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401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 401k Plan overview

Plan Name401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A.
Plan identification number 001

401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CHARLOTTE EYE EAR NOSE AND THROAT ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name:CHARLOTTE EYE EAR NOSE AND THROAT ASSOCIATES, P.A.
Employer identification number (EIN):561896112
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JAG GILL, SC.D.,FACHE, FACMPE
0012016-01-01JAG GILL, SC.D.,FACHE, FACMPE
0012015-01-01ANNETTE NASH JAG GILL, SC.D., FACHE, FACMPE2016-10-13
0012014-01-01ANNETTE NASH JAG GILL, SC.D., FACHE, FACMPE2015-08-11
0012013-01-01ANNETTE NASH JAG GILL, SC.D., FACHE, FACMPE2015-07-29
0012012-01-01ANNETTE NASH JAG GILL, SC.D., FACHE, FACMPE2013-10-03
0012011-01-01ANNETTE POTTS CHARLES A. HOCH2012-08-06
0012009-01-01ANNETTE POTTS CHARLES A. HOCH2010-09-28

Plan Statistics for 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A.

401k plan membership statisitcs for 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A.

Measure Date Value
2023: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2023 401k membership
Total participants, beginning-of-year2023-01-01901
Total number of active participants reported on line 7a of the Form 55002023-01-01655
Number of retired or separated participants receiving benefits2023-01-0116
Number of other retired or separated participants entitled to future benefits2023-01-01265
Total of all active and inactive participants2023-01-01936
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-019
Total participants2023-01-01945
Number of participants with account balances2023-01-01920
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0168
2022: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2022 401k membership
Total participants, beginning-of-year2022-01-01907
Total number of active participants reported on line 7a of the Form 55002022-01-01612
Number of retired or separated participants receiving benefits2022-01-0118
Number of other retired or separated participants entitled to future benefits2022-01-01266
Total of all active and inactive participants2022-01-01896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-01901
Number of participants with account balances2022-01-01891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0192
2021: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2021 401k membership
Total participants, beginning-of-year2021-01-01943
Total number of active participants reported on line 7a of the Form 55002021-01-01592
Number of retired or separated participants receiving benefits2021-01-0116
Number of other retired or separated participants entitled to future benefits2021-01-01294
Total of all active and inactive participants2021-01-01902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-01907
Number of participants with account balances2021-01-01895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01107
2020: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2020 401k membership
Total participants, beginning-of-year2020-01-01926
Total number of active participants reported on line 7a of the Form 55002020-01-01642
Number of retired or separated participants receiving benefits2020-01-0112
Number of other retired or separated participants entitled to future benefits2020-01-01288
Total of all active and inactive participants2020-01-01942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01943
Number of participants with account balances2020-01-01940
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0185
2019: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2019 401k membership
Total participants, beginning-of-year2019-01-01920
Total number of active participants reported on line 7a of the Form 55002019-01-01757
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-01156
Total of all active and inactive participants2019-01-01926
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01926
Number of participants with account balances2019-01-01914
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0153
2018: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2018 401k membership
Total participants, beginning-of-year2018-01-01874
Total number of active participants reported on line 7a of the Form 55002018-01-01765
Number of retired or separated participants receiving benefits2018-01-0113
Number of other retired or separated participants entitled to future benefits2018-01-01141
Total of all active and inactive participants2018-01-01919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01920
Number of participants with account balances2018-01-01909
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0130
2017: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2017 401k membership
Total participants, beginning-of-year2017-01-01890
Total number of active participants reported on line 7a of the Form 55002017-01-01699
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-01165
Total of all active and inactive participants2017-01-01874
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01874
Number of participants with account balances2017-01-01834
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0168
2016: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2016 401k membership
Total participants, beginning-of-year2016-01-01812
Total number of active participants reported on line 7a of the Form 55002016-01-01748
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-01136
Total of all active and inactive participants2016-01-01890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01890
Number of participants with account balances2016-01-01793
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0169
2015: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2015 401k membership
Total participants, beginning-of-year2015-01-01758
Total number of active participants reported on line 7a of the Form 55002015-01-01643
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-01164
Total of all active and inactive participants2015-01-01812
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01812
Number of participants with account balances2015-01-01799
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0169
2014: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2014 401k membership
Total participants, beginning-of-year2014-01-01709
Total number of active participants reported on line 7a of the Form 55002014-01-01616
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-01138
Total of all active and inactive participants2014-01-01758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01758
Number of participants with account balances2014-01-01748
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0135
