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401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 401k Plan overview

Plan Name401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A.
Plan identification number 003

401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

WAKE RADIOLOGY CONSULTANTS, P.A. has sponsored the creation of one or more 401k plans.

Company Name:WAKE RADIOLOGY CONSULTANTS, P.A.
Employer identification number (EIN):560990409
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01MARGARET KING MARGARET KING2018-07-18
0032016-01-01MARGARET KING
0032015-01-01MARY GLENN GOSS MARY GLENN GOSS2016-09-22
0032014-01-01MARY GLENN GOSS MARY GLENN GOSS2015-09-29
0032013-01-01MARY GLENN GOSS MARY GLENN GOSS2014-09-15
0032012-01-01MARY GOSS
0032011-01-01MARY GOSS MARY GOSS2012-09-06
0032009-01-01WILLIAM JOHNSON WILLIAM JOHNSON2010-09-30

Plan Statistics for 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A.

401k plan membership statisitcs for 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A.

Measure Date Value
2023: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2023 401k membership
Total participants, beginning-of-year2023-01-01602
Total number of active participants reported on line 7a of the Form 55002023-01-01422
Number of retired or separated participants receiving benefits2023-01-0186
Number of other retired or separated participants entitled to future benefits2023-01-01156
Total of all active and inactive participants2023-01-01664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01664
Number of participants with account balances2023-01-01605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0117
2022: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2022 401k membership
Total participants, beginning-of-year2022-01-01547
Total number of active participants reported on line 7a of the Form 55002022-01-01389
Number of retired or separated participants receiving benefits2022-01-0177
Number of other retired or separated participants entitled to future benefits2022-01-01136
Total of all active and inactive participants2022-01-01602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01602
Number of participants with account balances2022-01-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0117
2021: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2021 401k membership
Total participants, beginning-of-year2021-01-01537
Total number of active participants reported on line 7a of the Form 55002021-01-01375
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-01172
Total of all active and inactive participants2021-01-01551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01551
Number of participants with account balances2021-01-01512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0119
2020: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2020 401k membership
Total participants, beginning-of-year2020-01-01499
Total number of active participants reported on line 7a of the Form 55002020-01-01367
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-01167
Total of all active and inactive participants2020-01-01538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01538
Number of participants with account balances2020-01-01506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2019 401k membership
Total participants, beginning-of-year2019-01-01451
Total number of active participants reported on line 7a of the Form 55002019-01-01357
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-01139
Total of all active and inactive participants2019-01-01499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01499
Number of participants with account balances2019-01-01457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-018
2018: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2018 401k membership
Total participants, beginning-of-year2018-01-01422
Total number of active participants reported on line 7a of the Form 55002018-01-01318
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01133
Total of all active and inactive participants2018-01-01454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01454
Number of participants with account balances2018-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2017 401k membership
Total participants, beginning-of-year2017-01-01403
Total number of active participants reported on line 7a of the Form 55002017-01-01297
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01122
Total of all active and inactive participants2017-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01422
Number of participants with account balances2017-01-01406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2016 401k membership
Total participants, beginning-of-year2016-01-01428
Total number of active participants reported on line 7a of the Form 55002016-01-01295
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01107
Total of all active and inactive participants2016-01-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01403
Number of participants with account balances2016-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2015 401k membership
Total participants, beginning-of-year2015-01-01427
Total number of active participants reported on line 7a of the Form 55002015-01-01306
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01115
Total of all active and inactive participants2015-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01422
Number of participants with account balances2015-01-01401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2014 401k membership
Total participants, beginning-of-year2014-01-01425
Total number of active participants reported on line 7a of the Form 55002014-01-01307
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01116
Total of all active and inactive participants2014-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01423
Number of participants with account balances2014-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2013 401k membership
Total participants, beginning-of-year2013-01-01447
Total number of active participants reported on line 7a of the Form 55002013-01-01319
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0196
Total of all active and inactive participants2013-01-01415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01415
Number of participants with account balances2013-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2012 401k membership
Total participants, beginning-of-year2012-01-01446
Total number of active participants reported on line 7a of the Form 55002012-01-01329
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01114
Total of all active and inactive participants2012-01-01444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01445
Number of participants with account balances2012-01-01425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2011 401k membership
Total participants, beginning-of-year2011-01-01457
Total number of active participants reported on line 7a of the Form 55002011-01-01333
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-01103
Total of all active and inactive participants2011-01-01439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01440
Number of participants with account balances2011-01-01421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2009: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2009 401k membership
Total participants, beginning-of-year2009-01-01449
Total number of active participants reported on line 7a of the Form 55002009-01-01368
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0186
Total of all active and inactive participants2009-01-01456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01456
Number of participants with account balances2009-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A.

