401k Plan data: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN plan

JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN
Plan identification number	002

JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JAMES RIVER COAL COMPANY has sponsored the creation of one or more 401k plans.

Company Name: JAMES RIVER COAL COMPANY

Employer identification number (EIN): 541602012

NAIC Classification: 212110
NAIC Description: Coal Mining

Additional information about JAMES RIVER COAL COMPANY

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 1991-06-27

Company Identification Number: 0377722

Legal Registered Office Address: 901 E BYRD ST, STE 900

RICHMOND
United States of America (USA)
23219

More information about JAMES RIVER COAL COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 WILLIAM MURPHY
002 2014-01-01 WILLIAM MURPHY
002 2013-01-01 MICHELLE STATON
002 2012-01-01 MICHELLE STATON SAMUEL HOPKINS II 2013-10-14
002 2011-01-01 MICHELLE STATON SAMUEL HOPKINS II 2012-10-11
002 2010-01-01 MICHELLE STATON SAMUEL HOPKINS II 2011-08-03
002 2009-01-01 MICHELLE STATON SAMUEL HOPKINS II 2010-10-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-01-01	WILLIAM MURPHY
002	2014-01-01	WILLIAM MURPHY
002	2013-01-01	MICHELLE STATON
002	2012-01-01	MICHELLE STATON	SAMUEL HOPKINS II	2013-10-14
002	2011-01-01	MICHELLE STATON	SAMUEL HOPKINS II	2012-10-11
002	2010-01-01	MICHELLE STATON	SAMUEL HOPKINS II	2011-08-03
002	2009-01-01	MICHELLE STATON	SAMUEL HOPKINS II	2010-10-07

Plan Statistics for JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN

401k plan membership statisitcs for JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2015: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,118
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,152
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 442
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 675
Total of all active and inactive participants 2014-01-01 1,117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 1,118
Number of participants with account balances 2014-01-01 867
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,027
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,538
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 613
Total of all active and inactive participants 2013-01-01 2,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 2,152
Number of participants with account balances 2013-01-01 1,950
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 92
2012: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,176
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,715
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 307
Total of all active and inactive participants 2012-01-01 2,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 5
Total participants 2012-01-01 2,027
Number of participants with account balances 2012-01-01 1,805
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 175
2011: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,952
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,957
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 213
Total of all active and inactive participants 2011-01-01 2,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 6
Total participants 2011-01-01 2,176
Number of participants with account balances 2011-01-01 1,865
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 89
2010: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,960
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,745
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 198
Total of all active and inactive participants 2010-01-01 1,943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 9
Total participants 2010-01-01 1,952
Number of participants with account balances 2010-01-01 1,694
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 87
2009: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,597
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,757
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 199
Total of all active and inactive participants 2009-01-01 1,956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 4
Total participants 2009-01-01 1,960
Number of participants with account balances 2009-01-01 1,700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 82

Measure	Date	Value
2015: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,118
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,152
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	442
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	675
Total of all active and inactive participants	2014-01-01	1,117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	1,118
Number of participants with account balances	2014-01-01	867
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,027
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,538
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	613
Total of all active and inactive participants	2013-01-01	2,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	2,152
Number of participants with account balances	2013-01-01	1,950
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	92
2012: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,176
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,715
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	307
Total of all active and inactive participants	2012-01-01	2,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	5
Total participants	2012-01-01	2,027
Number of participants with account balances	2012-01-01	1,805
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	175
2011: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,952
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,957
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	213
Total of all active and inactive participants	2011-01-01	2,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	6
Total participants	2011-01-01	2,176
Number of participants with account balances	2011-01-01	1,865
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	89
2010: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,960
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,745
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	198
Total of all active and inactive participants	2010-01-01	1,943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	9
Total participants	2010-01-01	1,952
Number of participants with account balances	2010-01-01	1,694
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	87
2009: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,597
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,757
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	199
Total of all active and inactive participants	2009-01-01	1,956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	4
Total participants	2009-01-01	1,960
Number of participants with account balances	2009-01-01	1,700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	82

