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JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST 401k Plan overview

Plan NameJAMES C. SMALLWOOD, MD PROFIT SHARING TRUST
Plan identification number 002

JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES C. SMALLWOOD, MD has sponsored the creation of one or more 401k plans.

Company Name:JAMES C. SMALLWOOD, MD
Employer identification number (EIN):561421303
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022013-01-01JAMES SMALLWOOD2014-06-03 JAMES SMALLWOOD2014-06-03
0022012-01-01JAMES SMALLWOOD2013-05-06
0022011-01-01JAMES SMALLWOOD JAMES SMALLWOOD2012-10-10
0022009-01-01JAMES SMALLWOOD JAMES SMALLWOOD2010-10-14

Plan Statistics for JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST

401k plan membership statisitcs for JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST

Measure Date Value
2011: JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-012
Total participants2011-01-012
Number of participants with account balances2011-01-012
2009: JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-013
Total participants2009-01-013
Number of participants with account balances2009-01-013

Financial Data on JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST

Measure Date Value
2011 : JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST 2011 401k financial data
Total income from all sources2011-12-31$-61,878
Expenses. Total of all expenses incurred2011-12-31$12,823
Total plan assets at end of year2011-12-31$1,310,791
Total plan assets at beginning of year2011-12-31$1,385,492
Other income received2011-12-31$-61,878
Net income (gross income less expenses)2011-12-31$-74,701
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,310,791
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,385,492
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$12,823
2010 : JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST 2010 401k financial data
Total income from all sources2010-12-31$171,741
Expenses. Total of all expenses incurred2010-12-31$14,585
Benefits paid (including direct rollovers)2010-12-31$2,985
Total plan assets at end of year2010-12-31$1,385,492
Total plan assets at beginning of year2010-12-31$1,228,336
Other income received2010-12-31$171,741
Net income (gross income less expenses)2010-12-31$157,156
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,385,492
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,228,336
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$11,600

Form 5500 Responses for JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST

2011: JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: JAMES C. SMALLWOOD, MD PROFIT SHARING TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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