Measure Date Value
2023 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$39,113,862
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$23,867,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$23,803,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$9,995,200
Value of total assets at end of year2023-12-31$199,650,255
Value of total assets at beginning of year2023-12-31$184,403,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$63,582
Total interest from all sources2023-12-31$750,095
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$6,494,209
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$6,494,209
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$2,668,963
Participant contributions at end of year2023-12-31$667,661
Participant contributions at beginning of year2023-12-31$646,493
Participant contributions at end of year2023-12-31$0
Participant contributions at beginning of year2023-12-31$513
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$284,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$15,246,591
Value of net assets at end of year (total assets less liabilities)2023-12-31$199,650,255
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$184,403,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$181,408,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$165,819,501
Interest on participant loans2023-12-31$40,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$14,036,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$15,708,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$15,708,762
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$709,910
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$21,874,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$7,042,136
Employer contributions (assets) at end of year2023-12-31$3,537,560
Employer contributions (assets) at beginning of year2023-12-31$2,228,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$23,803,689
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31THOMAS, JUDY & TUCKER, P.A.
Accountancy firm EIN2023-12-31561965804
2022 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-32,623,633
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,269,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,208,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,307,463
Value of total assets at end of year2022-12-31$184,403,664
Value of total assets at beginning of year2022-12-31$227,297,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$61,349
Total interest from all sources2022-12-31$273,925
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$6,988,781
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$6,988,781
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,295,200
Participant contributions at end of year2022-12-31$646,493
Participant contributions at beginning of year2022-12-31$654,468
Participant contributions at end of year2022-12-31$513
Participant contributions at beginning of year2022-12-31$72
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$329,682
Administrative expenses (other) incurred2022-12-31$61,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-42,893,465
Value of net assets at end of year (total assets less liabilities)2022-12-31$184,403,664
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$227,297,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$165,819,501
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$209,708,946
Interest on participant loans2022-12-31$34,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$15,708,762
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$14,938,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$14,938,939
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$239,906
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-48,193,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,682,581
Employer contributions (assets) at end of year2022-12-31$2,228,395
Employer contributions (assets) at beginning of year2022-12-31$1,994,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,208,483
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31THOMAS, JUDY & TUCKER, P.A.
Accountancy firm EIN2022-12-31561965804
2021 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$33,578,903
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$13,210,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$13,153,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,811,236
Value of total assets at end of year2021-12-31$227,297,129
Value of total assets at beginning of year2021-12-31$206,928,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$56,689
Total interest from all sources2021-12-31$43,146
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$11,384,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$11,384,874
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,121,673
Participant contributions at end of year2021-12-31$654,468
Participant contributions at beginning of year2021-12-31$787,535
Participant contributions at end of year2021-12-31$72
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$474,527
Administrative expenses (other) incurred2021-12-31$56,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$20,368,794
Value of net assets at end of year (total assets less liabilities)2021-12-31$227,297,129
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$206,928,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$209,708,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$188,773,532
Interest on participant loans2021-12-31$41,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$14,938,939
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$15,378,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$15,378,221
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,339,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,215,036
Employer contributions (assets) at end of year2021-12-31$1,994,704
Employer contributions (assets) at beginning of year2021-12-31$1,989,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$13,153,420
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31THOMAS, JUDY & TUCKER, P.A.
Accountancy firm EIN2021-12-31561965804
2020 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$36,407,627
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$12,308,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$12,239,980
Expenses. Certain deemed distributions of participant loans2020-12-31$2,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,266,240
Value of total assets at end of year2020-12-31$206,928,335
Value of total assets at beginning of year2020-12-31$182,829,105
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$65,510
Total interest from all sources2020-12-31$105,591
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,127,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,127,677
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,963,778
Participant contributions at end of year2020-12-31$787,535
Participant contributions at beginning of year2020-12-31$972,880
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$460,479
Administrative expenses (other) incurred2020-12-31$65,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$24,099,230
Value of net assets at end of year (total assets less liabilities)2020-12-31$206,928,335
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$182,829,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$188,773,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$168,862,993
Interest on participant loans2020-12-31$48,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$15,378,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$11,197,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$11,197,113
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$56,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$22,908,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,841,983
Employer contributions (assets) at end of year2020-12-31$1,989,047
Employer contributions (assets) at beginning of year2020-12-31$1,796,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$12,239,980
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31THOMAS, JUDY & TUCKER, P.A.
Accountancy firm EIN2020-12-31561965804
2019 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$38,579,575
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,165,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,094,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,062,223
Value of total assets at end of year2019-12-31$182,829,105
Value of total assets at beginning of year2019-12-31$152,414,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$70,675
Total interest from all sources2019-12-31$282,053
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,985,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,985,520
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,879,902
Participant contributions at end of year2019-12-31$972,880
Participant contributions at beginning of year2019-12-31$891,590
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$1,970
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,601,429
Administrative expenses (other) incurred2019-12-31$70,675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$30,414,230
Value of net assets at end of year (total assets less liabilities)2019-12-31$182,829,105
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$152,414,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$168,862,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$138,610,366
Interest on participant loans2019-12-31$49,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$11,197,113
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$11,204,250
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$11,204,250
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$232,154
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$262,512
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$25,249,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,580,892
Employer contributions (assets) at end of year2019-12-31$1,796,119
Employer contributions (assets) at beginning of year2019-12-31$1,444,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,094,670
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31THOMAS, JUDY & TUCKER, P.A.
Accountancy firm EIN2019-12-31561965804
2018 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-4,795,034
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,863,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,833,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,250,251
