ROBERT E. MASON & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2022 : 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
| Total income from all sources (including contributions) | 2022-09-30 | $-5,942,223 |
| Total loss/gain on sale of assets | 2022-09-30 | $0 |
| Total of all expenses incurred | 2022-09-30 | $3,645,341 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $3,534,199 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $3,038,284 |
| Value of total assets at end of year | 2022-09-30 | $47,393,752 |
| Value of total assets at beginning of year | 2022-09-30 | $56,981,316 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $111,142 |
| Total interest from all sources | 2022-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $3,124,071 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $3,124,071 |
| Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
| Value of fidelity bond cover | 2022-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
| Contributions received from participants | 2022-09-30 | $2,128,615 |
| Participant contributions at end of year | 2022-09-30 | $84,242 |
| Participant contributions at beginning of year | 2022-09-30 | $60,987 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-09-30 | $48,590 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Value of net income/loss | 2022-09-30 | $-9,587,564 |
| Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $47,393,752 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $56,981,316 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
| Investment advisory and management fees | 2022-09-30 | $52,615 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $44,117,633 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $53,455,429 |
| Value of interest in common/collective trusts at end of year | 2022-09-30 | $2,330,798 |
| Value of interest in common/collective trusts at beginning of year | 2022-09-30 | $2,700,763 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-12,104,578 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
| Contributions received in cash from employer | 2022-09-30 | $861,079 |
| Employer contributions (assets) at end of year | 2022-09-30 | $861,079 |
| Employer contributions (assets) at beginning of year | 2022-09-30 | $764,137 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $3,534,199 |
| Contract administrator fees | 2022-09-30 | $58,527 |
| Did the plan have assets held for investment | 2022-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
| Accountancy firm name | 2022-09-30 | DODSON, SHELTON & NELSON, PA |
| Accountancy firm EIN | 2022-09-30 | 561684013 |
| 2021 : 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
| Total income from all sources (including contributions) | 2021-09-30 | $13,110,128 |
| Total loss/gain on sale of assets | 2021-09-30 | $0 |
| Total of all expenses incurred | 2021-09-30 | $3,962,011 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $3,867,578 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $2,751,645 |
| Value of total assets at end of year | 2021-09-30 | $56,981,316 |
| Value of total assets at beginning of year | 2021-09-30 | $47,833,199 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $94,433 |
| Total interest from all sources | 2021-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $1,834,529 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $1,834,529 |
| Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
| Value of fidelity bond cover | 2021-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
| Contributions received from participants | 2021-09-30 | $1,963,012 |
| Participant contributions at end of year | 2021-09-30 | $60,987 |
| Participant contributions at beginning of year | 2021-09-30 | $301,275 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-09-30 | $24,496 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Value of net income/loss | 2021-09-30 | $9,148,117 |
| Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $56,981,316 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $47,833,199 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
| Investment advisory and management fees | 2021-09-30 | $48,113 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $53,455,429 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $47,249,323 |
| Value of interest in common/collective trusts at end of year | 2021-09-30 | $2,700,763 |
| Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $8,523,954 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
| Contributions received in cash from employer | 2021-09-30 | $764,137 |
| Employer contributions (assets) at end of year | 2021-09-30 | $764,137 |
| Employer contributions (assets) at beginning of year | 2021-09-30 | $282,601 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $3,867,578 |
| Contract administrator fees | 2021-09-30 | $46,320 |
| Did the plan have assets held for investment | 2021-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
| Accountancy firm name | 2021-09-30 | DODSON, SHELTON & NELSON, PA |
| Accountancy firm EIN | 2021-09-30 | 561684013 |
| 2020 : 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total income from all sources (including contributions) | 2020-09-30 | $7,156,005 |
| Total loss/gain on sale of assets | 2020-09-30 | $0 |
| Total of all expenses incurred | 2020-09-30 | $2,791,623 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $2,717,574 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $2,792,839 |
| Value of total assets at end of year | 2020-09-30 | $47,833,199 |
| Value of total assets at beginning of year | 2020-09-30 | $43,468,817 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $74,049 |
| Total interest from all sources | 2020-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $1,552,736 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $1,552,736 |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Contributions received from participants | 2020-09-30 | $2,000,297 |
| Participant contributions at end of year | 2020-09-30 | $301,275 |
| Participant contributions at beginning of year | 2020-09-30 | $53,979 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-09-30 | $5,911 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $4,364,382 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $47,833,199 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $43,468,817 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $47,249,323 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $42,629,532 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $2,810,430 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
| Contributions received in cash from employer | 2020-09-30 | $786,631 |
| Employer contributions (assets) at end of year | 2020-09-30 | $282,601 |
| Employer contributions (assets) at beginning of year | 2020-09-30 | $785,306 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $2,717,574 |
| Contract administrator fees | 2020-09-30 | $74,049 |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
| Accountancy firm name | 2020-09-30 | DODSON, SHELTON & NELSON, PA |
| Accountancy firm EIN | 2020-09-30 | 561684013 |
| 2019 : 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
| Total income from all sources (including contributions) | 2019-09-30 | $5,459,219 |
| Total loss/gain on sale of assets | 2019-09-30 | $0 |
| Total of all expenses incurred | 2019-09-30 | $2,863,101 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $2,782,437 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $3,445,908 |
| Value of total assets at end of year | 2019-09-30 | $43,468,817 |
| Value of total assets at beginning of year | 2019-09-30 | $40,872,699 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $80,664 |
| Total interest from all sources | 2019-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $2,101,076 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $2,101,076 |
| Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
| Value of fidelity bond cover | 2019-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
| Contributions received from participants | 2019-09-30 | $2,051,879 |
| Participant contributions at end of year | 2019-09-30 | $53,979 |
| Participant contributions at beginning of year | 2019-09-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-09-30 | $608,723 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Value of net income/loss | 2019-09-30 | $2,596,118 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $43,468,817 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $40,872,699 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
| Investment advisory and management fees | 2019-09-30 | $12,110 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $42,629,532 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $39,937,868 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $-87,765 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
| Contributions received in cash from employer | 2019-09-30 | $785,306 |
| Employer contributions (assets) at end of year | 2019-09-30 | $785,306 |
| Employer contributions (assets) at beginning of year | 2019-09-30 | $934,831 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $2,782,437 |
| Contract administrator fees | 2019-09-30 | $68,554 |
| Did the plan have assets held for investment | 2019-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
| Accountancy firm name | 2019-09-30 | DODSON, SHELTON & NELSON, PA |
| Accountancy firm EIN | 2019-09-30 | 561684013 |
