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THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN
Plan identification number 001

THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALARIS HOMES, INC has sponsored the creation of one or more 401k plans.

Company Name:ALARIS HOMES, INC
Employer identification number (EIN):561490479
NAIC Classification:236110

Additional information about ALARIS HOMES, INC

Jurisdiction of Incorporation: North Carolina Secretary of State
Incorporation Date:
Company Identification Number: 0177364

More information about ALARIS HOMES, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CURTIS NICHOLS
0012016-01-01CURTIS NICHOLS
0012016-01-01
0012015-01-01CURTIS NICHOLS CURTIS NICHOLS2016-10-18
0012015-01-01CURTIS NICHOLS CURTIS NICHOLS2016-10-18
0012014-01-01CURTIS NICHOLS2015-07-29 CURTIS NICHOLS2015-07-29
0012013-01-01CURTIS NICHOLS2014-07-25
0012012-01-01CURTIS NICHOLS2013-07-29
0012011-01-01CURTIS NICHOLS
0012010-01-01CURTIS NICHOLS
0012009-01-01CURTIS NICHOLS

Plan Statistics for THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

Measure Date Value
2023: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01399
Total number of active participants reported on line 7a of the Form 55002023-01-01339
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0151
Total of all active and inactive participants2023-01-01390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01390
Number of participants with account balances2023-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0127
2022: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01308
Total number of active participants reported on line 7a of the Form 55002022-01-01320
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0179
Total of all active and inactive participants2022-01-01399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01399
Number of participants with account balances2022-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0116
2021: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01224
Total number of active participants reported on line 7a of the Form 55002021-01-01253
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0154
Total of all active and inactive participants2021-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01307
Number of participants with account balances2021-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01212
Total number of active participants reported on line 7a of the Form 55002020-01-01154
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0135
Total of all active and inactive participants2020-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01189
Number of participants with account balances2020-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01166
Total number of active participants reported on line 7a of the Form 55002019-01-01134
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0142
Total of all active and inactive participants2019-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01176
Number of participants with account balances2019-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0123
2018: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01158
Total number of active participants reported on line 7a of the Form 55002018-01-01113
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0118
Total of all active and inactive participants2018-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01131
Number of participants with account balances2018-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0110
2017: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01158
Total number of active participants reported on line 7a of the Form 55002017-01-01118
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-015
Total of all active and inactive participants2017-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01123
Number of participants with account balances2017-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01133
Total number of active participants reported on line 7a of the Form 55002016-01-01119
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01126
Number of participants with account balances2016-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01124
Total number of active participants reported on line 7a of the Form 55002015-01-01101
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01110
Number of participants with account balances2015-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2011: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01107
Total number of active participants reported on line 7a of the Form 55002011-01-0177
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0191
Number of participants with account balances2011-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2010: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01118
Total number of active participants reported on line 7a of the Form 55002010-01-0185
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0111
Total of all active and inactive participants2010-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-0197
Number of participants with account balances2010-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0115
2009: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01152
Total number of active participants reported on line 7a of the Form 55002009-01-0193
Number of retired or separated participants receiving benefits2009-01-018
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01102
Number of participants with account balances2009-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0133

