ROBERT E. MASON & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROBERT E. MASON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
401k plan membership statisitcs for ROBERT E. MASON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2023 : ROBERT E. MASON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-09-30 | $20,401,031 |
| Total unrealized appreciation/depreciation of assets | 2023-09-30 | $20,401,031 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-09-30 | $43,130,148 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-09-30 | $45,286,656 |
| Expenses. Interest paid | 2023-09-30 | $1,360,610 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2023-09-30 | $1,360,610 |
| Total income from all sources (including contributions) | 2023-09-30 | $24,118,668 |
| Total loss/gain on sale of assets | 2023-09-30 | $0 |
| Total of all expenses incurred | 2023-09-30 | $1,561,130 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-09-30 | $200,520 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-09-30 | $3,717,637 |
| Value of total assets at end of year | 2023-09-30 | $77,703,602 |
| Value of total assets at beginning of year | 2023-09-30 | $57,302,572 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-09-30 | $0 |
| Total interest from all sources | 2023-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-09-30 | No |
| Was this plan covered by a fidelity bond | 2023-09-30 | Yes |
| Value of fidelity bond cover | 2023-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-09-30 | No |
| Total non interest bearing cash at end of year | 2023-09-30 | $972 |
| Total non interest bearing cash at beginning of year | 2023-09-30 | $973 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-09-30 | No |
| Value of net income/loss | 2023-09-30 | $22,557,538 |
| Value of net assets at end of year (total assets less liabilities) | 2023-09-30 | $34,573,454 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-09-30 | $12,015,916 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-09-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-09-30 | No |
| Assets. Invements in employer securities at end of year | 2023-09-30 | $77,702,630 |
| Assets. Invements in employer securities at beginning of year | 2023-09-30 | $57,301,599 |
| Contributions received in cash from employer | 2023-09-30 | $3,717,637 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-09-30 | $200,520 |
| Did the plan have assets held for investment | 2023-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-09-30 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2023-09-30 | $43,130,148 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2023-09-30 | $45,286,656 |
| Opinion of an independent qualified public accountant for this plan | 2023-09-30 | Unqualified |
| Accountancy firm name | 2023-09-30 | DODSON, SHELTON & NELSON, P.A. |
| Accountancy firm EIN | 2023-09-30 | 561684013 |
| 2022 : ROBERT E. MASON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-09-30 | $11,201,059 |
| Total unrealized appreciation/depreciation of assets | 2022-09-30 | $11,201,059 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $45,286,656 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $47,479,580 |
| Expenses. Interest paid | 2022-09-30 | $1,365,179 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2022-09-30 | $1,365,179 |
| Total income from all sources (including contributions) | 2022-09-30 | $14,877,308 |
| Total loss/gain on sale of assets | 2022-09-30 | $0 |
| Total of all expenses incurred | 2022-09-30 | $1,487,692 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $122,513 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $3,676,249 |
| Value of total assets at end of year | 2022-09-30 | $57,302,572 |
| Value of total assets at beginning of year | 2022-09-30 | $46,105,880 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $0 |
| Total interest from all sources | 2022-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
| Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
| Value of fidelity bond cover | 2022-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-09-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-09-30 | $4,368 |
| Total non interest bearing cash at end of year | 2022-09-30 | $973 |
| Total non interest bearing cash at beginning of year | 2022-09-30 | $5,340 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Value of net income/loss | 2022-09-30 | $13,389,616 |
| Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $12,015,916 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $-1,373,700 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
| Assets. Invements in employer securities at end of year | 2022-09-30 | $57,301,599 |
| Assets. Invements in employer securities at beginning of year | 2022-09-30 | $46,100,540 |
| Contributions received in cash from employer | 2022-09-30 | $3,676,249 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $122,513 |
| Did the plan have assets held for investment | 2022-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2022-09-30 | $45,286,656 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2022-09-30 | $47,475,212 |
| Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
