401k Plan data: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. plan

401(K) PLAN FOR EMPLOYEES OF ADW, INC. 401k Plan overview

Plan Name	401(K) PLAN FOR EMPLOYEES OF ADW, INC.
Plan identification number	001

401(K) PLAN FOR EMPLOYEES OF ADW, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

A.D. WHITTAKER CONSTRUCTION, INC has sponsored the creation of one or more 401k plans.

Company Name: A.D. WHITTAKER CONSTRUCTION, INC

Employer identification number (EIN): 541062506

NAIC Classification: 236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) PLAN FOR EMPLOYEES OF ADW, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 LEE ANN SCHOOLS
001 2010-01-01 LEE ANN SCHOOLS
001 2009-01-01 LEE ANN SCHOOLS LEE ANN SCHOOLS 2010-07-29

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	LEE ANN SCHOOLS
001	2010-01-01	LEE ANN SCHOOLS
001	2009-01-01	LEE ANN SCHOOLS	LEE ANN SCHOOLS	2010-07-29

Plan Statistics for 401(K) PLAN FOR EMPLOYEES OF ADW, INC.

401k plan membership statisitcs for 401(K) PLAN FOR EMPLOYEES OF ADW, INC.

Measure Date Value
2012: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2010: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2010 401k membership
Total participants, beginning-of-year 2010-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 24
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 24
Number of participants with account balances 2010-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 22
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 31
Number of participants with account balances 2009-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2012: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2010: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2010 401k membership
Total participants, beginning-of-year	2010-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	24
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	24
Number of participants with account balances	2010-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	22
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	31
Number of participants with account balances	2009-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on 401(K) PLAN FOR EMPLOYEES OF ADW, INC.

Measure	Date	Value
2012 : 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2012 401k financial data
Transfers to/from the plan	2012-06-30	$0
Total income from all sources	2012-06-30	$19,093
Expenses. Total of all expenses incurred	2012-06-30	$968,037
Benefits paid (including direct rollovers)	2012-06-30	$967,287
Total plan assets at end of year	2012-06-30	$0
Total plan assets at beginning of year	2012-06-30	$948,944
Total contributions received or receivable from participants	2012-06-30	$6,726
Expenses. Other expenses not covered elsewhere	2012-06-30	$750
Other income received	2012-06-30	$11,343
Net income (gross income less expenses)	2012-06-30	$-948,944
Net plan assets at end of year (total assets less liabilities)	2012-06-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2012-06-30	$948,944
Assets. Value of participant loans	2012-06-30	$0
Total contributions received or receivable from employer(s)	2012-06-30	$1,024
Funding deficiency by the employer to the plan for this plan year	2012-06-30	$0
Minimum employer required contribution for this plan year	2012-06-30	$0
Amount contributed by the employer to the plan for this plan year	2012-06-30	$0
2010 : 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total income from all sources	2010-12-31	$129,562
Expenses. Total of all expenses incurred	2010-12-31	$52,903
Benefits paid (including direct rollovers)	2010-12-31	$51,444
Total plan assets at end of year	2010-12-31	$1,075,960
Total plan assets at beginning of year	2010-12-31	$999,301
Value of fidelity bond covering the plan	2010-12-31	$250,000
Total contributions received or receivable from participants	2010-12-31	$31,614
Expenses. Other expenses not covered elsewhere	2010-12-31	$1,459
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$92,235
Net income (gross income less expenses)	2010-12-31	$76,659
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,075,960
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$999,301
Assets. Value of participant loans	2010-12-31	$0
Total contributions received or receivable from employer(s)	2010-12-31	$5,713
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0
2009 : 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for 401(K) PLAN FOR EMPLOYEES OF ADW, INC.

2012: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2010: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: 401(K) PLAN FOR EMPLOYEES OF ADW, INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	A.D. WHITTAKER CONSTRUCTION, INC
Employer identification number (EIN):	541062506
NAIC Classification:	236200