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LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 401k Plan overview

Plan NameLEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN
Plan identification number 001

LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LEE INDUSTRIES INC has sponsored the creation of one or more 401k plans.

Company Name:LEE INDUSTRIES INC
Employer identification number (EIN):560936768
NAIC Classification:337000

Additional information about LEE INDUSTRIES INC

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1951-05-30
Company Identification Number: 165342

More information about LEE INDUSTRIES INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ANGELA G. HOUSTON ANGELA G. HOUSTON2018-10-10
0012016-01-01ANGELA G. HOUSTON ANGELA G. HOUSTON2017-10-05
0012015-01-01ANGELA G. HOUSTON ANGELA G. HOUSTON2016-10-14
0012014-01-01ANGELA G. HOUSTON ANGELA G. HOUSTON2015-10-05
0012013-01-01ANGELA G. HOUSTON ANGELA G. HOUSTON2014-10-10
0012012-01-01ANGELA G. HOUSTON ANGELA G. HOUSTON2013-10-09
0012011-01-01ANGELA G. HOUSTON ANGELA G. HOUSTON2012-10-05
0012010-01-01ANGELA G. HOUSTON ANGELA G. HOUSTON2011-08-31
0012009-01-01ANGELA G. HOUSTON ANGELA G. HOUSTON2010-08-02

Plan Statistics for LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN

401k plan membership statisitcs for LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN

Measure Date Value
2021: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01868
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01868
Total number of active participants reported on line 7a of the Form 55002020-01-01634
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01165
Total of all active and inactive participants2020-01-01799
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01799
Number of participants with account balances2020-01-01609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01696
Total number of active participants reported on line 7a of the Form 55002019-01-01784
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0158
Total of all active and inactive participants2019-01-01842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01842
Number of participants with account balances2019-01-01629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0148
2018: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01734
Total number of active participants reported on line 7a of the Form 55002018-01-01645
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0132
Total of all active and inactive participants2018-01-01677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01677
Number of participants with account balances2018-01-01554
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0131
2017: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01638
Total number of active participants reported on line 7a of the Form 55002017-01-01595
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0145
Total of all active and inactive participants2017-01-01640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01640
Number of participants with account balances2017-01-01533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0132
2016: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01584
Total number of active participants reported on line 7a of the Form 55002016-01-01579
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0126
Total of all active and inactive participants2016-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01605
Number of participants with account balances2016-01-01493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0130
2015: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01546
Total number of active participants reported on line 7a of the Form 55002015-01-01540
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0122
Total of all active and inactive participants2015-01-01562
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01562
Number of participants with account balances2015-01-01446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01117
2014: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01482
Total number of active participants reported on line 7a of the Form 55002014-01-01517
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0118
Total of all active and inactive participants2014-01-01535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01535
Number of participants with account balances2014-01-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01455
Total number of active participants reported on line 7a of the Form 55002013-01-01452
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0115
Total of all active and inactive participants2013-01-01467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01467
Number of participants with account balances2013-01-01359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01400
Total number of active participants reported on line 7a of the Form 55002012-01-01427
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01434
Number of participants with account balances2012-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0115
2011: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01312
Total number of active participants reported on line 7a of the Form 55002011-01-01408
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01423
Number of participants with account balances2011-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01315
Total number of active participants reported on line 7a of the Form 55002010-01-01299
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-015
Total of all active and inactive participants2010-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01304
Number of participants with account balances2010-01-01288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0110
2009: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01327
Total number of active participants reported on line 7a of the Form 55002009-01-01293
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0119
Total of all active and inactive participants2009-01-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01313
Number of participants with account balances2009-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0120

