401k Plan data: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN plan

C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

C. E. HOLT REFRIGERATION, INC. has sponsored the creation of one or more 401k plans.

Company Name: C. E. HOLT REFRIGERATION, INC.

Employer identification number (EIN): 560900979

NAIC Classification: 423400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 JOSEPH M. BOURNE 2022-01-12 JOSEPH M. BOURNE 2022-01-12
001 2021-01-01 JOSEPH M. BOURNE 2022-01-13 JOSEPH M. BOURNE 2022-01-13
001 2021-01-01 JOSEPH M. BOURNE 2022-01-13 JOSEPH M. BOURNE 2022-01-13
001 2020-01-01 JOSEPH M. BOURNE 2021-10-10 JOSEPH M. BOURNE 2021-10-10
001 2019-01-01 JOSEPH M. BOURNE 2020-04-29 JOSEPH M. BOURNE 2020-04-29
001 2019-01-01 JOSEPH M. BOURNE 2020-04-29 JOSEPH M. BOURNE 2020-04-29
001 2018-01-01 JOSEPH M. BOURNE 2019-07-02 JOSEPH M. BOURNE 2019-07-02
001 2017-01-01
001 2016-01-01 JOSEPH BOURNE 2017-08-29
001 2015-01-01 JOSEPH BOURNE 2016-09-26
001 2014-01-01 JEFF ATKINSON 2015-06-30
001 2013-01-01
001 2012-01-01 JEFF ATKINSON 2013-04-18 JEFF ATKINSON 2013-04-18
001 2011-01-01 JEFF ATKINSON 2013-04-18 JEFF ATKINSON 2013-04-18
001 2010-01-01 JEFF ATKINSON 2013-04-18 JEFF ATKINSON 2013-04-18

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	JOSEPH M. BOURNE	2022-01-12	JOSEPH M. BOURNE	2022-01-12
001	2021-01-01	JOSEPH M. BOURNE	2022-01-13	JOSEPH M. BOURNE	2022-01-13
001	2021-01-01	JOSEPH M. BOURNE	2022-01-13	JOSEPH M. BOURNE	2022-01-13
001	2020-01-01	JOSEPH M. BOURNE	2021-10-10	JOSEPH M. BOURNE	2021-10-10
001	2019-01-01	JOSEPH M. BOURNE	2020-04-29	JOSEPH M. BOURNE	2020-04-29
001	2019-01-01	JOSEPH M. BOURNE	2020-04-29	JOSEPH M. BOURNE	2020-04-29
001	2018-01-01	JOSEPH M. BOURNE	2019-07-02	JOSEPH M. BOURNE	2019-07-02
001	2017-01-01
001	2016-01-01	JOSEPH BOURNE	2017-08-29
001	2015-01-01	JOSEPH BOURNE	2016-09-26
001	2014-01-01	JEFF ATKINSON	2015-06-30
001	2013-01-01
001	2012-01-01	JEFF ATKINSON	2013-04-18	JEFF ATKINSON	2013-04-18
001	2011-01-01	JEFF ATKINSON	2013-04-18	JEFF ATKINSON	2013-04-18
001	2010-01-01	JEFF ATKINSON	2013-04-18	JEFF ATKINSON	2013-04-18

Plan Statistics for C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 90
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 33
Total of all active and inactive participants 2020-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 123
Number of participants with account balances 2020-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 5
2019: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 99
Number of other retired or separated participants entitled to future benefits 2019-01-01 25
Total of all active and inactive participants 2019-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 124
Number of participants with account balances 2019-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 8
2018: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 109
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 24
Total of all active and inactive participants 2018-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 133
Number of participants with account balances 2018-01-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 6

Measure	Date	Value
2021: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	90
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	33
Total of all active and inactive participants	2020-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	123
Number of participants with account balances	2020-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	5
2019: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	99
Number of other retired or separated participants entitled to future benefits	2019-01-01	25
Total of all active and inactive participants	2019-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	124
Number of participants with account balances	2019-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	8
2018: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	109
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	24
Total of all active and inactive participants	2018-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	133
Number of participants with account balances	2018-01-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	6

