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THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 401k Plan overview

Plan NameTHE 403(B) THRIFT PLAN OF THE RICHMOND SPCA
Plan identification number 001

THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE RICHMOND SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS has sponsored the creation of one or more 401k plans.

Company Name:THE RICHMOND SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS
Employer identification number (EIN):540506328
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about THE RICHMOND SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1892-02-25
Company Identification Number: 0027557
Legal Registered Office Address: 2519 HERMITAGE ROAD

RICHMOND
United States of America (USA)
23220

More information about THE RICHMOND SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-10-01
0012018-10-01
0012017-10-01ROBIN ROBERTSON STARR2019-07-11
0012016-10-01
0012015-10-01
0012014-10-01
0012014-10-01
0012013-10-01
0012012-10-01CONNIE MOSER2014-04-28
0012011-10-01CONNIE MOSER2013-04-24
0012010-10-01ROBIN ROBERTSON STARR2012-04-27

Plan Statistics for THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA

401k plan membership statisitcs for THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA

Measure Date Value
2017: THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 2017 401k membership
Total participants, beginning-of-year2017-10-01120
Total number of active participants reported on line 7a of the Form 55002017-10-010
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-0138
Total of all active and inactive participants2017-10-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-0138
Number of participants with account balances2017-10-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 2016 401k membership
Total participants, beginning-of-year2016-10-01170
Total number of active participants reported on line 7a of the Form 55002016-10-010
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-01120
Total of all active and inactive participants2016-10-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01120
Number of participants with account balances2016-10-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 2015 401k membership
Total participants, beginning-of-year2015-10-01141
Total number of active participants reported on line 7a of the Form 55002015-10-01116
Number of retired or separated participants receiving benefits2015-10-0151
Number of other retired or separated participants entitled to future benefits2015-10-010
Total of all active and inactive participants2015-10-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01167
Number of participants with account balances2015-10-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010

Financial Data on THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA

Measure Date Value
2018 : THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$490
Total income from all sources (including contributions)2018-09-30$80,009
Total loss/gain on sale of assets2018-09-30$7,836
Total of all expenses incurred2018-09-30$3,191,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$3,190,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$0
Value of total assets at end of year2018-09-30$183,236
Value of total assets at beginning of year2018-09-30$3,294,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$450
Total interest from all sources2018-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$3,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-09-30$0
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$3,932
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$10,380
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$490
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$-3,111,074
Value of net assets at end of year (total assets less liabilities)2018-09-30$183,236
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$3,294,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$183,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$3,160,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$68,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Employer contributions (assets) at end of year2018-09-30$0
Employer contributions (assets) at beginning of year2018-09-30$123,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$3,190,633
Contract administrator fees2018-09-30$450
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Aggregate proceeds on sale of assets2018-09-30$7,836
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30No
Opinion of an independent qualified public accountant for this plan2018-09-30Unqualified
Accountancy firm name2018-09-30KEITER
Accountancy firm EIN2018-09-30541631262
2017 : THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$490
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$664,913
Total loss/gain on sale of assets2017-09-30$86,002
Total of all expenses incurred2017-09-30$310,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$308,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$214,821
Value of total assets at end of year2017-09-30$3,294,800
Value of total assets at beginning of year2017-09-30$2,939,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$1,630
Total interest from all sources2017-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$39,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-09-30$0
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$39,621
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$91,234
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$10,380
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-09-30$490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$354,574
Value of net assets at end of year (total assets less liabilities)2017-09-30$3,294,310
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$2,939,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$3,160,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$2,797,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$324,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$123,587
Employer contributions (assets) at end of year2017-09-30$123,587
Employer contributions (assets) at beginning of year2017-09-30$141,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$308,709
Contract administrator fees2017-09-30$1,630
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Aggregate proceeds on sale of assets2017-09-30$86,002
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30No
Opinion of an independent qualified public accountant for this plan2017-09-30Unqualified
Accountancy firm name2017-09-30KEITER
Accountancy firm EIN2017-09-30541631262
2016 : THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 2016 401k financial data
Total income from all sources (including contributions)2016-09-30$520,972
Total loss/gain on sale of assets2016-09-30$112,989
Total of all expenses incurred2016-09-30$176,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$175,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$222,784
Value of total assets at end of year2016-09-30$2,939,736
Value of total assets at beginning of year2016-09-30$2,595,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$970
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$33,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$33,406
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$250,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$82,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$344,479
Value of net assets at end of year (total assets less liabilities)2016-09-30$2,939,736
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$2,595,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$2,797,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$2,470,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$151,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$140,661
Employer contributions (assets) at end of year2016-09-30$141,970
Employer contributions (assets) at beginning of year2016-09-30$125,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$175,523
Contract administrator fees2016-09-30$970
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$112,989
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Unqualified
Accountancy firm name2016-09-30KEITER
Accountancy firm EIN2016-09-30541631262

Form 5500 Responses for THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA

2017: THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: THE 403(B) THRIFT PLAN OF THE RICHMOND SPCA 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes

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