2013: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2013 401k membership
Total participants, beginning-of-year2013-01-01640
Total number of active participants reported on line 7a of the Form 55002013-01-01584
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01121
Total of all active and inactive participants2013-01-01708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01709
Number of participants with account balances2013-01-01634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0148
2012: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2012 401k membership
Total participants, beginning-of-year2012-01-01621
Total number of active participants reported on line 7a of the Form 55002012-01-01542
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0195
Total of all active and inactive participants2012-01-01639
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01640
Number of participants with account balances2012-01-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0123
2011: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2011 401k membership
Total participants, beginning-of-year2011-01-01570
Total number of active participants reported on line 7a of the Form 55002011-01-01541
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0178
Total of all active and inactive participants2011-01-01621
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01621
Number of participants with account balances2011-01-01549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0126
2009: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2009 401k membership
Total participants, beginning-of-year2009-01-01578
Total number of active participants reported on line 7a of the Form 55002009-01-01478
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0169
Total of all active and inactive participants2009-01-01549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01550
Number of participants with account balances2009-01-01500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0118

Financial Data on 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A.

Measure Date Value
2023 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$48,793
Total income from all sources (including contributions)2023-12-31$32,876,338
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$21,195,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$21,060,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$9,894,330
Value of total assets at end of year2023-12-31$151,134,367
Value of total assets at beginning of year2023-12-31$139,502,648
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$135,560
Total interest from all sources2023-12-31$36,026
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$4,538,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$4,538,720
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$4,144,038
Participant contributions at end of year2023-12-31$637,929
Participant contributions at beginning of year2023-12-31$532,957
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$861,280
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-12-31$1,372
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$48,793
Other income not declared elsewhere2023-12-31$5,731
Administrative expenses (other) incurred2023-12-31$135,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$11,680,512
Value of net assets at end of year (total assets less liabilities)2023-12-31$151,134,367
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$139,453,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$137,428,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$121,720,743
Interest on participant loans2023-12-31$36,026
Value of interest in common/collective trusts at end of year2023-12-31$9,631,705
Value of interest in common/collective trusts at beginning of year2023-12-31$13,816,391
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$18,090,694
Net investment gain or loss from common/collective trusts2023-12-31$310,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$4,889,012
Employer contributions (assets) at end of year2023-12-31$3,436,580
Employer contributions (assets) at beginning of year2023-12-31$3,432,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$21,058,894
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2023-12-31410746749
2022 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$48,793
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$199,176
Total income from all sources (including contributions)2022-12-31$-16,663,992
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,075,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,912,231
Value of total corrective distributions2022-12-31$26,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,582,165
Value of total assets at end of year2022-12-31$139,502,648
Value of total assets at beginning of year2022-12-31$163,392,537
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$136,606
Total interest from all sources2022-12-31$29,497
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,874,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,874,305
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,843,925
Participant contributions at end of year2022-12-31$532,957
Participant contributions at beginning of year2022-12-31$685,352
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$681,585
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$10,113
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$48,793
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$199,176
Other income not declared elsewhere2022-12-31$11,628
Administrative expenses (other) incurred2022-12-31$136,606
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-23,739,506
Value of net assets at end of year (total assets less liabilities)2022-12-31$139,453,855
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$163,193,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$121,720,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$148,109,807
Interest on participant loans2022-12-31$29,497
Value of interest in common/collective trusts at end of year2022-12-31$13,816,391
Value of interest in common/collective trusts at beginning of year2022-12-31$12,059,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-31,367,055
Net investment gain or loss from common/collective trusts2022-12-31$205,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,056,655
Employer contributions (assets) at end of year2022-12-31$3,432,557
Employer contributions (assets) at beginning of year2022-12-31$2,537,771
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,902,118
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$199,176
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$211,765
Total income from all sources (including contributions)2021-12-31$30,436,497