Financial Data on C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2021 : C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-03-02	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-03-02	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-03-02	$0
Total income from all sources (including contributions)	2021-03-02	$144,562
Total loss/gain on sale of assets	2021-03-02	$0
Total of all expenses incurred	2021-03-02	$4,804,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-03-02	$4,704,481
Expenses. Certain deemed distributions of participant loans	2021-03-02	$99,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-03-02	$0
Value of total assets at end of year	2021-03-02	$0
Value of total assets at beginning of year	2021-03-02	$4,660,146
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-03-02	$236
Total interest from all sources	2021-03-02	$824
Total dividends received (eg from common stock, registered investment company shares)	2021-03-02	$0
Was this plan covered by a fidelity bond	2021-03-02	Yes
Value of fidelity bond cover	2021-03-02	$300,000
If this is an individual account plan, was there a blackout period	2021-03-02	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-03-02	$0
Were there any nonexempt tranactions with any party-in-interest	2021-03-02	No
Assets. Loans (other than to participants) at beginning of year	2021-03-02	$99,167
Total non interest bearing cash at beginning of year	2021-03-02	$66
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-03-02	No
Value of net income/loss	2021-03-02	$-4,660,146
Value of net assets at end of year (total assets less liabilities)	2021-03-02	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-03-02	$4,660,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-03-02	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-03-02	No
Were any leases to which the plan was party in default or uncollectible	2021-03-02	No
Value of interest in pooled separate accounts at beginning of year	2021-03-02	$4,560,913
Interest on participant loans	2021-03-02	$824
Net investment gain/loss from pooled separate accounts	2021-03-02	$143,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-03-02	No
Was there a failure to transmit to the plan any participant contributions	2021-03-02	No
Has the plan failed to provide any benefit when due under the plan	2021-03-02	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-03-02	$4,704,481
Contract administrator fees	2021-03-02	$236
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-03-02	Yes
Did the plan have assets held for investment	2021-03-02	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-03-02	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-03-02	Yes
Opinion of an independent qualified public accountant for this plan	2021-03-02	Disclaimer
Accountancy firm name	2021-03-02	POWDERLY VUCHNICH
Accountancy firm EIN	2021-03-02	463705845
2020 : C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,290,377
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,052,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,049,958
Expenses. Certain deemed distributions of participant loans	2020-12-31	$2,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$538,302
Value of total assets at end of year	2020-12-31	$4,660,146
Value of total assets at beginning of year	2020-12-31	$4,422,105
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$0
Total interest from all sources	2020-12-31	$6,507
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$300,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$318,358
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$33,670
Assets. Loans (other than to participants) at end of year	2020-12-31	$99,167
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$111,589
Total non interest bearing cash at end of year	2020-12-31	$66
Total non interest bearing cash at beginning of year	2020-12-31	$63
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$238,041
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,660,146
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,422,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$4,560,913
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$4,310,453
Interest on participant loans	2020-12-31	$6,507
Net investment gain/loss from pooled separate accounts	2020-12-31	$745,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$186,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,049,958
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	POWDERLY VUCHNICH
Accountancy firm EIN	2020-12-31	463705845
2019 : C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,338,437
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$351,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$345,341
Expenses. Certain deemed distributions of participant loans	2019-12-31	$6,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$655,764
Value of total assets at end of year	2019-12-31	$4,422,105
Value of total assets at beginning of year	2019-12-31	$3,435,270
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$0
Total interest from all sources	2019-12-31	$5,932
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$300,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$370,594
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$71,621
Assets. Loans (other than to participants) at end of year	2019-12-31	$111,589
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$67,813
Total non interest bearing cash at end of year	2019-12-31	$63
Total non interest bearing cash at beginning of year	2019-12-31	$1,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$986,835
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,422,105
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,435,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$4,310,453
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$3,365,707
Interest on participant loans	2019-12-31	$5,932
Net investment gain/loss from pooled separate accounts	2019-12-31	$676,741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$213,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$345,341
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	POWDERLY VUCHNICH
Accountancy firm EIN	2019-12-31	463705845
2018 : C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$274,649
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$211,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$171,401
Expenses. Certain deemed distributions of participant loans	2018-12-31	$39,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$529,637
Value of total assets at end of year	2018-12-31	$3,435,270
Value of total assets at beginning of year	2018-12-31	$3,371,753
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$0
Total interest from all sources	2018-12-31	$3,111
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$300,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$340,613
Participant contributions at beginning of year	2018-12-31	$13
Assets. Loans (other than to participants) at end of year	2018-12-31	$67,813
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$86,228
Total non interest bearing cash at end of year	2018-12-31	$1,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$63,517
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,435,270
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,371,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$3,365,707
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$3,284,883
Interest on participant loans	2018-12-31	$3,111
Net investment gain/loss from pooled separate accounts	2018-12-31	$-258,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$189,024
Employer contributions (assets) at beginning of year	2018-12-31	$629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$171,401
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	POWDERLY VUCHNICH
Accountancy firm EIN	2018-12-31	463705845

Form 5500 Responses for C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN

2021: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	This submission is the final filing	Yes
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2020: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	Yes
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: C. E. HOLT REFRIGERATION, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

28269

Policy instance

Insurance contract or identification number	28269
Number of Individuals Covered	0
Insurance policy start date	2021-01-01
Insurance policy end date	2021-03-01
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,742
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

28269

Policy instance

Insurance contract or identification number	28269
Number of Individuals Covered	110
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $184
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $184
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

28269

Policy instance

Insurance contract or identification number	28269
Number of Individuals Covered	110
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $15,597
Total amount of fees paid to insurance company	USD $2,002
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $15,597
Insurance broker organization code?	3
Amount paid for insurance broker fees	2002
Additional information about fees paid to insurance broker	TPA FEES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

28269

Policy instance

Insurance contract or identification number	28269
Number of Individuals Covered	116
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $13,620
Total amount of fees paid to insurance company	USD $5,021
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	5021
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $13,620

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Company Name:	C. E. HOLT REFRIGERATION, INC.
Employer identification number (EIN):	560900979
NAIC Classification:	423400