Financial Data on JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN

Measure	Date	Value
2015 : JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-06-22	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-22	$0
Total unrealized appreciation/depreciation of assets	2015-06-22	$0
Total transfer of assets to this plan	2015-06-22	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-22	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-22	$0
Expenses. Interest paid	2015-06-22	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-06-22	$0
Total income from all sources (including contributions)	2015-06-22	$569,821
Total loss/gain on sale of assets	2015-06-22	$0
Total of all expenses incurred	2015-06-22	$27,756,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-22	$27,645,664
Expenses. Certain deemed distributions of participant loans	2015-06-22	$6,126
Value of total corrective distributions	2015-06-22	$53,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-22	$46,156
Value of total assets at end of year	2015-06-22	$0
Value of total assets at beginning of year	2015-06-22	$27,186,742
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-22	$51,183
Total income from rents	2015-06-22	$0
Total interest from all sources	2015-06-22	$2,317
Total dividends received (eg from common stock, registered investment company shares)	2015-06-22	$111,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-22	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-06-22	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-22	$111,977
Assets. Real estate other than employer real property at end of year	2015-06-22	$0
Assets. Real estate other than employer real property at beginning of year	2015-06-22	$0
Administrative expenses professional fees incurred	2015-06-22	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-06-22	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-06-22	$0
Was this plan covered by a fidelity bond	2015-06-22	Yes
Value of fidelity bond cover	2015-06-22	$500,000
If this is an individual account plan, was there a blackout period	2015-06-22	No
Were there any nonexempt tranactions with any party-in-interest	2015-06-22	No
Contributions received from participants	2015-06-22	$46,156
Participant contributions at end of year	2015-06-22	$0
Participant contributions at beginning of year	2015-06-22	$312,472
Participant contributions at end of year	2015-06-22	$0
Participant contributions at beginning of year	2015-06-22	$0
Assets. Other investments not covered elsewhere at end of year	2015-06-22	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-06-22	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-22	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-06-22	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-22	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-22	$0
Assets. Loans (other than to participants) at end of year	2015-06-22	$0
Assets. Loans (other than to participants) at beginning of year	2015-06-22	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-06-22	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-06-22	$0
Other income not declared elsewhere	2015-06-22	$0
Administrative expenses (other) incurred	2015-06-22	$51,183
Liabilities. Value of operating payables at end of year	2015-06-22	$0
Liabilities. Value of operating payables at beginning of year	2015-06-22	$0
Total non interest bearing cash at end of year	2015-06-22	$0
Total non interest bearing cash at beginning of year	2015-06-22	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-22	No
Income. Non cash contributions	2015-06-22	$0
Value of net income/loss	2015-06-22	$-27,186,742
Value of net assets at end of year (total assets less liabilities)	2015-06-22	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-06-22	$27,186,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-22	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-22	No
Were any leases to which the plan was party in default or uncollectible	2015-06-22	No
Assets. partnership/joint venture interests at end of year	2015-06-22	$0
Assets. partnership/joint venture interests at beginning of year	2015-06-22	$0
Investment advisory and management fees	2015-06-22	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-22	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-22	$14,752,870
Value of interest in pooled separate accounts at end of year	2015-06-22	$0
Value of interest in pooled separate accounts at beginning of year	2015-06-22	$0
Interest on participant loans	2015-06-22	$2,317
Income. Interest from loans (other than to participants)	2015-06-22	$0
Interest earned on other investments	2015-06-22	$0
Income. Interest from US Government securities	2015-06-22	$0
Income. Interest from corporate debt instruments	2015-06-22	$0
Value of interest in master investment trust accounts at end of year	2015-06-22	$0
Value of interest in master investment trust accounts at beginning of year	2015-06-22	$0
Value of interest in common/collective trusts at end of year	2015-06-22	$0
Value of interest in common/collective trusts at beginning of year	2015-06-22	$12,121,400
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-22	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-22	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-22	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-22	$0
Assets. Value of investments in 103.12 investment entities at end of year	2015-06-22	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-06-22	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-06-22	$0
Asset value of US Government securities at end of year	2015-06-22	$0
Asset value of US Government securities at beginning of year	2015-06-22	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-22	$372,715
Net investment gain/loss from pooled separate accounts	2015-06-22	$0
Net investment gain or loss from common/collective trusts	2015-06-22	$36,656
Net gain/loss from 103.12 investment entities	2015-06-22	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-22	No
Was there a failure to transmit to the plan any participant contributions	2015-06-22	No
Has the plan failed to provide any benefit when due under the plan	2015-06-22	No
Assets. Invements in employer securities at end of year	2015-06-22	$0
Assets. Invements in employer securities at beginning of year	2015-06-22	$0
Assets. Value of employer real property at end of year	2015-06-22	$0
Assets. Value of employer real property at beginning of year	2015-06-22	$0
Contributions received in cash from employer	2015-06-22	$0