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,309,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,141,700
Value of total corrective distributions2021-12-31$32,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,239,596
Value of total assets at end of year2021-12-31$163,392,537
Value of total assets at beginning of year2021-12-31$144,278,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$136,188
Total interest from all sources2021-12-31$36,941
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,492,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,492,412
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,508,626
Participant contributions at end of year2021-12-31$685,352
Participant contributions at beginning of year2021-12-31$798,820
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$381
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,652,843
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$11,134
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$199,176
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$211,765
Other income not declared elsewhere2021-12-31$21,523
Administrative expenses (other) incurred2021-12-31$136,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$19,126,499
Value of net assets at end of year (total assets less liabilities)2021-12-31$163,193,361
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$144,066,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$148,109,807
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$129,479,647
Interest on participant loans2021-12-31$36,941
Value of interest in common/collective trusts at end of year2021-12-31$12,059,607
Value of interest in common/collective trusts at beginning of year2021-12-31$11,394,096
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,465,275
Net investment gain or loss from common/collective trusts2021-12-31$180,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,078,127
Employer contributions (assets) at end of year2021-12-31$2,537,771
Employer contributions (assets) at beginning of year2021-12-31$2,605,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,130,566
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$211,765
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$198,914
Total income from all sources (including contributions)2020-12-31$27,179,891
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,317,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,187,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,254,896
Value of total assets at end of year2020-12-31$144,278,627
Value of total assets at beginning of year2020-12-31$126,403,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$129,683
Total interest from all sources2020-12-31$46,248
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,807,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,807,800
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,042,738
Participant contributions at end of year2020-12-31$798,820
Participant contributions at beginning of year2020-12-31$983,031
Participant contributions at end of year2020-12-31$381
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$253,335
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$211,765
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$198,914
Other income not declared elsewhere2020-12-31$23,476
Administrative expenses (other) incurred2020-12-31$129,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$17,862,637
Value of net assets at end of year (total assets less liabilities)2020-12-31$144,066,862
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$126,204,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$129,479,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$110,321,351
Interest on participant loans2020-12-31$46,248
Value of interest in common/collective trusts at end of year2020-12-31$11,394,096
Value of interest in common/collective trusts at beginning of year2020-12-31$12,058,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$15,801,390
Net investment gain or loss from common/collective trusts2020-12-31$246,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,958,823
Employer contributions (assets) at end of year2020-12-31$2,605,683
Employer contributions (assets) at beginning of year2020-12-31$3,040,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,187,571
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$198,914
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$117,114
Total income from all sources (including contributions)2019-12-31$30,216,560
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,196,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,108,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,849,356
Value of total assets at end of year2019-12-31$126,403,139
Value of total assets at beginning of year2019-12-31$104,301,712
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$88,600
Total interest from all sources2019-12-31$52,643
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,285,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,285,224
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,143,770
Participant contributions at end of year2019-12-31$983,031
Participant contributions at beginning of year2019-12-31$1,066,104
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$258,778
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$198,914
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$117,114
Administrative expenses (other) incurred2019-12-31$88,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$22,019,627
Value of net assets at end of year (total assets less liabilities)2019-12-31$126,204,225
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$104,184,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$110,321,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$90,334,648
Interest on participant loans2019-12-31$52,643
Value of interest in common/collective trusts at end of year2019-12-31$12,058,141
Value of interest in common/collective trusts at beginning of year2019-12-31$10,182,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$18,778,374
Net investment gain or loss from common/collective trusts2019-12-31$250,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,446,808
Employer contributions (assets) at end of year2019-12-31$3,040,616
Employer contributions (assets) at beginning of year2019-12-31$2,718,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,108,333
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$117,114
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$125,430
Total income from all sources (including contributions)2018-12-31$1,848,139
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$10,580,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,574,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,996,000