| Accountancy firm name | 2022-09-30 | DODSON, SHELTON & NELSON, P.A. |
| Accountancy firm EIN | 2022-09-30 | 561684013 |
| 2021 : ROBERT E. MASON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-09-30 | $10,401,882 |
| Total unrealized appreciation/depreciation of assets | 2021-09-30 | $10,401,882 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $47,479,580 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $49,641,619 |
| Expenses. Interest paid | 2021-09-30 | $1,453,356 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2021-09-30 | $1,453,356 |
| Total income from all sources (including contributions) | 2021-09-30 | $14,080,063 |
| Total loss/gain on sale of assets | 2021-09-30 | $0 |
| Total of all expenses incurred | 2021-09-30 | $1,511,774 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $58,418 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $3,678,181 |
| Value of total assets at end of year | 2021-09-30 | $46,105,880 |
| Value of total assets at beginning of year | 2021-09-30 | $35,699,630 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $0 |
| Total interest from all sources | 2021-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
| Administrative expenses professional fees incurred | 2021-09-30 | $0 |
| Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
| Value of fidelity bond cover | 2021-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-09-30 | $4,368 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-09-30 | $0 |
| Total non interest bearing cash at end of year | 2021-09-30 | $5,340 |
| Total non interest bearing cash at beginning of year | 2021-09-30 | $972 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Value of net income/loss | 2021-09-30 | $12,568,289 |
| Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $-1,373,700 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $-13,941,989 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
| Assets. Invements in employer securities at end of year | 2021-09-30 | $46,100,540 |
| Assets. Invements in employer securities at beginning of year | 2021-09-30 | $35,694,290 |
| Contributions received in cash from employer | 2021-09-30 | $3,678,181 |
| Employer contributions (assets) at end of year | 2021-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2021-09-30 | $4,368 |
| Income. Dividends from preferred stock | 2021-09-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $58,418 |
| Did the plan have assets held for investment | 2021-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2021-09-30 | $47,475,212 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2021-09-30 | $49,641,619 |
| Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Unqualified |
| Accountancy firm name | 2021-09-30 | DODSON, SHELTON & NELSON, P.A. |
| Accountancy firm EIN | 2021-09-30 | 561684013 |
| 2020 : ROBERT E. MASON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-09-30 | $12,497,362 |
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $12,497,362 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $49,641,619 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $55,682,949 |
| Expenses. Interest paid | 2020-09-30 | $1,501,107 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-09-30 | $1,501,107 |
| Total income from all sources (including contributions) | 2020-09-30 | $16,217,400 |
| Total loss/gain on sale of assets | 2020-09-30 | $0 |
| Total of all expenses incurred | 2020-09-30 | $1,533,525 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $32,418 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $3,720,038 |
| Value of total assets at end of year | 2020-09-30 | $35,699,630 |
| Value of total assets at beginning of year | 2020-09-30 | $27,057,085 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $0 |
| Total interest from all sources | 2020-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Total non interest bearing cash at end of year | 2020-09-30 | $972 |
| Total non interest bearing cash at beginning of year | 2020-09-30 | $972 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $14,683,875 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $-13,941,989 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $-28,625,864 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
| Assets. Invements in employer securities at end of year | 2020-09-30 | $35,694,290 |
| Assets. Invements in employer securities at beginning of year | 2020-09-30 | $23,201,296 |
| Contributions received in cash from employer | 2020-09-30 | $3,720,038 |
| Employer contributions (assets) at end of year | 2020-09-30 | $4,368 |
| Employer contributions (assets) at beginning of year | 2020-09-30 | $3,854,817 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $32,418 |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2020-09-30 | $49,641,619 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2020-09-30 | $55,682,949 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Unqualified |
| Accountancy firm name | 2020-09-30 | DODSON, SHELTON & NELSON, P.A. |
| Accountancy firm EIN | 2020-09-30 | 561684013 |
| 2019 : ROBERT E. MASON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-09-30 | $6,494,098 |