Employer contributions (assets) at end of year	2015-06-22	$0
Employer contributions (assets) at beginning of year	2015-06-22	$0
Income. Dividends from preferred stock	2015-06-22	$0
Income. Dividends from common stock	2015-06-22	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-22	$27,645,664
Asset. Corporate debt instrument preferred debt at end of year	2015-06-22	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-06-22	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-06-22	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-06-22	$0
Contract administrator fees	2015-06-22	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-06-22	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-06-22	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-06-22	$0
Liabilities. Value of benefit claims payable at end of year	2015-06-22	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-06-22	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-06-22	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-06-22	$0
Did the plan have assets held for investment	2015-06-22	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-22	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-22	Yes
Aggregate proceeds on sale of assets	2015-06-22	$0
Aggregate carrying amount (costs) on sale of assets	2015-06-22	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-06-22	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-06-22	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-22	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-22	Disclaimer
Accountancy firm name	2015-06-22	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2015-06-22	560747981
2014 : JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,187,691
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$51,144,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$50,946,715
Expenses. Certain deemed distributions of participant loans	2014-12-31	$23,897
Value of total corrective distributions	2014-12-31	$134,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,955,032
Value of total assets at end of year	2014-12-31	$27,186,742
Value of total assets at beginning of year	2014-12-31	$72,143,263
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$38,702
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$86,013
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,863,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,863,616
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,130,877
Participant contributions at end of year	2014-12-31	$312,472
Participant contributions at beginning of year	2014-12-31	$2,985,686
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$38,702
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-44,956,521
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$27,186,742
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$72,143,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$14,752,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$46,964,229
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$86,013
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$12,121,400
Value of interest in common/collective trusts at beginning of year	2014-12-31	$22,193,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$112,253
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$170,777
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$1,824,155
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$50,946,715
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2014-12-31	560747981
2013 : JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$105,473
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$14,311,818
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$6,928,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,838,256
Expenses. Certain deemed distributions of participant loans	2013-12-31	$49,940
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,824,306
Value of total assets at end of year	2013-12-31	$72,143,263
Value of total assets at beginning of year	2013-12-31	$64,865,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$40,331
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$121,357
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,439,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,439,538
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,966,742
Participant contributions at end of year	2013-12-31	$2,985,686
Participant contributions at beginning of year	2013-12-31	$2,943,391
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$46,570
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$105,473
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$40,331
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$7,383,291
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$72,143,263
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$64,759,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$46,964,229
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$40,971,550
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$121,357
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$22,193,348
Value of interest in common/collective trusts at beginning of year	2013-12-31	$20,950,504
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,666,702
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$259,915
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$1,810,994
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,838,256
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2013-12-31	560747981
2012 : JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$105,473
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$46,573
Total income from all sources (including contributions)	2012-12-31	$14,038,565
Total of all expenses incurred	2012-12-31	$3,710,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,549,688
Expenses. Certain deemed distributions of participant loans	2012-12-31	$11,870
Value of total corrective distributions	2012-12-31	$104,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$9,010,460
Value of total assets at end of year	2012-12-31	$64,865,445
Value of total assets at beginning of year	2012-12-31	$54,478,857
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$44,500
Total interest from all sources	2012-12-31	$106,048
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,043,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,043,105
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$5,149,740