Value of total assets at end of year2018-12-31$104,301,712
Value of total assets at beginning of year2018-12-31$113,042,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,303
Total interest from all sources2018-12-31$52,445
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,838,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,838,043
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,070,942
Participant contributions at end of year2018-12-31$1,066,104
Participant contributions at beginning of year2018-12-31$1,036,322
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$157,762
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$117,114
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$125,430
Administrative expenses (other) incurred2018-12-31$5,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,732,059
Value of net assets at end of year (total assets less liabilities)2018-12-31$104,184,598
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$112,916,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$90,334,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$102,861,809
Interest on participant loans2018-12-31$52,445
Value of interest in common/collective trusts at end of year2018-12-31$10,182,631
Value of interest in common/collective trusts at beginning of year2018-12-31$6,257,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-9,242,743
Net investment gain or loss from common/collective trusts2018-12-31$204,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,767,296
Employer contributions (assets) at end of year2018-12-31$2,718,329
Employer contributions (assets) at beginning of year2018-12-31$2,886,205
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,574,895
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$125,430
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$152,357
Total income from all sources (including contributions)2017-12-31$23,170,295
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,433,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,428,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,050,295
Value of total assets at end of year2017-12-31$113,042,087
Value of total assets at beginning of year2017-12-31$92,332,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,229
Total interest from all sources2017-12-31$41,822
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,172,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,172,129
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,842,896
Participant contributions at end of year2017-12-31$1,036,322
Participant contributions at beginning of year2017-12-31$886,271
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$472,103
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$125,430
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$152,357
Administrative expenses (other) incurred2017-12-31$5,229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$20,736,737
Value of net assets at end of year (total assets less liabilities)2017-12-31$112,916,657
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$92,179,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$102,861,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$83,379,415
Interest on participant loans2017-12-31$41,822
Value of interest in common/collective trusts at end of year2017-12-31$6,257,751
Value of interest in common/collective trusts at beginning of year2017-12-31$5,350,413
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,804,974
Net investment gain or loss from common/collective trusts2017-12-31$101,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,735,296
Employer contributions (assets) at end of year2017-12-31$2,886,205
Employer contributions (assets) at beginning of year2017-12-31$2,716,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,428,329
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$152,357
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$153,807
Total income from all sources (including contributions)2016-12-31$14,793,751
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,832,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,675,819
Value of total corrective distributions2016-12-31$152,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,361,823
Value of total assets at end of year2016-12-31$92,332,277
Value of total assets at beginning of year2016-12-31$81,372,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,730
Total interest from all sources2016-12-31$37,234
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,549,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,549,016
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,784,068
Participant contributions at end of year2016-12-31$886,271
Participant contributions at beginning of year2016-12-31$881,715
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$719,603
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$152,357
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$153,807
Other income not declared elsewhere2016-12-31$56
Administrative expenses (other) incurred2016-12-31$4,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$10,960,845
Value of net assets at end of year (total assets less liabilities)2016-12-31$92,179,920
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$81,219,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$83,379,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$72,596,134
Interest on participant loans2016-12-31$37,234
Value of interest in common/collective trusts at end of year2016-12-31$5,350,413
Value of interest in common/collective trusts at beginning of year2016-12-31$5,396,314
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,747,422
Net investment gain or loss from common/collective trusts2016-12-31$98,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,858,152
Employer contributions (assets) at end of year2016-12-31$2,716,178
Employer contributions (assets) at beginning of year2016-12-31$2,498,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,675,819
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$153,807
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$119,771
Total income from all sources (including contributions)2015-12-31$6,038,971
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,178,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,045,414
Value of total corrective distributions2015-12-31$128,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,404,332
Value of total assets at end of year2015-12-31$81,372,882
Value of total assets at beginning of year2015-12-31$82,478,016
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,610
Total interest from all sources2015-12-31$36,892
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,964,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,964,575