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $6,494,098 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $55,682,949 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $60,448,110 |
| Expenses. Interest paid | 2019-09-30 | $1,632,812 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2019-09-30 | $1,632,812 |
| Total income from all sources (including contributions) | 2019-09-30 | $11,857,779 |
| Total loss/gain on sale of assets | 2019-09-30 | $0 |
| Total of all expenses incurred | 2019-09-30 | $1,642,087 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $8,864 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $3,863,681 |
| Value of total assets at end of year | 2019-09-30 | $27,057,085 |
| Value of total assets at beginning of year | 2019-09-30 | $21,606,554 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $411 |
| Total interest from all sources | 2019-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $1,500,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
| Administrative expenses professional fees incurred | 2019-09-30 | $411 |
| Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
| Value of fidelity bond cover | 2019-09-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
| Total non interest bearing cash at end of year | 2019-09-30 | $972 |
| Total non interest bearing cash at beginning of year | 2019-09-30 | $1,384 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Value of net income/loss | 2019-09-30 | $10,215,692 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $-28,625,864 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $-38,841,556 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
| Assets. Invements in employer securities at end of year | 2019-09-30 | $23,201,296 |
| Assets. Invements in employer securities at beginning of year | 2019-09-30 | $16,707,198 |
| Contributions received in cash from employer | 2019-09-30 | $3,863,681 |
| Employer contributions (assets) at end of year | 2019-09-30 | $3,854,817 |
| Employer contributions (assets) at beginning of year | 2019-09-30 | $4,897,972 |
| Income. Dividends from preferred stock | 2019-09-30 | $1,500,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $8,864 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-09-30 | No |
| Did the plan have assets held for investment | 2019-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2019-09-30 | $55,682,949 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2019-09-30 | $60,448,110 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Unqualified |
| Accountancy firm name | 2019-09-30 | DOBSON, SHELTON & NELSON, P.A. |
| Accountancy firm EIN | 2019-09-30 | 561684013 |
| 2018 : ROBERT E. MASON & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-09-30 | $-50,658,836 |
| Total unrealized appreciation/depreciation of assets | 2018-09-30 | $-50,658,836 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $60,448,110 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
| Expenses. Interest paid | 2018-09-30 | $1,203,457 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2018-09-30 | $1,203,457 |
| Total income from all sources (including contributions) | 2018-09-30 | $-42,137,455 |
| Total loss/gain on sale of assets | 2018-09-30 | $0 |
| Total of all expenses incurred | 2018-09-30 | $1,204,101 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $5,421,381 |
| Value of total assets at end of year | 2018-09-30 | $21,606,554 |
| Value of total assets at beginning of year | 2018-09-30 | $4,500,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $644 |
| Total interest from all sources | 2018-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $3,100,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
| Administrative expenses professional fees incurred | 2018-09-30 | $644 |
| Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
| Value of fidelity bond cover | 2018-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
| Total non interest bearing cash at end of year | 2018-09-30 | $1,384 |
| Total non interest bearing cash at beginning of year | 2018-09-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Value of net income/loss | 2018-09-30 | $-43,341,556 |
| Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $-38,841,556 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $4,500,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
| Assets. Invements in employer securities at end of year | 2018-09-30 | $16,707,198 |
| Assets. Invements in employer securities at beginning of year | 2018-09-30 | $0 |
| Contributions received in cash from employer | 2018-09-30 | $5,421,381 |
| Employer contributions (assets) at end of year | 2018-09-30 | $4,897,972 |
| Employer contributions (assets) at beginning of year | 2018-09-30 | $4,500,000 |
| Income. Dividends from preferred stock | 2018-09-30 | $3,100,000 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-09-30 | No |
| Did the plan have assets held for investment | 2018-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2018-09-30 | $60,448,110 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2018-09-30 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Unqualified |
| Accountancy firm name | 2018-09-30 | DOBSON, SHELTON & NELSON, P.A. |
| Accountancy firm EIN | 2018-09-30 | 561684013 |