Participant contributions at end of year	2012-12-31	$2,943,391
Participant contributions at beginning of year	2012-12-31	$2,216,301
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$126,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$105,473
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$46,573
Administrative expenses (other) incurred	2012-12-31	$44,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$10,327,688
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$64,759,972
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$54,432,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$40,971,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$33,450,549
Interest on participant loans	2012-12-31	$106,048
Value of interest in common/collective trusts at end of year	2012-12-31	$20,950,504
Value of interest in common/collective trusts at beginning of year	2012-12-31	$18,812,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,632,626
Net investment gain or loss from common/collective trusts	2012-12-31	$246,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$3,733,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,549,688
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2012-12-31	560747981
2011 : JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$833,569
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$46,573
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$119,088
Total income from all sources (including contributions)	2011-12-31	$7,255,552
Total of all expenses incurred	2011-12-31	$3,846,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,759,199
Value of total corrective distributions	2011-12-31	$57,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,001,761
Value of total assets at end of year	2011-12-31	$54,478,857
Value of total assets at beginning of year	2011-12-31	$50,308,568
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$30,006
Total interest from all sources	2011-12-31	$83,751
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$868,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$868,176
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,988,728
Participant contributions at end of year	2011-12-31	$2,216,301
Participant contributions at beginning of year	2011-12-31	$1,791,508
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$98,021
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$34,279
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$46,573
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$119,088
Administrative expenses (other) incurred	2011-12-31	$30,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$3,409,235
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$54,432,284
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$50,189,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$33,450,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$33,300,995
Interest on participant loans	2011-12-31	$83,751
Value of interest in common/collective trusts at end of year	2011-12-31	$18,812,007
Value of interest in common/collective trusts at beginning of year	2011-12-31	$15,086,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,928,010
Net investment gain or loss from common/collective trusts	2011-12-31	$229,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,978,754
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$32,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,759,199
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KEITER
Accountancy firm EIN	2011-12-31	541631262
2010 : JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$119,088
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$96,112
Total income from all sources (including contributions)	2010-12-31	$10,456,677
Total of all expenses incurred	2010-12-31	$2,580,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,423,986
Value of total corrective distributions	2010-12-31	$135,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$6,164,075
Value of total assets at end of year	2010-12-31	$50,308,568
Value of total assets at beginning of year	2010-12-31	$42,409,358
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$20,838
Total interest from all sources	2010-12-31	$65,718
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$706,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$706,427
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,748,630
Participant contributions at end of year	2010-12-31	$1,791,508
Participant contributions at beginning of year	2010-12-31	$1,284,126
Participant contributions at end of year	2010-12-31	$98,021
Participant contributions at beginning of year	2010-12-31	$86,169
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$74,001
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$119,088
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$96,112
Administrative expenses (other) incurred	2010-12-31	$20,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,876,234
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$50,189,480
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$42,313,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$33,300,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$26,641,197
Interest on participant loans	2010-12-31	$65,718
Value of interest in common/collective trusts at end of year	2010-12-31	$15,086,032
Value of interest in common/collective trusts at beginning of year	2010-12-31	$14,370,949
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,426,095
Net investment gain or loss from common/collective trusts	2010-12-31	$94,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,341,444
Employer contributions (assets) at end of year	2010-12-31	$32,012
Employer contributions (assets) at beginning of year	2010-12-31	$26,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,423,986
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KEITER, STEPHENS, HURST, GARY & SHR
Accountancy firm EIN	2010-12-31	541631262
2009 : JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN

2015: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: JAMES RIVER COAL COMPANY SAVINGS AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	JAMES RIVER COAL COMPANY
Employer identification number (EIN):	541602012
NAIC Classification:	212110
NAIC Description:	Coal Mining

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	1991-06-27
Company Identification Number:	0377722
Legal Registered Office Address:	901 E BYRD ST, STE 900 RICHMOND United States of America (USA) 23219