Value of total assets at end of year2018-12-31$152,414,875
Value of total assets at beginning of year2018-12-31$162,072,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,249
Total interest from all sources2018-12-31$231,387
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,312,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,312,318
Administrative expenses professional fees incurred2018-12-31$26,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,646,132
Participant contributions at end of year2018-12-31$891,590
Participant contributions at beginning of year2018-12-31$683,703
Participant contributions at end of year2018-12-31$1,970
Participant contributions at beginning of year2018-12-31$17,897
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$514,201
Administrative expenses (other) incurred2018-12-31$3,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,658,114
Value of net assets at end of year (total assets less liabilities)2018-12-31$152,414,875
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$162,072,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$138,610,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$149,674,815
Interest on participant loans2018-12-31$40,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$11,204,250
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$10,069,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$10,069,671
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$190,636
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$262,512
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$252,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-18,588,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,089,918
Employer contributions (assets) at end of year2018-12-31$1,444,187
Employer contributions (assets) at beginning of year2018-12-31$1,374,355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,833,831
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31THOMAS, JUDY & TUCKER, P.A.
Accountancy firm EIN2018-12-31561965804
2017 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$28,791,491
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,644,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,589,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,903,467
Value of total assets at end of year2017-12-31$162,072,989
Value of total assets at beginning of year2017-12-31$139,925,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$54,766
Total interest from all sources2017-12-31$121,076
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,157,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,157,754
Administrative expenses professional fees incurred2017-12-31$52,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$600,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,653,814
Participant contributions at end of year2017-12-31$683,703
Participant contributions at beginning of year2017-12-31$748,116
Participant contributions at end of year2017-12-31$17,897
Participant contributions at beginning of year2017-12-31$52,532
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$471,985
Administrative expenses (other) incurred2017-12-31$2,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$22,147,088
Value of net assets at end of year (total assets less liabilities)2017-12-31$162,072,989
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$139,925,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$149,674,815
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$125,581,217
Interest on participant loans2017-12-31$30,671
Interest earned on other investments2017-12-31$7,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$10,069,671
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$11,644,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$11,644,205
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$82,780
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$252,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$242,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$17,609,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,777,668
Employer contributions (assets) at end of year2017-12-31$1,374,355
Employer contributions (assets) at beginning of year2017-12-31$1,657,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,589,637
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FROST, PLLC
Accountancy firm EIN2017-12-31710187652
2016 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$17,510,106
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,337,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,322,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,882,995
Value of total assets at end of year2016-12-31$139,925,901
Value of total assets at beginning of year2016-12-31$127,753,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,176
Total interest from all sources2016-12-31$87,658
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,373,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,373,563
Administrative expenses professional fees incurred2016-12-31$13,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$600,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,578,485
Participant contributions at end of year2016-12-31$748,116
Participant contributions at beginning of year2016-12-31$1,040,117
Participant contributions at end of year2016-12-31$52,532
Participant contributions at beginning of year2016-12-31$18,939
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$176,332
Administrative expenses (other) incurred2016-12-31$2,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$12,172,533
Value of net assets at end of year (total assets less liabilities)2016-12-31$139,925,901
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$127,753,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$125,581,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$112,838,991
Interest on participant loans2016-12-31$38,373
Interest earned on other investments2016-12-31$8,564
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$11,644,205
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$11,669,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$11,669,076
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$40,721
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$242,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$232,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$7,165,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,128,178
Employer contributions (assets) at end of year2016-12-31$1,657,105
Employer contributions (assets) at beginning of year2016-12-31$1,954,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,322,397
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FROST, PLLC
Accountancy firm EIN2016-12-31710187652
2015 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,221,014
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,177,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,173,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,943,332
Value of total assets at end of year2015-12-31$127,753,368
Value of total assets at beginning of year2015-12-31$128,709,784
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,564
Total interest from all sources2015-12-31$56,117
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$6,345,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$6,345,419
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$600,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,687,944
Participant contributions at end of year2015-12-31$1,040,117
Participant contributions at beginning of year2015-12-31$1,059,165
Participant contributions at end of year2015-12-31$18,939
Participant contributions at beginning of year2015-12-31$4,859
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$291,386
Other income not declared elsewhere2015-12-31$10,663
Administrative expenses (other) incurred2015-12-31$3,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-956,416
Value of net assets at end of year (total assets less liabilities)2015-12-31$127,753,368
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$128,709,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$112,838,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$114,958,958
Interest on participant loans2015-12-31$43,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$11,669,076
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$10,760,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$10,760,229
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$12,247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$232,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$221,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-7,134,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,964,002
Employer contributions (assets) at end of year2015-12-31$1,954,192
Employer contributions (assets) at beginning of year2015-12-31$1,705,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,173,866
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FROST, PLLC
Accountancy firm EIN2015-12-31710187652
2014 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$13,971,366
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,057,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,002,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,676,637
Value of total assets at end of year2014-12-31$128,709,784
Value of total assets at beginning of year2014-12-31$119,795,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$54,829
Total interest from all sources2014-12-31$53,807
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,901,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,901,695
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$600,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,686,899
Participant contributions at end of year2014-12-31$1,059,165
Participant contributions at beginning of year2014-12-31$1,305,619
Participant contributions at end of year2014-12-31$4,859
Participant contributions at beginning of year2014-12-31$13,346
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$40,820
Other income not declared elsewhere2014-12-31$9,808
Administrative expenses (other) incurred2014-12-31$2,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,914,107
Value of net assets at end of year (total assets less liabilities)2014-12-31$128,709,784