Financial Data on THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$3,618,999
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$692,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$644,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,020,407
Value of total assets at end of year2023-12-31$9,506,452
Value of total assets at beginning of year2023-12-31$6,579,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$47,909
Total interest from all sources2023-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$99,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$99,976
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$798,688
Participant contributions at end of year2023-12-31$0
Participant contributions at beginning of year2023-12-31$1,346
Assets. Other investments not covered elsewhere at end of year2023-12-31$2,485,045
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$1,802,198
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$800,016
Other income not declared elsewhere2023-12-31$684,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$2,926,877
Value of net assets at end of year (total assets less liabilities)2023-12-31$9,506,452
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$6,579,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$28,028
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$5,267,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$3,631,902
Interest on participant loans2023-12-31$0
Income. Interest from loans (other than to participants)2023-12-31$0
Value of interest in common/collective trusts at end of year2023-12-31$1,332,564
Value of interest in common/collective trusts at beginning of year2023-12-31$536,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$569,328
Net investment gain or loss from common/collective trusts2023-12-31$244,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$421,703
Employer contributions (assets) at end of year2023-12-31$421,703
Employer contributions (assets) at beginning of year2023-12-31$607,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$644,213
Contract administrator fees2023-12-31$19,881
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31FORVIS MAZARS, LLP
Accountancy firm EIN2023-12-31440160260
2022 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-43,805
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$194,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$153,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,180,400
Value of total assets at end of year2022-12-31$6,579,575
Value of total assets at beginning of year2022-12-31$6,818,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$41,685
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$62,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$62,839
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$561,247
Participant contributions at end of year2022-12-31$1,346
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,802,198
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$2,248,662
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$13,373
Other income not declared elsewhere2022-12-31$-446,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-238,780
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,579,575
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,818,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$22,567
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,631,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,772,241
Interest on participant loans2022-12-31$0
Income. Interest from loans (other than to participants)2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$536,448
Value of interest in common/collective trusts at beginning of year2022-12-31$525,792
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-851,236
Net investment gain or loss from common/collective trusts2022-12-31$10,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$605,780
Employer contributions (assets) at end of year2022-12-31$607,681
Employer contributions (assets) at beginning of year2022-12-31$271,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$153,290
Contract administrator fees2022-12-31$19,118
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS LLP
Accountancy firm EIN2022-12-31440160260
2021 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,937,895
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$283,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$250,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$683,168
Value of total assets at end of year2021-12-31$6,818,355
Value of total assets at beginning of year2021-12-31$5,163,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$32,321
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$45,690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$45,690
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$347,986
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,248,662
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,500,585
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$63,522
Other income not declared elsewhere2021-12-31$747,894
Administrative expenses (other) incurred2021-12-31$17,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,654,609
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,818,355
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,163,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$5,762
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,772,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,971,054
Interest on participant loans2021-12-31$0
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$525,792
Value of interest in common/collective trusts at beginning of year2021-12-31$531,325
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$450,223
Net investment gain or loss from common/collective trusts2021-12-31$10,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$271,660
Employer contributions (assets) at end of year2021-12-31$271,660
Employer contributions (assets) at beginning of year2021-12-31$160,782
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$250,965
Contract administrator fees2021-12-31$8,636
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS LLP
Accountancy firm EIN2021-12-31440160260
2020 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$500
Total income from all sources (including contributions)2020-12-31$1,431,520
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$399,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$368,564
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$604,883
Value of total assets at end of year2020-12-31$5,163,746
Value of total assets at beginning of year2020-12-31$4,132,048
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$30,758
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$76,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$76,704
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$271,959
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$246
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,500,585
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$172,142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$500
Other income not declared elsewhere2020-12-31$448,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,032,198
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,163,746
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,131,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$15,539
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,971,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,521,241
Value of interest in common/collective trusts at end of year2020-12-31$531,325
Value of interest in common/collective trusts at beginning of year2020-12-31$467,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$289,651
Net investment gain or loss from common/collective trusts2020-12-31$11,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$160,782
Employer contributions (assets) at end of year2020-12-31$160,782
Employer contributions (assets) at beginning of year2020-12-31$142,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$368,564
Contract administrator fees2020-12-31$15,219
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2020-12-31560747981
2019 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$500
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$7,982
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$7,982
Total income from all sources (including contributions)2019-12-31$1,274,169
Total income from all sources (including contributions)2019-12-31$1,274,169
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$134,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$99,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$99,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$412,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$412,164
Value of total assets at end of year2019-12-31$4,132,048
Value of total assets at end of year2019-12-31$4,132,048
Value of total assets at beginning of year2019-12-31$2,999,878
Value of total assets at beginning of year2019-12-31$2,999,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$35,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$35,357
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$459,439
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$459,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$459,439
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$459,439
Administrative expenses professional fees incurred2019-12-31$27,740
Administrative expenses professional fees incurred2019-12-31$27,740
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$269,191
Contributions received from participants2019-12-31$269,191
Participant contributions at end of year2019-12-31$246
Participant contributions at end of year2019-12-31$246
Participant contributions at beginning of year2019-12-31$8,696
Participant contributions at beginning of year2019-12-31$8,696
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$7,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$7,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,139,652
Value of net income/loss2019-12-31$1,139,652
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,131,548
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,131,548
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,991,896
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,991,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$7,617
Investment advisory and management fees2019-12-31$7,617
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,521,241
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,521,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,403,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,403,310
Value of interest in common/collective trusts at end of year2019-12-31$467,588
Value of interest in common/collective trusts at end of year2019-12-31$467,588
Value of interest in common/collective trusts at beginning of year2019-12-31$448,077
Value of interest in common/collective trusts at beginning of year2019-12-31$448,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$389,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$389,770
