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RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameRICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 003

RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

RICE ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:RICE ASSOCIATES, INC.
Employer identification number (EIN):541479854
NAIC Classification:541360
NAIC Description:Geophysical Surveying and Mapping Services

Additional information about RICE ASSOCIATES, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1988-12-15
Company Identification Number: 0331662
Legal Registered Office Address: 10661 GASKINS WAY

MANASSAS
United States of America (USA)
20109

More information about RICE ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01SHERRY M. FEE
0032016-01-01PAUL DICKINSON
0032015-01-01PAUL DICKINSON
0032014-01-01PAUL DICKINSON
0032013-01-01PAUL DICKINSON

Plan Statistics for RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01101
Total number of active participants reported on line 7a of the Form 55002022-01-0147
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0152
Total of all active and inactive participants2022-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0199
Number of participants with account balances2022-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0196
Total number of active participants reported on line 7a of the Form 55002021-01-0149
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0150
Total of all active and inactive participants2021-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01100
Number of participants with account balances2021-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01102
Total number of active participants reported on line 7a of the Form 55002020-01-0142
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0153
Total of all active and inactive participants2020-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0195
Number of participants with account balances2020-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01101
Total number of active participants reported on line 7a of the Form 55002019-01-0134
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0166
Total of all active and inactive participants2019-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01100
Number of participants with account balances2019-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0199
Total number of active participants reported on line 7a of the Form 55002018-01-0141
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0157
Total of all active and inactive participants2018-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0198
Number of participants with account balances2018-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01102
Total number of active participants reported on line 7a of the Form 55002017-01-0147
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0151
Total of all active and inactive participants2017-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0198
Number of participants with account balances2017-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0198
Total number of active participants reported on line 7a of the Form 55002016-01-0158
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0143
Total of all active and inactive participants2016-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01101
Number of participants with account balances2016-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0187
Total number of active participants reported on line 7a of the Form 55002015-01-0162
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0133
Total of all active and inactive participants2015-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0195
Number of participants with account balances2015-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0175
Total number of active participants reported on line 7a of the Form 55002014-01-0158
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0126
Total of all active and inactive participants2014-01-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0184
Number of participants with account balances2014-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0170
Total number of active participants reported on line 7a of the Form 55002013-01-0160
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0173
Number of participants with account balances2013-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016