Financial Data on LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN

Measure Date Value
2021 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-01-14$0
Total transfer of assets from this plan2021-01-14$18,607,308
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-14$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-14$12,359
Total income from all sources (including contributions)2021-01-14$244,978
Total loss/gain on sale of assets2021-01-14$0
Total of all expenses incurred2021-01-14$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-01-14$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-01-14$0
Value of total assets at end of year2021-01-14$0
Value of total assets at beginning of year2021-01-14$18,374,689
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-01-14$0
Total interest from all sources2021-01-14$0
Total dividends received (eg from common stock, registered investment company shares)2021-01-14$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-01-14Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-01-14$0
Was this plan covered by a fidelity bond2021-01-14Yes
Value of fidelity bond cover2021-01-14$500,000
If this is an individual account plan, was there a blackout period2021-01-14No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-01-14$0
Were there any nonexempt tranactions with any party-in-interest2021-01-14No
Participant contributions at beginning of year2021-01-14$930,130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-01-14$12,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-14No
Value of net income/loss2021-01-14$244,978
Value of net assets at end of year (total assets less liabilities)2021-01-14$0
Value of net assets at beginning of year (total assets less liabilities)2021-01-14$18,362,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-01-14No
Were any loans by the plan or fixed income obligations due to the plan in default2021-01-14No
Were any leases to which the plan was party in default or uncollectible2021-01-14No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-01-14$15,413,469
Value of interest in common/collective trusts at beginning of year2021-01-14$2,031,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-01-14$244,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-01-14No
Was there a failure to transmit to the plan any participant contributions2021-01-14No
Has the plan failed to provide any benefit when due under the plan2021-01-14No
Did the plan have assets held for investment2021-01-14No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-14No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-01-14Yes
Opinion of an independent qualified public accountant for this plan2021-01-14Unqualified
Accountancy firm name2021-01-14BAKER TILLY US, LLP
Accountancy firm EIN2021-01-14390859910
2020 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$12,359
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$19,948
Total income from all sources (including contributions)2020-12-31$4,167,211
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,519,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,284,789
Expenses. Certain deemed distributions of participant loans2020-12-31$95,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,654,091
Value of total assets at end of year2020-12-31$18,374,689
Value of total assets at beginning of year2020-12-31$21,734,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$138,920
Total interest from all sources2020-12-31$53,542
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$538,154
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$538,154
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,342,135
Participant contributions at end of year2020-12-31$930,130
Participant contributions at beginning of year2020-12-31$1,152,942
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$145,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$12,359
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$19,948
Administrative expenses (other) incurred2020-12-31$138,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-3,351,870
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,362,330
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,714,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,413,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$18,098,607
Interest on participant loans2020-12-31$53,542
Value of interest in common/collective trusts at end of year2020-12-31$2,031,090
Value of interest in common/collective trusts at beginning of year2020-12-31$2,482,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,886,589
Net investment gain or loss from common/collective trusts2020-12-31$34,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$166,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,284,789
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$19,948
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$19,948
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,959,295
Total income from all sources (including contributions)2019-12-31$5,959,295
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,009,862
Total of all expenses incurred2019-12-31$2,009,862
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,896,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,896,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,271,901
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,271,901
Value of total assets at end of year2019-12-31$21,734,148
Value of total assets at end of year2019-12-31$21,734,148
Value of total assets at beginning of year2019-12-31$17,764,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$113,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$113,395
Total interest from all sources2019-12-31$61,389
Total interest from all sources2019-12-31$61,389
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$528,511
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$528,511
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$528,511
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$528,511
Administrative expenses professional fees incurred2019-12-31$62,452
Administrative expenses professional fees incurred2019-12-31$62,452
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,565,370
Contributions received from participants2019-12-31$1,565,370
Participant contributions at end of year2019-12-31$1,152,942
Participant contributions at end of year2019-12-31$1,152,942
Participant contributions at beginning of year2019-12-31$1,023,060
Participant contributions at beginning of year2019-12-31$1,023,060
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$26,841
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$26,841
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$19,948
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$19,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,949,433
Value of net income/loss2019-12-31$3,949,433
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,714,200
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,714,200
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,764,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$50,943
Investment advisory and management fees2019-12-31$50,943
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$18,098,607
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$18,098,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,029,412
Interest on participant loans2019-12-31$61,389
Interest on participant loans2019-12-31$61,389
Value of interest in common/collective trusts at end of year2019-12-31$2,482,599
Value of interest in common/collective trusts at end of year2019-12-31$2,482,599
Value of interest in common/collective trusts at beginning of year2019-12-31$2,712,295
Value of interest in common/collective trusts at beginning of year2019-12-31$2,712,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,047,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,047,340
Net investment gain or loss from common/collective trusts2019-12-31$50,154
Net investment gain or loss from common/collective trusts2019-12-31$50,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$679,690
Contributions received in cash from employer2019-12-31$679,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,896,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,896,467
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,577,301
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,498,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,379,607
Expenses. Certain deemed distributions of participant loans2018-12-31$9,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,416,404
Value of total assets at end of year2018-12-31$17,764,767
Value of total assets at beginning of year2018-12-31$17,685,769
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$109,186
Total interest from all sources2018-12-31$43,893
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$721,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$721,292