Net investment gain or loss from common/collective trusts2019-12-31$12,796
Net investment gain or loss from common/collective trusts2019-12-31$12,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$142,973
Contributions received in cash from employer2019-12-31$142,973
Employer contributions (assets) at end of year2019-12-31$142,973
Employer contributions (assets) at end of year2019-12-31$142,973
Employer contributions (assets) at beginning of year2019-12-31$139,795
Employer contributions (assets) at beginning of year2019-12-31$139,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$99,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$99,160
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2019-12-31560747981
Accountancy firm EIN2019-12-31560747981
2018 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$7,982
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$315,377
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$134,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$77,190
Value of total corrective distributions2018-12-31$28,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$490,821
Value of total assets at end of year2018-12-31$2,999,878
Value of total assets at beginning of year2018-12-31$2,811,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,271
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,024
Administrative expenses professional fees incurred2018-12-31$23,298
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$222,962
Participant contributions at end of year2018-12-31$8,696
Participant contributions at beginning of year2018-12-31$7,164
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$128,064
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$7,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$180,776
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,991,896
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,811,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$5,973
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,403,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,265,789
Value of interest in common/collective trusts at end of year2018-12-31$448,077
Value of interest in common/collective trusts at beginning of year2018-12-31$444,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-191,247
Net investment gain or loss from common/collective trusts2018-12-31$12,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$139,795
Employer contributions (assets) at end of year2018-12-31$139,795
Employer contributions (assets) at beginning of year2018-12-31$94,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$77,190
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2018-12-31560747981
2017 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$761,034
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$655,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$617,984
Value of total corrective distributions2017-12-31$11,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$311,510
Value of total assets at end of year2017-12-31$2,811,120
Value of total assets at beginning of year2017-12-31$2,705,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$26,253
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$218,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$218,556
Administrative expenses professional fees incurred2017-12-31$20,069
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$190,312
Participant contributions at end of year2017-12-31$7,164
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$21,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$105,582
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,811,120
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,705,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$6,184
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,265,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,093,806
Value of interest in common/collective trusts at end of year2017-12-31$444,093
Value of interest in common/collective trusts at beginning of year2017-12-31$539,317
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$219,156
Net investment gain or loss from common/collective trusts2017-12-31$11,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$99,849
Employer contributions (assets) at end of year2017-12-31$94,074
Employer contributions (assets) at beginning of year2017-12-31$72,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$617,984
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2017-12-31560747981
2016 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$510,654
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$140,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$115,901
Value of total corrective distributions2016-12-31$3,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$248,834
Value of total assets at end of year2016-12-31$2,705,538
Value of total assets at beginning of year2016-12-31$2,335,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$21,199
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$181,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$181,782
Administrative expenses professional fees incurred2016-12-31$19,590
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$140,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$163,614
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$369,726
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,705,538
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,335,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,609
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,093,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,900,435
Value of interest in common/collective trusts at end of year2016-12-31$539,317
Value of interest in common/collective trusts at beginning of year2016-12-31$362,784
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$69,373
Net investment gain or loss from common/collective trusts2016-12-31$10,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$72,415
Employer contributions (assets) at end of year2016-12-31$72,415
Employer contributions (assets) at beginning of year2016-12-31$72,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$115,901
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2016-12-31560747981
2015 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$241,757
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$83,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$34,684
Value of total corrective distributions2015-12-31$29,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$236,062
Value of total assets at end of year2015-12-31$2,335,812
Value of total assets at beginning of year2015-12-31$2,177,471
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,928
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$55,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$55,723
Administrative expenses professional fees incurred2015-12-31$18,928
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$250,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$163,469
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$158,341
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,335,812
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,177,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,900,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,772,483
Value of interest in common/collective trusts at end of year2015-12-31$362,784
Value of interest in common/collective trusts at beginning of year2015-12-31$353,449
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-58,960
Net investment gain or loss from common/collective trusts2015-12-31$8,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$72,593
Employer contributions (assets) at end of year2015-12-31$72,593
Employer contributions (assets) at beginning of year2015-12-31$51,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$34,684
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN
Accountancy firm EIN2015-12-31560747981
2011 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$-137,371
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$222,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$194,921
Value of total corrective distributions2011-12-31$13,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$92,709
Value of total assets at end of year2011-12-31$1,402,106
Value of total assets at beginning of year2011-12-31$1,762,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,894
Total interest from all sources2011-12-31$-5,207
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$180,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$92,709
Participant contributions at end of year2011-12-31$3,352
Participant contributions at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-360,192
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,402,106
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,762,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,182,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,479,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$215,771
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$282,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$282,995
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$-5,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-225,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$194,921
Contract administrator fees2011-12-31$14,894
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2011-12-31560747981
2010 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$184,701
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$176,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$133,835
Value of total corrective distributions2010-12-31$30,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$104,280
Value of total assets at end of year2010-12-31$1,762,298
Value of total assets at beginning of year2010-12-31$1,754,570
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$12,275
Total interest from all sources2010-12-31$-7,418
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$180,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$104,280
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,728
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,762,298
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,754,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,479,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,356,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$282,995
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$397,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$397,950
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$-7,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$87,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$133,835
Contract administrator fees2010-12-31$12,275
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2010-12-31560747981
2009 : THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN

2023: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2011: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE CARROLL COMPANIES 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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