401k Plan data: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN plan

SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 401k Plan overview

Plan Name	SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN
Plan identification number	001

SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Stock bonus
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
The employer maintaining this ESOP is an S Corporation
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

SIMON & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: SIMON & ASSOCIATES, INC.

Employer identification number (EIN): 541387642

NAIC Classification: 541330
NAIC Description: Engineering Services

Additional information about SIMON & ASSOCIATES, INC.

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 1986-09-10

Company Identification Number: 0292373

Legal Registered Office Address: 3200 COMMERCE STREET
PO BOX 40013
BLACKSBURG
United States of America (USA)
24060

More information about SIMON & ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 CHERYL A. SIMON
001 2017-01-01 CHERYL A. SIMON
001 2016-01-01 CHERYL A. SIMON
001 2015-01-01 CHERYL A. SIMON
001 2014-01-01 CHERYL A. SIMON
001 2014-01-01 CHERYL A. SIMON
001 2013-01-01 CHERYL A. SIMON
001 2012-01-01 CHERYL A. SIMON R. NELSON DAIL 2013-07-01
001 2011-01-01 CHERYL A. SIMON R. NELSON DAIL 2012-05-30
001 2009-01-01 CHERYL A. SIMON R. NELSON DAIL 2010-06-14
001 2009-01-01 CHERYL A. SIMON R. NELSON DAIL 2010-06-14
001 2009-01-01 CHERYL A. SIMON R. NELSON DAIL 2010-06-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	CHERYL A. SIMON
001	2017-01-01	CHERYL A. SIMON
001	2016-01-01	CHERYL A. SIMON
001	2015-01-01	CHERYL A. SIMON
001	2014-01-01	CHERYL A. SIMON
001	2014-01-01	CHERYL A. SIMON
001	2013-01-01	CHERYL A. SIMON
001	2012-01-01	CHERYL A. SIMON	R. NELSON DAIL	2013-07-01
001	2011-01-01	CHERYL A. SIMON	R. NELSON DAIL	2012-05-30
001	2009-01-01	CHERYL A. SIMON	R. NELSON DAIL	2010-06-14
001	2009-01-01	CHERYL A. SIMON	R. NELSON DAIL	2010-06-14
001	2009-01-01	CHERYL A. SIMON	R. NELSON DAIL	2010-06-14

Plan Statistics for SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

401k plan membership statisitcs for SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

Measure Date Value
2018: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 20
Total of all active and inactive participants 2017-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 24
Number of participants with account balances 2017-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 12
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 8
Total of all active and inactive participants 2016-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 24
Number of participants with account balances 2016-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 13
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 25
Number of participants with account balances 2015-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 13
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 23
Number of participants with account balances 2014-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 12
Number of retired or separated participants receiving benefits 2013-01-01 3
Number of other retired or separated participants entitled to future benefits 2013-01-01 6
Total of all active and inactive participants 2013-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 22
Number of participants with account balances 2013-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 14
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 5
Total of all active and inactive participants 2012-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 21
Number of participants with account balances 2012-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 16
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 24
Number of participants with account balances 2011-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2009: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 19
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 4
Total of all active and inactive participants 2009-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 24
Number of participants with account balances 2009-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	20
Total of all active and inactive participants	2017-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	24
Number of participants with account balances	2017-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	12
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	8
Total of all active and inactive participants	2016-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	24
Number of participants with account balances	2016-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	13
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	25
Number of participants with account balances	2015-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	13
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	23
Number of participants with account balances	2014-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	12
Number of retired or separated participants receiving benefits	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	6
Total of all active and inactive participants	2013-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	22
Number of participants with account balances	2013-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	14
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	5
Total of all active and inactive participants	2012-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	21
Number of participants with account balances	2012-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	16
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	24
Number of participants with account balances	2011-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2009: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	19
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	4
Total of all active and inactive participants	2009-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	24
Number of participants with account balances	2009-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

