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RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 401k Plan overview

Plan NameRETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES
Plan identification number 333

RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

INVESTOR'S MANAGEMENT COPORATION GOLDEN CORRAL has sponsored the creation of one or more 401k plans.

Company Name:INVESTOR'S MANAGEMENT COPORATION GOLDEN CORRAL
Employer identification number (EIN):560991150
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3332015-01-01CHERYL FITZGERALD NATHAN EDGERLY2016-07-28
3332014-01-01CHERYL FITZGERALD EDWARD MCGEE2015-07-20
3332013-01-01CHERYL FITZGERALD EDWARD MCGEE2014-07-30
3332012-01-01CHERYL FITZGERALD EDWARD MCGEE2013-07-30
3332011-01-01CHERYL FITZGERALD EDWARD MCGEE2012-07-30
3332010-01-01CHERYL FITZGERALD LAMAR BELL2011-07-27
3332009-01-01CHERYL FITZGERALD C. LAMAR BELL2010-07-29

Plan Statistics for RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES

401k plan membership statisitcs for RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES

Measure Date Value
2015: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2015 401k membership
Total participants, beginning-of-year2015-01-01776
Total number of active participants reported on line 7a of the Form 55002015-01-01505
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01224
Total of all active and inactive participants2015-01-01730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-01735
Number of participants with account balances2015-01-01735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0151
2014: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2014 401k membership
Total participants, beginning-of-year2014-01-01781
Total number of active participants reported on line 7a of the Form 55002014-01-01545
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01225
Total of all active and inactive participants2014-01-01770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-01776
Number of participants with account balances2014-01-01776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0150
2013: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2013 401k membership
Total participants, beginning-of-year2013-01-01738
Total number of active participants reported on line 7a of the Form 55002013-01-01583
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01176
Total of all active and inactive participants2013-01-01759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-01765
Number of participants with account balances2013-01-01765
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0131
2012: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2012 401k membership
Total participants, beginning-of-year2012-01-01700
Total number of active participants reported on line 7a of the Form 55002012-01-01546
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01173
Total of all active and inactive participants2012-01-01719
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-01725
Number of participants with account balances2012-01-01725
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0122
2011: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2011 401k membership
Total participants, beginning-of-year2011-01-01637
Total number of active participants reported on line 7a of the Form 55002011-01-01593
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01100
Total of all active and inactive participants2011-01-01693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01696
Number of participants with account balances2011-01-01628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0123
2010: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2010 401k membership
Total participants, beginning-of-year2010-01-01524
Total number of active participants reported on line 7a of the Form 55002010-01-01540
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0197
Total of all active and inactive participants2010-01-01637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01637
Number of participants with account balances2010-01-01637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0130
2009: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2009 401k membership
Total participants, beginning-of-year2009-01-01503
Total number of active participants reported on line 7a of the Form 55002009-01-01431
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0190
Total of all active and inactive participants2009-01-01521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01521
Number of participants with account balances2009-01-01521
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0129

