on participant loans	2023-12-31	$10,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$2,494,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$368,043
Employer contributions (assets) at end of year	2023-12-31	$8,655
Employer contributions (assets) at beginning of year	2023-12-31	$9,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$198,723
Contract administrator fees	2023-12-31	$60,084
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN	2023-12-31	540504608
2022 : MOORE & GILES 401(K) PROFIT SHARING P&T 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,283,847
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$613,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$568,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,324,080
Value of total assets at end of year	2022-12-31	$11,861,775
Value of total assets at beginning of year	2022-12-31	$13,758,912
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$44,779
Total interest from all sources	2022-12-31	$7,522
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$551,819
Participant contributions at end of year	2022-12-31	$160,815
Participant contributions at beginning of year	2022-12-31	$169,429
Participant contributions at end of year	2022-12-31	$14,402
Participant contributions at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$414,197
Total non interest bearing cash at end of year	2022-12-31	$10,122
Total non interest bearing cash at beginning of year	2022-12-31	$665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,897,137
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$11,861,775
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$13,758,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$11,666,635
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$13,574,241
Interest on participant loans	2022-12-31	$7,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,615,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$358,064
Employer contributions (assets) at end of year	2022-12-31	$9,801
Employer contributions (assets) at beginning of year	2022-12-31	$14,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$568,511
Contract administrator fees	2022-12-31	$44,779
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN	2022-12-31	540504608
2021 : MOORE & GILES 401(K) PROFIT SHARING P&T 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$2,769,910
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$431,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$422,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,089,382
Value of total assets at end of year	2021-12-31	$13,758,912
Value of total assets at beginning of year	2021-12-31	$11,420,210
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$8,365
Total interest from all sources	2021-12-31	$8,454
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$502,869
Participant contributions at end of year	2021-12-31	$169,429
Participant contributions at beginning of year	2021-12-31	$180,191
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$12,391
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$242,638
Other income not declared elsewhere	2021-12-31	$4,069
Total non interest bearing cash at end of year	2021-12-31	$665
Total non interest bearing cash at beginning of year	2021-12-31	$6,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,338,702
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$13,758,912
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$11,420,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$13,574,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$11,198,878
Income. Interest from loans (other than to participants)	2021-12-31	$8,454
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,668,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$343,875
Employer contributions (assets) at end of year	2021-12-31	$14,577
Employer contributions (assets) at beginning of year	2021-12-31	$21,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$422,843
Contract administrator fees	2021-12-31	$8,365
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN	2021-12-31	540504608
2020 : MOORE & GILES 401(K) PROFIT SHARING P&T 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$2,757,505
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$157,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$154,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$774,311
Value of total assets at end of year	2020-12-31	$11,426,459
Value of total assets at beginning of year	2020-12-31	$8,826,869
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$3,015
Total interest from all sources	2020-12-31	$8,789
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$454,660
Participant contributions at end of year	2020-12-31	$180,191
Participant contributions at beginning of year	2020-12-31	$173,624
Participant contributions at end of year	2020-12-31	$12,391
Participant contributions at beginning of year	2020-12-31	$65
Other income not declared elsewhere	2020-12-31	$292
Total non interest bearing cash at end of year	2020-12-31	$6,916
Total non interest bearing cash at beginning of year	2020-12-31	$1,572
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,599,590
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$11,426,459
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$8,826,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$11,198,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$8,635,274
Interest on participant loans	2020-12-31	$8,789
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,974,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$319,651
Employer contributions (assets) at end of year	2020-12-31	$28,083
Employer contributions (assets) at beginning of year	2020-12-31	$16,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$154,900
Contract administrator fees	2020-12-31	$3,015
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BROWN, EDWARDS & COMPANY, LLP
Accountancy firm EIN	2020-12-31	540504608

Form 5500 Responses for MOORE & GILES 401(K) PROFIT SHARING P&T

2023: MOORE & GILES 401(K) PROFIT SHARING P&T 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: MOORE & GILES 401(K) PROFIT SHARING P&T 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: MOORE & GILES 401(K) PROFIT SHARING P&T 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: MOORE & GILES 401(K) PROFIT SHARING P&T 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

106474

Policy instance

Insurance contract or identification number	106474
Number of Individuals Covered	135
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $32,653
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

106474

Policy instance

Insurance contract or identification number	106474
Number of Individuals Covered	128
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $31,667
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	31667
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

106474

Policy instance

Insurance contract or identification number	106474
Number of Individuals Covered	122
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $43,463
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $43,463
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

106474

Policy instance

Insurance contract or identification number	106474
Number of Individuals Covered	110
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $31,351
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $31,351
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3

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Company Name:	MOORE & GILES
Employer identification number (EIN):	540308644
NAIC Classification:	812990
NAIC Description:	All Other Personal Services