Administrative expenses professional fees incurred2018-12-31$61,894
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,440,789
Participant contributions at end of year2018-12-31$1,023,060
Participant contributions at beginning of year2018-12-31$806,708
Participant contributions at beginning of year2018-12-31$22,221
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$344,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$78,998
Value of net assets at end of year (total assets less liabilities)2018-12-31$17,764,767
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,685,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$47,292
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,029,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$14,245,804
Interest on participant loans2018-12-31$43,893
Value of interest in common/collective trusts at end of year2018-12-31$2,712,295
Value of interest in common/collective trusts at beginning of year2018-12-31$2,600,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,649,968
Net investment gain or loss from common/collective trusts2018-12-31$45,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$630,628
Employer contributions (assets) at beginning of year2018-12-31$10,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,379,607
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,059,078
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,787,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,692,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,825,257
Value of total assets at end of year2017-12-31$17,685,769
Value of total assets at beginning of year2017-12-31$15,414,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$94,564
Total interest from all sources2017-12-31$32,594
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$550,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$550,830
Administrative expenses professional fees incurred2017-12-31$55,718
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,157,309
Participant contributions at end of year2017-12-31$806,708
Participant contributions at beginning of year2017-12-31$720,881
Participant contributions at end of year2017-12-31$22,221
Participant contributions at beginning of year2017-12-31$21,200
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$140,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,271,713
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,685,769
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,414,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$38,846
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$14,245,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,838,442
Interest on participant loans2017-12-31$32,594
Value of interest in common/collective trusts at end of year2017-12-31$2,600,957
Value of interest in common/collective trusts at beginning of year2017-12-31$2,823,850
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,611,155
Net investment gain or loss from common/collective trusts2017-12-31$39,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$527,104
Employer contributions (assets) at end of year2017-12-31$10,079
Employer contributions (assets) at beginning of year2017-12-31$9,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,692,801
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MONTGOMERY COSCIA GREILICH LLP
Accountancy firm EIN2017-12-31752919818
2016 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,725,159
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,094,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,032,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,651,312
Value of total assets at end of year2016-12-31$15,414,056
Value of total assets at beginning of year2016-12-31$13,783,177
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$61,872
Total interest from all sources2016-12-31$27,621
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$401,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$401,969
Administrative expenses professional fees incurred2016-12-31$51,521
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$491,297
Participant contributions at end of year2016-12-31$720,881
Participant contributions at beginning of year2016-12-31$641,895
Participant contributions at end of year2016-12-31$21,200
Participant contributions at beginning of year2016-12-31$19,390
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$83,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,630,879
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,414,056
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,783,177
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$10,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,838,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,282,052
Interest on participant loans2016-12-31$27,621
Value of interest in common/collective trusts at end of year2016-12-31$2,823,850
Value of interest in common/collective trusts at beginning of year2016-12-31$2,830,924
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$610,951
Net investment gain or loss from common/collective trusts2016-12-31$33,306
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,076,317
Employer contributions (assets) at end of year2016-12-31$9,683
Employer contributions (assets) at beginning of year2016-12-31$8,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,032,408
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MONTGOMERY COSCIA GREILICH LLP
Accountancy firm EIN2016-12-31752919818
2015 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,558,863
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$972,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$938,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,512,378
Value of total assets at end of year2015-12-31$13,783,177
Value of total assets at beginning of year2015-12-31$13,196,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$33,648
Total interest from all sources2015-12-31$24,853
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$488,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$488,785
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$958,036
Participant contributions at end of year2015-12-31$641,895
Participant contributions at beginning of year2015-12-31$569,732
Participant contributions at end of year2015-12-31$19,390
Participant contributions at beginning of year2015-12-31$163
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$115,824
Administrative expenses (other) incurred2015-12-31$32,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$586,374
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,783,177
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,196,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$974
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,282,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,920,001
Interest on participant loans2015-12-31$24,853
Value of interest in common/collective trusts at end of year2015-12-31$2,830,924
Value of interest in common/collective trusts at beginning of year2015-12-31$2,706,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-493,449
Net investment gain or loss from common/collective trusts2015-12-31$26,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$438,518
Employer contributions (assets) at end of year2015-12-31$8,916
Employer contributions (assets) at beginning of year2015-12-31$81
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$938,841
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LAWING MATTHEWS AND COMPANY
Accountancy firm EIN2015-12-31205277480
2014 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,296,821
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$683,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$653,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,475,614
Value of total assets at end of year2014-12-31$13,196,803
Value of total assets at beginning of year2014-12-31$11,583,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$30,513
Total interest from all sources2014-12-31$20,356
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$440,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$440,439
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$853,448
Participant contributions at end of year2014-12-31$569,732
Participant contributions at beginning of year2014-12-31$481,752
Participant contributions at end of year2014-12-31$163
Participant contributions at beginning of year2014-12-31$13,846
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$232,184
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$3,992
Administrative expenses (other) incurred2014-12-31$30,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,613,052
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,196,803
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,583,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$332
