401k Plan data: EAST CAROLINA NEUROLOGY, INC. AMENDED AND RESTATE 401(K) PROFIT SHARING PLAN plan

EAST CAROLINA NEUROLOGY, INC. AMENDED AND RESTATE 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	EAST CAROLINA NEUROLOGY, INC. AMENDED AND RESTATE 401(K) PROFIT SHARING PLAN
Plan identification number	001

EAST CAROLINA NEUROLOGY, INC. AMENDED AND RESTATE 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

EAST CAROLINA NEUROLOGY, INC. has sponsored the creation of one or more 401k plans.

Company Name: EAST CAROLINA NEUROLOGY, INC.

Employer identification number (EIN): 561250666

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EAST CAROLINA NEUROLOGY, INC. AMENDED AND RESTATE 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 DR. ROBERT FRERE 2015-02-05
001 2013-01-01 DR. ROBERT FRERE 2014-07-01
001 2012-01-01 DR. ROBERT FRERE 2013-09-13 DONALD L. PRICE, M.D. 2013-09-13
001 2011-01-01 DANIEL LEE, M.D. 2012-03-15 DONALD L. PRICE, M.D. 2012-03-15
001 2010-01-01 DANIEL LEE, M.D. 2011-03-07 DONALD L. PRICE, M.D. 2011-03-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	DR. ROBERT FRERE	2015-02-05
001	2013-01-01	DR. ROBERT FRERE	2014-07-01
001	2012-01-01	DR. ROBERT FRERE	2013-09-13	DONALD L. PRICE, M.D.	2013-09-13
001	2011-01-01	DANIEL LEE, M.D.	2012-03-15	DONALD L. PRICE, M.D.	2012-03-15
001	2010-01-01	DANIEL LEE, M.D.	2011-03-07	DONALD L. PRICE, M.D.	2011-03-07

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Company Name:	EAST CAROLINA NEUROLOGY, INC.
Employer identification number (EIN):	561250666
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)