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$119,795,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$52,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$114,958,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$104,668,705
Interest on participant loans2014-12-31$47,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$10,760,229
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$11,840,481
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$11,840,481
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$6,269
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$221,198
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$211,390
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,329,419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,948,918
Employer contributions (assets) at end of year2014-12-31$1,705,375
Employer contributions (assets) at beginning of year2014-12-31$1,756,136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,002,430
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FROST, PLLC
Accountancy firm EIN2014-12-31710187652
2013 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$24,843,398
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,898,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,855,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,961,751
Value of total assets at end of year2013-12-31$119,795,677
Value of total assets at beginning of year2013-12-31$101,850,363
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$42,096
Total interest from all sources2013-12-31$60,274
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,371,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,371,895
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$600,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,726,707
Participant contributions at end of year2013-12-31$1,305,619
Participant contributions at beginning of year2013-12-31$1,244,140
Participant contributions at end of year2013-12-31$13,346
Participant contributions at beginning of year2013-12-31$16,135
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$214,875
Other income not declared elsewhere2013-12-31$9,844
Administrative expenses (other) incurred2013-12-31$5,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$17,945,314
Value of net assets at end of year (total assets less liabilities)2013-12-31$119,795,677
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$101,850,363
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$36,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$104,668,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$84,467,818
Interest on participant loans2013-12-31$52,537
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$11,840,481
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$14,233,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$14,233,964
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$7,737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$211,390
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$201,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$16,439,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,020,169
Employer contributions (assets) at end of year2013-12-31$1,756,136
Employer contributions (assets) at beginning of year2013-12-31$1,686,760
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,855,988
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FROST, PLLC
Accountancy firm EIN2013-12-31710187652
2012 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$16,937,023
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,249,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,230,403
Value of total corrective distributions2012-12-31$14,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,583,623
Value of total assets at end of year2012-12-31$101,850,363
Value of total assets at beginning of year2012-12-31$87,162,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,951
Total interest from all sources2012-12-31$65,624
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,240,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,240,572
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$600,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,677,535
Participant contributions at end of year2012-12-31$1,244,140
Participant contributions at beginning of year2012-12-31$1,150,621
Participant contributions at end of year2012-12-31$16,135
Participant contributions at beginning of year2012-12-31$27,729
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$61,556
Other income not declared elsewhere2012-12-31$9,833
Administrative expenses (other) incurred2012-12-31$3,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$14,687,806
Value of net assets at end of year (total assets less liabilities)2012-12-31$101,850,363
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$87,162,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$84,467,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$70,674,260
Interest on participant loans2012-12-31$51,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$14,233,964
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$13,240,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$13,240,763
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$14,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$201,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$191,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,037,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,844,532
Employer contributions (assets) at end of year2012-12-31$1,686,760
Employer contributions (assets) at beginning of year2012-12-31$1,877,471
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,230,403
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FROST, PLLC
Accountancy firm EIN2012-12-31710187652
2011 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,653,107
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,026,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,984,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,084,305
Value of total assets at end of year2011-12-31$87,162,557
Value of total assets at beginning of year2011-12-31$85,536,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$42,539
Total interest from all sources2011-12-31$68,008
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,880,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,880,767
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$600,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,665,808
Participant contributions at end of year2011-12-31$1,150,621
Participant contributions at beginning of year2011-12-31$1,013,303
Participant contributions at end of year2011-12-31$27,729
Participant contributions at beginning of year2011-12-31$18,266
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$200,535
Other income not declared elsewhere2011-12-31$9,653
Administrative expenses (other) incurred2011-12-31$5,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,626,396
Value of net assets at end of year (total assets less liabilities)2011-12-31$87,162,557
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$85,536,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$36,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$70,674,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$69,658,237
Interest on participant loans2011-12-31$50,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$13,240,763
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$12,848,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$12,848,738
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$17,942
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$191,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$182,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,389,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,217,962
Employer contributions (assets) at end of year2011-12-31$1,877,471
Employer contributions (assets) at beginning of year2011-12-31$1,815,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,984,172
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FROST, PLLC
Accountancy firm EIN2011-12-31710187652
2010 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$14,596,828
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,593,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,573,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,850,804
Value of total assets at end of year2010-12-31$85,536,161
Value of total assets at beginning of year2010-12-31$72,532,462
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$19,784
Total interest from all sources2010-12-31$71,687
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,210,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,210,099
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$600,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,695,870
Participant contributions at end of year2010-12-31$1,013,303
Participant contributions at beginning of year2010-12-31$964,011
Participant contributions at end of year2010-12-31$18,266
Participant contributions at beginning of year2010-12-31$4,085
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$40,084
Other income not declared elsewhere2010-12-31$9,446
Administrative expenses (other) incurred2010-12-31$19,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$13,003,699
Value of net assets at end of year (total assets less liabilities)2010-12-31$85,536,161
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$72,532,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$69,658,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$59,074,825
Interest on participant loans2010-12-31$48,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$12,848,738
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$10,518,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$10,518,449
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$23,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$182,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$172,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,454,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,114,850
Employer contributions (assets) at end of year2010-12-31$1,815,557
Employer contributions (assets) at beginning of year2010-12-31$1,798,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,573,345
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FROST, PLLC
Accountancy firm EIN2010-12-31710817652
2009 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A.