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,920,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,504,270
Interest on participant loans2014-12-31$20,356
Value of interest in common/collective trusts at end of year2014-12-31$2,706,826
Value of interest in common/collective trusts at beginning of year2014-12-31$2,573,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$337,900
Net investment gain or loss from common/collective trusts2014-12-31$22,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$389,982
Employer contributions (assets) at end of year2014-12-31$81
Employer contributions (assets) at beginning of year2014-12-31$6,249
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$653,256
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LAWING MATTHEWS AND COMPANY
Accountancy firm EIN2014-12-31205277480
2013 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$35
Total income from all sources (including contributions)2013-12-31$2,846,756
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$633,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$604,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,234,131
Value of total assets at end of year2013-12-31$11,583,751
Value of total assets at beginning of year2013-12-31$9,370,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$29,351
Total interest from all sources2013-12-31$19,031
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$328,390
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$328,390
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$757,362
Participant contributions at end of year2013-12-31$481,752
Participant contributions at beginning of year2013-12-31$414,635
Participant contributions at end of year2013-12-31$13,846
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$142,243
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$3,992
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$35
Administrative expenses (other) incurred2013-12-31$29,351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,213,034
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,583,751
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,370,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,504,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,514,297
Interest on participant loans2013-12-31$19,031
Value of interest in common/collective trusts at end of year2013-12-31$2,573,642
Value of interest in common/collective trusts at beginning of year2013-12-31$2,441,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,243,229
Net investment gain or loss from common/collective trusts2013-12-31$21,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$334,526
Employer contributions (assets) at end of year2013-12-31$6,249
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$604,371
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LAWING MATTHEWS AND COMPANY
Accountancy firm EIN2013-12-31205277480
2012 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$35
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,850,994
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$486,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$460,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,121,940
Value of total assets at end of year2012-12-31$9,370,752
Value of total assets at beginning of year2012-12-31$8,006,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$26,577
Total interest from all sources2012-12-31$17,771
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$181,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$181,997
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$717,099
Participant contributions at end of year2012-12-31$414,635
Participant contributions at beginning of year2012-12-31$407,681
Participant contributions at beginning of year2012-12-31$12,598
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$84,382
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$35
Administrative expenses (other) incurred2012-12-31$26,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,364,068
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,370,717
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,006,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,514,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,116,396
Interest on participant loans2012-12-31$17,771
Value of interest in common/collective trusts at end of year2012-12-31$2,441,820
Value of interest in common/collective trusts at beginning of year2012-12-31$2,464,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$526,006
Net investment gain or loss from common/collective trusts2012-12-31$3,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$320,459
Employer contributions (assets) at beginning of year2012-12-31$5,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$460,349
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LAWING MATTHEWS AND COMPANY
Accountancy firm EIN2012-12-31205277480
2011 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$966,018
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$451,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$420,153
Expenses. Certain deemed distributions of participant loans2011-12-31$7,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$983,808
Value of total assets at end of year2011-12-31$8,006,649
Value of total assets at beginning of year2011-12-31$7,492,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$24,044
Total interest from all sources2011-12-31$16,185
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$113,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$113,755
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$637,231
Participant contributions at end of year2011-12-31$407,681
Participant contributions at beginning of year2011-12-31$322,725
Participant contributions at end of year2011-12-31$12,598
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$73,447
Administrative expenses (other) incurred2011-12-31$24,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$514,417
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,006,649
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,492,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,116,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,844,729
Interest on participant loans2011-12-31$16,185
Value of interest in common/collective trusts at end of year2011-12-31$2,464,288
Value of interest in common/collective trusts at beginning of year2011-12-31$2,324,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-155,740
Net investment gain or loss from common/collective trusts2011-12-31$8,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$273,130
Employer contributions (assets) at end of year2011-12-31$5,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$420,153
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LAWING MATTHEWS AND COMPANY
Accountancy firm EIN2011-12-31205277480
2010 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,356,927
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$672,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$648,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$845,805
Value of total assets at end of year2010-12-31$7,492,232
Value of total assets at beginning of year2010-12-31$6,807,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,770
Total interest from all sources2010-12-31$18,464
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$95,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$95,412
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$576,892
Participant contributions at end of year2010-12-31$322,725
Participant contributions at beginning of year2010-12-31$344,072
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$15,459
Administrative expenses (other) incurred2010-12-31$23,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$684,469
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,492,232
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,807,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,844,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,318,109
Interest on participant loans2010-12-31$18,464
Value of interest in common/collective trusts at end of year2010-12-31$2,324,778
Value of interest in common/collective trusts at beginning of year2010-12-31$2,145,582
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$382,097
Net investment gain or loss from common/collective trusts2010-12-31$15,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$253,454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$648,688
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LAWING MATTHEWS & CO.
Accountancy firm EIN2010-12-31205277480
2009 : LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN

2021: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LEE INDUSTRIES, INC. 401 (K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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