401k Plan data: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS plan

403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 401k Plan overview

Plan Name	403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS
Plan identification number	002

403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

CLEARPOINT FINANCIAL SOLUTIONS, INC. has sponsored the creation of one or more 401k plans.

Company Name: CLEARPOINT FINANCIAL SOLUTIONS, INC.

Employer identification number (EIN): 541125309

NAIC Classification: 522300
NAIC Description: Activities Related to Credit Intermediation

Additional information about CLEARPOINT FINANCIAL SOLUTIONS, INC.

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 1979-12-11

Company Identification Number: 0201358

Legal Registered Office Address: 1200 MUTUAL BLDG 909 E MAIN ST
909 E MAIN ST
RICHMOND
United States of America (USA)
23219-3095

More information about CLEARPOINT FINANCIAL SOLUTIONS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01 LYLE LANSDELL 2023-10-01
002 2021-01-01 LYLE LANSDELL 2022-10-13
002 2020-01-01
002 2019-01-01 LYLE LANSDELL 2020-10-15
002 2018-01-01
002 2017-01-01 LYLE LANSDELL 2018-09-12
002 2016-01-01 LYLE LANSDELL 2017-10-16
002 2015-01-01 GENE FITZ 2016-10-17
002 2014-01-01 GENE FITZ
002 2014-01-01 GENE FITZ
002 2013-01-01 GENE FITZ
002 2012-01-01 GENE FITZ
002 2011-01-01 GENE FITZ
002 2009-01-01 GENE FITZ

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-01-01
002	2022-01-01	LYLE LANSDELL	2023-10-01
002	2021-01-01	LYLE LANSDELL	2022-10-13
002	2020-01-01
002	2019-01-01	LYLE LANSDELL	2020-10-15
002	2018-01-01
002	2017-01-01	LYLE LANSDELL	2018-09-12
002	2016-01-01	LYLE LANSDELL	2017-10-16
002	2015-01-01	GENE FITZ	2016-10-17
002	2014-01-01	GENE FITZ
002	2014-01-01	GENE FITZ
002	2013-01-01	GENE FITZ
002	2012-01-01	GENE FITZ
002	2011-01-01	GENE FITZ
002	2009-01-01	GENE FITZ

Plan Statistics for 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS

401k plan membership statisitcs for 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS

Measure Date Value
2014: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2014 401k membership
Total participants, beginning-of-year 2014-01-01 337
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 23
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 24
Total participants 2014-01-01 24
Number of participants with account balances 2014-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 74
2013: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2013 401k membership
Total participants, beginning-of-year 2013-01-01 387
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 157
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 183
Total of all active and inactive participants 2013-01-01 340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 4
Total participants 2013-01-01 344
Number of participants with account balances 2013-01-01 343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 37
2012: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2012 401k membership
Total participants, beginning-of-year 2012-01-01 399
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 196
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 187
Total of all active and inactive participants 2012-01-01 383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 4
Total participants 2012-01-01 387
Number of participants with account balances 2012-01-01 387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 29
2011: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2011 401k membership
Total participants, beginning-of-year 2011-01-01 350
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 198
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 194
Total of all active and inactive participants 2011-01-01 392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 393
Number of participants with account balances 2011-01-01 393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 38
2009: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2009 401k membership
Total participants, beginning-of-year 2009-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 187
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 148
Total of all active and inactive participants 2009-01-01 335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 337
Number of participants with account balances 2009-01-01 337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 14

Measure	Date	Value
2014: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2014 401k membership
Total participants, beginning-of-year	2014-01-01	337
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	23
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	24
Total participants	2014-01-01	24
Number of participants with account balances	2014-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	74
2013: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2013 401k membership
Total participants, beginning-of-year	2013-01-01	387
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	157
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	183
Total of all active and inactive participants	2013-01-01	340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	4
Total participants	2013-01-01	344
Number of participants with account balances	2013-01-01	343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	37
2012: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2012 401k membership
Total participants, beginning-of-year	2012-01-01	399
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	196
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	187
Total of all active and inactive participants	2012-01-01	383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	4
Total participants	2012-01-01	387
Number of participants with account balances	2012-01-01	387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	29
2011: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2011 401k membership
Total participants, beginning-of-year	2011-01-01	350
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	198
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	194
Total of all active and inactive participants	2011-01-01	392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	393
Number of participants with account balances	2011-01-01	393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	38
2009: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2009 401k membership
Total participants, beginning-of-year	2009-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	187
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	148
Total of all active and inactive participants	2009-01-01	335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	337
Number of participants with account balances	2009-01-01	337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	14