2023: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: 401(K)/PROFIT SHARING PLAN AND TRUST FOR WAKE RADIOLOGY CONSULTANTS, P.A. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30049
Policy instance 1
Insurance contract or identification number30049
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $8
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30049
Policy instance 1
Insurance contract or identification number30049
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $8
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30049
Policy instance 1
Insurance contract or identification number30049
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $7
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $4,859
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameM. SCOTT HENEGAR
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30049
Policy instance 1
Insurance contract or identification number30049
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $7
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameCAROLINA CONDREY GRP
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30049
Policy instance 1
Insurance contract or identification number30049
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $7
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameCAROLINA CONDREY GRP
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30049
Policy instance 1
Insurance contract or identification number30049
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $33
Total amount of fees paid to insurance companyUSD $6
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25
Amount paid for insurance broker fees5
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameCAROLINA CONDREY GRP
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30049
Policy instance 1
Insurance contract or identification number30049
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $33
Total amount of fees paid to insurance companyUSD $6
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25
Amount paid for insurance broker fees5
Additional information about fees paid to insurance brokerOTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameCAROLINA CONDREY GRP
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30049
Policy instance 1
Insurance contract or identification number30049
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $25
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number30049
Policy instance 1
Insurance contract or identification number30049
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $25
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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