Financial Data on RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES

Measure Date Value
2015 : RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,408,683
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,600,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,527,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,277,158
Value of total assets at end of year2015-12-31$22,175,895
Value of total assets at beginning of year2015-12-31$23,367,282
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$72,355
Total interest from all sources2015-12-31$48,162
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$719,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$719,146
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$7,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,480,742
Participant contributions at end of year2015-12-31$978,137
Participant contributions at beginning of year2015-12-31$947,312
Participant contributions at end of year2015-12-31$81
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$27,208
Administrative expenses (other) incurred2015-12-31$72,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,191,387
Value of net assets at end of year (total assets less liabilities)2015-12-31$22,175,895
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$23,367,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$12,104,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,192,852
Interest on participant loans2015-12-31$48,162
Value of interest in common/collective trusts at end of year2015-12-31$9,092,840
Value of interest in common/collective trusts at beginning of year2015-12-31$9,227,118
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-761,111
Net investment gain or loss from common/collective trusts2015-12-31$125,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$769,208
Employer contributions (assets) at end of year2015-12-31$77
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,527,715
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2015-12-31560747981
2014 : RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,379,126
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,730,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,654,598
Expenses. Certain deemed distributions of participant loans2014-12-31$4,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,394,083
Value of total assets at end of year2014-12-31$23,367,282
Value of total assets at beginning of year2014-12-31$22,718,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$71,616
Total interest from all sources2014-12-31$54,923
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,001,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,001,084
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$7,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,591,068
Participant contributions at end of year2014-12-31$947,312
Participant contributions at beginning of year2014-12-31$1,125,518
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,000
Administrative expenses (other) incurred2014-12-31$71,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$648,337
Value of net assets at end of year (total assets less liabilities)2014-12-31$23,367,282
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,718,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,192,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,316,629
Interest on participant loans2014-12-31$54,923
Value of interest in common/collective trusts at end of year2014-12-31$9,227,118
Value of interest in common/collective trusts at beginning of year2014-12-31$9,276,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-183,281
Net investment gain or loss from common/collective trusts2014-12-31$112,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$802,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,654,598
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2014-12-31560747981
2013 : RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,108,597
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,754,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,551,219
Expenses. Certain deemed distributions of participant loans2013-12-31$136,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,457,136
Value of total assets at end of year2013-12-31$22,718,945
Value of total assets at beginning of year2013-12-31$19,365,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$66,758
Total interest from all sources2013-12-31$60,226
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$836,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$836,408
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$7,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,623,560
Participant contributions at end of year2013-12-31$1,125,518
Participant contributions at beginning of year2013-12-31$1,199,031
Participant contributions at beginning of year2013-12-31$43,817
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$80,380
Administrative expenses (other) incurred2013-12-31$66,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,353,651
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,718,945
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,365,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,316,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,391,115
Interest on participant loans2013-12-31$60,226
Value of interest in common/collective trusts at end of year2013-12-31$9,276,798
Value of interest in common/collective trusts at beginning of year2013-12-31$8,710,254
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,627,420
Net investment gain or loss from common/collective trusts2013-12-31$127,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$753,196
Employer contributions (assets) at beginning of year2013-12-31$21,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,551,219
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981
2012 : RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,516,971
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,387,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,256,547
Expenses. Certain deemed distributions of participant loans2012-12-31$70,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,195,711
Value of total assets at end of year2012-12-31$19,365,294
Value of total assets at beginning of year2012-12-31$17,236,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$60,967
Total interest from all sources2012-12-31$55,978
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$310,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$310,065
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$7,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,495,150
Participant contributions at end of year2012-12-31$1,199,031
Participant contributions at beginning of year2012-12-31$1,070,882
Participant contributions at end of year2012-12-31$43,817
Participant contributions at beginning of year2012-12-31$39,073
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$30,155
Administrative expenses (other) incurred2012-12-31$60,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,129,241
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,365,294
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,236,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,391,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,957,734
Interest on participant loans2012-12-31$55,978
Value of interest in common/collective trusts at end of year2012-12-31$8,710,254
Value of interest in common/collective trusts at beginning of year2012-12-31$8,145,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$808,438
Net investment gain or loss from common/collective trusts2012-12-31$146,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$670,406
Employer contributions (assets) at end of year2012-12-31$21,077
Employer contributions (assets) at beginning of year2012-12-31$23,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,256,547
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2012-12-31560747981
2011 : RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,215,307
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,922,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,901,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,157,394
Value of total assets at end of year2011-12-31$17,236,053
Value of total assets at beginning of year2011-12-31$16,943,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,181
Total interest from all sources2011-12-31$52,886
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$147,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$147,009
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$7,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,436,595
Participant contributions at end of year2011-12-31$1,070,882
Participant contributions at beginning of year2011-12-31$855,055
Participant contributions at end of year2011-12-31$39,073
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$24,104
Administrative expenses (other) incurred2011-12-31$21,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$292,946
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,236,053
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,943,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,957,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,602,618
Interest on participant loans2011-12-31$52,886
Value of interest in common/collective trusts at end of year2011-12-31$8,145,362
Value of interest in common/collective trusts at beginning of year2011-12-31$7,485,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-285,584
Net investment gain or loss from common/collective trusts2011-12-31$143,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$696,695
Employer contributions (assets) at end of year2011-12-31$23,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,901,180
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2011-12-31560747981
2010 : RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,464,586
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,304,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,289,659
Expenses. Certain deemed distributions of participant loans2010-12-31$725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,119,761
Value of total assets at end of year2010-12-31$16,943,107
Value of total assets at beginning of year2010-12-31$14,783,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,570
Total interest from all sources2010-12-31$58,372
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$76,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$76,890
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$7,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,385,896
Participant contributions at end of year2010-12-31$855,055
Participant contributions at beginning of year2010-12-31$828,903
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$49,327
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$3,302
Administrative expenses (other) incurred2010-12-31$14,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,159,632
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,943,107
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,783,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,602,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,049,688
Interest on participant loans2010-12-31$58,372
Value of interest in common/collective trusts at end of year2010-12-31$7,485,434
Value of interest in common/collective trusts at beginning of year2010-12-31$6,901,582
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,038,468
Net investment gain or loss from common/collective trusts2010-12-31$171,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$684,538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,289,659
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2010-12-31560747981
2009 : RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES

2015: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT SAVINGS PLAN OF INVESTORS MANAGEMENT CORP. & AFFILIATES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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