Measure	Date	Value
2018 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$266,354
Expenses. Total of all expenses incurred	2018-12-31	$831,568
Benefits paid (including direct rollovers)	2018-12-31	$831,568
Total plan assets at end of year	2018-12-31	$0
Total plan assets at beginning of year	2018-12-31	$565,214
Value of fidelity bond covering the plan	2018-12-31	$500,000
Other income received	2018-12-31	$266,354
Net income (gross income less expenses)	2018-12-31	$-565,214
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$565,214
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$404,262
Total income from all sources	2017-12-31	$624,608
Expenses. Total of all expenses incurred	2017-12-31	$659,964
Benefits paid (including direct rollovers)	2017-12-31	$644,955
Total plan assets at end of year	2017-12-31	$565,214
Total plan assets at beginning of year	2017-12-31	$1,004,832
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$15,330
Other income received	2017-12-31	$609,278
Net income (gross income less expenses)	2017-12-31	$-35,356
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$565,214
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$600,570
Assets. Value of employer securities	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$15,009
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$404,262
Total plan liabilities at beginning of year	2016-12-31	$449,550
Total income from all sources	2016-12-31	$-319,547
Expenses. Total of all expenses incurred	2016-12-31	$95,628
Benefits paid (including direct rollovers)	2016-12-31	$82,275
Total plan assets at end of year	2016-12-31	$1,004,832
Total plan assets at beginning of year	2016-12-31	$1,465,295
Value of fidelity bond covering the plan	2016-12-31	$500,000
Other income received	2016-12-31	$-419,908
Net income (gross income less expenses)	2016-12-31	$-415,175
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$600,570
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,015,745
Assets. Value of employer securities	2016-12-31	$428,036
Total contributions received or receivable from employer(s)	2016-12-31	$100,361
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$13,353
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$449,550
Total plan liabilities at beginning of year	2015-12-31	$491,933
Total income from all sources	2015-12-31	$-114,799
Expenses. Total of all expenses incurred	2015-12-31	$189,676
Benefits paid (including direct rollovers)	2015-12-31	$143,370
Total plan assets at end of year	2015-12-31	$1,465,295
Total plan assets at beginning of year	2015-12-31	$1,812,153
Value of fidelity bond covering the plan	2015-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$33,087
Contributions received from other sources (not participants or employers)	2015-12-31	$40,371
Other income received	2015-12-31	$-294,037
Net income (gross income less expenses)	2015-12-31	$-304,475
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,015,745
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,320,220
Assets. Value of employer securities	2015-12-31	$885,591
Total contributions received or receivable from employer(s)	2015-12-31	$138,867
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$13,219
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$983,716
Total plan liabilities at beginning of year	2014-12-31	$1,062,341
Total income from all sources	2014-12-31	$-4,805
Expenses. Total of all expenses incurred	2014-12-31	$170,587
Benefits paid (including direct rollovers)	2014-12-31	$85,914
Total plan assets at end of year	2014-12-31	$1,812,153
Total plan assets at beginning of year	2014-12-31	$2,066,170
Value of fidelity bond covering the plan	2014-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$71,868
Contributions received from other sources (not participants or employers)	2014-12-31	$3,381
Other income received	2014-12-31	$-193,456
Net income (gross income less expenses)	2014-12-31	$-175,392
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$828,437
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,003,829
Assets. Value of employer securities	2014-12-31	$1,180,788
Total contributions received or receivable from employer(s)	2014-12-31	$188,651
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$12,805
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$1,062,341
Total plan liabilities at beginning of year	2013-12-31	$1,135,805
Total income from all sources	2013-12-31	$391,372
Expenses. Total of all expenses incurred	2013-12-31	$158,316
Benefits paid (including direct rollovers)	2013-12-31	$70,616
Total plan assets at end of year	2013-12-31	$2,066,170
Total plan assets at beginning of year	2013-12-31	$1,906,578
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$23,336
Expenses. Other expenses not covered elsewhere	2013-12-31	$77,179
Contributions received from other sources (not participants or employers)	2013-12-31	$34,300
Other income received	2013-12-31	$155,825
Net income (gross income less expenses)	2013-12-31	$233,056
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,003,829
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$770,773
Assets. Value of employer securities	2013-12-31	$1,402,186
Total contributions received or receivable from employer(s)	2013-12-31	$177,911
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$10,521
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$1,135,805
Total plan liabilities at beginning of year	2012-12-31	$1,231,159
Total income from all sources	2012-12-31	$2,042
Expenses. Total of all expenses incurred	2012-12-31	$108,969
Benefits paid (including direct rollovers)	2012-12-31	$18,860
Total plan assets at end of year	2012-12-31	$1,906,578
Total plan assets at beginning of year	2012-12-31	$2,108,859
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$24,983
Expenses. Other expenses not covered elsewhere	2012-12-31	$82,534
Other income received	2012-12-31	$-209,897
Net income (gross income less expenses)	2012-12-31	$-106,927
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$770,773
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$877,700
Assets. Value of employer securities	2012-12-31	$1,377,586
Total contributions received or receivable from employer(s)	2012-12-31	$186,956
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$7,575
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$1,231,159
Total plan liabilities at beginning of year	2011-12-31	$1,398,515
Total income from all sources	2011-12-31	$49,719
Expenses. Total of all expenses incurred	2011-12-31	$175,120
Benefits paid (including direct rollovers)	2011-12-31	$79,104
Total plan assets at end of year	2011-12-31	$2,108,859
Total plan assets at beginning of year	2011-12-31	$2,401,616
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$29,424
Expenses. Other expenses not covered elsewhere	2011-12-31	$92,270
Contributions received from other sources (not participants or employers)	2011-12-31	$115
Other income received	2011-12-31	$-173,668
Net income (gross income less expenses)	2011-12-31	$-125,401
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$877,700
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,003,101
Assets. Value of employer securities	2011-12-31	$1,643,263
Total contributions received or receivable from employer(s)	2011-12-31	$193,848
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$3,746
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$1,398,515
Total plan liabilities at beginning of year	2010-12-31	$1,555,583
Total income from all sources	2010-12-31	$290,945
Expenses. Total of all expenses incurred	2010-12-31	$113,672
Benefits paid (including direct rollovers)	2010-12-31	$8,697
Total plan assets at end of year	2010-12-31	$2,401,616
Total plan assets at beginning of year	2010-12-31	$2,381,411
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$41,142
Expenses. Other expenses not covered elsewhere	2010-12-31	$102,559
Contributions received from other sources (not participants or employers)	2010-12-31	$209
Other income received	2010-12-31	$27,355
Net income (gross income less expenses)	2010-12-31	$177,273
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,003,101
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$825,828
Assets. Value of employer securities	2010-12-31	$1,950,000
Total contributions received or receivable from employer(s)	2010-12-31	$222,239
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$2,416
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN

2018: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SIMON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SIMON & ASSOCIATES, INC.
Employer identification number (EIN):	541387642
NAIC Classification:	541330
NAIC Description:	Engineering Services

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	1986-09-10
Company Identification Number:	0292373
Legal Registered Office Address:	3200 COMMERCE STREET PO BOX 40013 BLACKSBURG United States of America (USA) 24060