Financial Data on RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Total income from all sources2022-12-31$-41,870
Expenses. Total of all expenses incurred2022-12-31$126,200
Benefits paid (including direct rollovers)2022-12-31$126,200
Total plan assets at end of year2022-12-31$2,286,712
Total plan assets at beginning of year2022-12-31$2,454,782
Value of fidelity bond covering the plan2022-12-31$1,000,000
Other income received2022-12-31$-168,070
Net income (gross income less expenses)2022-12-31$-168,070
Net plan assets at end of year (total assets less liabilities)2022-12-31$2,286,712
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$2,454,782
Assets. Value of employer securities2022-12-31$2,286,438
Total contributions received or receivable from employer(s)2022-12-31$126,200
2021 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total income from all sources2021-12-31$489,266
Expenses. Total of all expenses incurred2021-12-31$24,158
Benefits paid (including direct rollovers)2021-12-31$24,158
Total plan assets at end of year2021-12-31$2,454,782
Total plan assets at beginning of year2021-12-31$1,989,674
Value of fidelity bond covering the plan2021-12-31$1,000,000
Other income received2021-12-31$465,108
Net income (gross income less expenses)2021-12-31$465,108
Net plan assets at end of year (total assets less liabilities)2021-12-31$2,454,782
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,989,674
Assets. Value of employer securities2021-12-31$2,454,508
Total contributions received or receivable from employer(s)2021-12-31$24,158
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total income from all sources2020-12-31$780,599
Expenses. Total of all expenses incurred2020-12-31$169,031
Benefits paid (including direct rollovers)2020-12-31$169,031
Total plan assets at end of year2020-12-31$1,989,674
Total plan assets at beginning of year2020-12-31$1,378,106
Value of fidelity bond covering the plan2020-12-31$1,000,000
Other income received2020-12-31$611,568
Net income (gross income less expenses)2020-12-31$611,568
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,989,674
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,378,106
Assets. Value of employer securities2020-12-31$1,989,400
Total contributions received or receivable from employer(s)2020-12-31$169,031
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total income from all sources2019-12-31$174,523
Expenses. Total of all expenses incurred2019-12-31$622
Benefits paid (including direct rollovers)2019-12-31$622
Total plan assets at end of year2019-12-31$1,378,106
Total plan assets at beginning of year2019-12-31$1,204,205
Value of fidelity bond covering the plan2019-12-31$1,000,000
Other income received2019-12-31$173,901
Net income (gross income less expenses)2019-12-31$173,901
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,378,106
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,204,205
Assets. Value of employer securities2019-12-31$1,377,831
Total contributions received or receivable from employer(s)2019-12-31$622
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total income from all sources2018-12-31$-844,207
Expenses. Total of all expenses incurred2018-12-31$2,094
Benefits paid (including direct rollovers)2018-12-31$2,094
Total plan assets at end of year2018-12-31$1,204,205
Total plan assets at beginning of year2018-12-31$2,050,506
Value of fidelity bond covering the plan2018-12-31$1,000,000
Other income received2018-12-31$-844,326
Net income (gross income less expenses)2018-12-31$-846,301
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,204,205
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,050,506
Assets. Value of employer securities2018-12-31$1,203,930
Total contributions received or receivable from employer(s)2018-12-31$119
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total income from all sources2017-12-31$221,054
Expenses. Total of all expenses incurred2017-12-31$79,188
Benefits paid (including direct rollovers)2017-12-31$79,188
Total plan assets at end of year2017-12-31$2,050,506
Total plan assets at beginning of year2017-12-31$1,908,640
Value of fidelity bond covering the plan2017-12-31$100,000
Other income received2017-12-31$139,616
Net income (gross income less expenses)2017-12-31$141,866
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,050,506
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,908,640
Assets. Value of employer securities2017-12-31$2,048,256
Total contributions received or receivable from employer(s)2017-12-31$81,438
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total income from all sources2016-12-31$-159,223
Expenses. Total of all expenses incurred2016-12-31$0
Total plan assets at end of year2016-12-31$1,908,640
Total plan assets at beginning of year2016-12-31$2,067,863
Value of fidelity bond covering the plan2016-12-31$100,000
Other income received2016-12-31$-159,223
Net income (gross income less expenses)2016-12-31$-159,223
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,908,640
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,067,863
Assets. Value of employer securities2016-12-31$1,908,640
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$1,976,348
Total income from all sources2015-12-31$467,004
Expenses. Total of all expenses incurred2015-12-31$111,982
Total plan assets at end of year2015-12-31$2,067,863
Total plan assets at beginning of year2015-12-31$3,689,189
Value of fidelity bond covering the plan2015-12-31$100,000
Expenses. Other expenses not covered elsewhere2015-12-31$111,982
Other income received2015-12-31$58,052
Net income (gross income less expenses)2015-12-31$355,022
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,067,863
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,712,841
Assets. Value of employer securities2015-12-31$2,067,863
Total contributions received or receivable from employer(s)2015-12-31$408,952
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$1,976,348
Total plan liabilities at beginning of year2014-12-31$2,406,876
Total income from all sources2014-12-31$1,054,216
Expenses. Total of all expenses incurred2014-12-31$134,343
Total plan assets at end of year2014-12-31$3,689,189
Total plan assets at beginning of year2014-12-31$3,199,844
Value of fidelity bond covering the plan2014-12-31$100,000
Expenses. Other expenses not covered elsewhere2014-12-31$134,343
Other income received2014-12-31$489,345
Net income (gross income less expenses)2014-12-31$919,873
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,712,841
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$792,968
Assets. Value of employer securities2014-12-31$3,689,189
Total contributions received or receivable from employer(s)2014-12-31$564,871
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$2,406,876
Total plan liabilities at beginning of year2013-12-31$348,171
Total income from all sources2013-12-31$-765,315
Expenses. Total of all expenses incurred2013-12-31$54,117
Total plan assets at end of year2013-12-31$3,199,844
Total plan assets at beginning of year2013-12-31$1,960,571
Value of fidelity bond covering the plan2013-12-31$100,000
Expenses. Other expenses not covered elsewhere2013-12-31$54,117
Other income received2013-12-31$-1,084,261
Net income (gross income less expenses)2013-12-31$-819,432
Net plan assets at end of year (total assets less liabilities)2013-12-31$792,968
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,612,400
Assets. Value of employer securities2013-12-31$3,199,844
Total contributions received or receivable from employer(s)2013-12-31$318,946
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0

Form 5500 Responses for RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICE ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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