Financial Data on 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS

Measure	Date	Value
2014 : 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$7,521,174
Total income from all sources (including contributions)	2014-12-31	$-248,188
Total of all expenses incurred	2014-12-31	$1,593,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,593,673
Value of total assets at end of year	2014-12-31	$174,500
Value of total assets at beginning of year	2014-12-31	$9,537,835
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$300
Total interest from all sources	2014-12-31	$3,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Administrative expenses (other) incurred	2014-12-31	$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,842,161
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$174,500
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,537,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,768
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$7,368,448
Interest earned on other investments	2014-12-31	$3,571
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$171,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,966,747
Net investment gain/loss from pooled separate accounts	2014-12-31	$-251,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$202,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,593,673
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KEITER
Accountancy firm EIN	2014-12-31	541631262
2013 : 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,379,727
Total of all expenses incurred	2013-12-31	$1,449,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,447,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$931,253
Value of total assets at end of year	2013-12-31	$9,537,835
Value of total assets at beginning of year	2013-12-31	$8,607,206
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,600
Total interest from all sources	2013-12-31	$23,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$422,213
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$83,873
Administrative expenses (other) incurred	2013-12-31	$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$930,629
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,537,835
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,607,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$7,368,448
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$6,084,280
Interest earned on other investments	2013-12-31	$23,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,966,747
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,233,723
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,424,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$425,167
Employer contributions (assets) at end of year	2013-12-31	$202,640
Employer contributions (assets) at beginning of year	2013-12-31	$289,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,447,498
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KEITER
Accountancy firm EIN	2013-12-31	541631262
2012 : 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,620
Total income from all sources (including contributions)	2012-12-31	$1,750,254
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,401,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,398,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,000,345
Value of total assets at end of year	2012-12-31	$8,607,206
Value of total assets at beginning of year	2012-12-31	$8,259,841
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,283
Total interest from all sources	2012-12-31	$37,750
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$433,487
Participant contributions at beginning of year	2012-12-31	$14,541
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$52,317
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,620
Other income not declared elsewhere	2012-12-31	$1,855
Administrative expenses (other) incurred	2012-12-31	$2,283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$348,985
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,607,206
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,258,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$6,084,280
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$5,450,442
Interest earned on other investments	2012-12-31	$37,750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,233,723
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,336,316
Net investment gain/loss from pooled separate accounts	2012-12-31	$710,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$514,541
Employer contributions (assets) at end of year	2012-12-31	$289,203
Employer contributions (assets) at beginning of year	2012-12-31	$458,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,398,986
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KEITIER
Accountancy firm EIN	2012-12-31	541631262
2011 : 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$1,242,816
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,620
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,051,967
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$787,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$786,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,253,873
Value of total assets at end of year	2011-12-31	$8,259,841
Value of total assets at beginning of year	2011-12-31	$6,751,039
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,548
Total interest from all sources	2011-12-31	$42,267
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$430,864
Participant contributions at beginning of year	2011-12-31	$227,752
Participant contributions at end of year	2011-12-31	$14,541
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$173,177
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,620
Other income not declared elsewhere	2011-12-31	$-227,752
Administrative expenses (other) incurred	2011-12-31	$1,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$264,366
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,258,221
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,751,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$5,450,442
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$4,438,005
Interest earned on other investments	2011-12-31	$42,267
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,336,316
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,859,259
Net investment gain/loss from pooled separate accounts	2011-12-31	$-16,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$649,832
Employer contributions (assets) at end of year	2011-12-31	$458,542
Employer contributions (assets) at beginning of year	2011-12-31	$226,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$786,053
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KEITER
Accountancy firm EIN	2011-12-31	541631262
2010 : 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,505,263
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$377,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$376,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$882,819
Value of total assets at end of year	2010-12-31	$6,751,039
Value of total assets at beginning of year	2010-12-31	$5,623,434
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$825
Total interest from all sources	2010-12-31	$11,143
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$306,685
Participant contributions at end of year	2010-12-31	$227,752
Participant contributions at beginning of year	2010-12-31	$189,524
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$179,942
Other income not declared elsewhere	2010-12-31	$913
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,127,605
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,751,039
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,623,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$4,438,005
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,470,116
Interest on participant loans	2010-12-31	$11,143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,859,259
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,747,974
Net investment gain/loss from pooled separate accounts	2010-12-31	$610,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$396,192
Employer contributions (assets) at end of year	2010-12-31	$226,023
Employer contributions (assets) at beginning of year	2010-12-31	$215,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$376,833
Contract administrator fees	2010-12-31	$825
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KEITER,STEPHENS,GARY,HURST & SHREAV
Accountancy firm EIN	2010-12-31	541631262

Form 5500 Responses for 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS

2014: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: 403B THRIFT PLAN OF CLEARPOINT FINANCIAL SOLUTIONS 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

008068-H

Policy instance

Insurance contract or identification number	008068-H
Number of Individuals Covered	24
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,060
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	296
Insurance broker organization code?	3
Insurance broker name	ROBERT V LEWIS, JR

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

008068-H

Policy instance

Insurance contract or identification number	008068-H
Number of Individuals Covered	344
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,404
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	392
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMPENSATION PROGRAM
Insurance broker organization code?	3
Insurance broker name	ROBERT V LEWIS, JR

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

008068-H

Policy instance

Insurance contract or identification number	008068-H
Number of Individuals Covered	387
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,701
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	818
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMPENSATION PROGRAM
Insurance broker organization code?	3
Insurance broker name	STEVEN MCGREGOR

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

008068-H

Policy instance

Insurance contract or identification number	008068-H
Number of Individuals Covered	393
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,399
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

008068-H

Policy instance

Insurance contract or identification number	008068-H
Number of Individuals Covered	350
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $733
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	CLEARPOINT FINANCIAL SOLUTIONS, INC.
Employer identification number (EIN):	541125309
NAIC Classification:	522300
NAIC Description:	Activities Related to Credit Intermediation

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	1979-12-11
Company Identification Number:	0201358
Legal Registered Office Address:	1200 MUTUAL BLDG 909 E MAIN ST 909 E MAIN ST RICHMOND United States of America (USA) 23219-3095