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,586,801
Participant contributions at end of year2015-12-31$881,715
Participant contributions at beginning of year2015-12-31$870,900
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$235,802
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$153,807
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$119,771
Administrative expenses (other) incurred2015-12-31$4,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,139,170
Value of net assets at end of year (total assets less liabilities)2015-12-31$81,219,075
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$82,358,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$72,596,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$73,702,536
Interest on participant loans2015-12-31$36,892
Value of interest in common/collective trusts at end of year2015-12-31$5,396,314
Value of interest in common/collective trusts at beginning of year2015-12-31$5,626,218
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,305,932
Net investment gain or loss from common/collective trusts2015-12-31$-60,896
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,581,729
Employer contributions (assets) at end of year2015-12-31$2,498,719
Employer contributions (assets) at beginning of year2015-12-31$2,278,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,045,414
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$119,771
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$121,581
Total income from all sources (including contributions)2014-12-31$11,464,838
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,144,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,140,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,711,718
Value of total assets at end of year2014-12-31$82,478,016
Value of total assets at beginning of year2014-12-31$74,159,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,516
Total interest from all sources2014-12-31$35,327
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,710,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,710,456
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,156,533
Participant contributions at end of year2014-12-31$870,900
Participant contributions at beginning of year2014-12-31$831,649
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$319,949
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$119,771
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$121,581
Administrative expenses (other) incurred2014-12-31$4,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,320,165
Value of net assets at end of year (total assets less liabilities)2014-12-31$82,358,245
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$74,038,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$73,702,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$66,212,852
Interest on participant loans2014-12-31$35,327
Value of interest in common/collective trusts at end of year2014-12-31$5,626,218
Value of interest in common/collective trusts at beginning of year2014-12-31$5,067,797
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,879,738
Net investment gain or loss from common/collective trusts2014-12-31$127,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,235,236
Employer contributions (assets) at end of year2014-12-31$2,278,362
Employer contributions (assets) at beginning of year2014-12-31$2,047,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,140,157
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$40,639
Total income from all sources (including contributions)2013-12-31$15,538,235
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,653,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,644,687
Value of total corrective distributions2013-12-31$4,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,195,728
Value of total assets at end of year2013-12-31$71,974,898
Value of total assets at beginning of year2013-12-31$60,130,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,974
Total interest from all sources2013-12-31$33,838
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,947,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,947,228
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,168,139
Participant contributions at end of year2013-12-31$831,649
Participant contributions at beginning of year2013-12-31$747,321
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$133,774
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$40,639
Administrative expenses (other) incurred2013-12-31$3,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,884,759
Value of net assets at end of year (total assets less liabilities)2013-12-31$71,974,898
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$60,090,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$66,212,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$51,736,852
Interest on participant loans2013-12-31$33,838
Value of interest in common/collective trusts at end of year2013-12-31$4,930,397
Value of interest in common/collective trusts at beginning of year2013-12-31$5,317,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,549,484
Net investment gain or loss from common/collective trusts2013-12-31$-188,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$893,815
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$2,328,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,644,687
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590
2012 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$40,639
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$40,459
Total income from all sources (including contributions)2012-12-31$11,984,654
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,225,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,222,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,497,462
Value of total assets at end of year2012-12-31$60,130,778
Value of total assets at beginning of year2012-12-31$50,371,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,735
Total interest from all sources2012-12-31$32,608
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,312,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,312,536
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,113,023
Participant contributions at end of year2012-12-31$747,321
Participant contributions at beginning of year2012-12-31$765,405
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$260,739
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$3,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$40,639
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$40,459
Other income not declared elsewhere2012-12-31$401
Administrative expenses (other) incurred2012-12-31$3,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,758,689
Value of net assets at end of year (total assets less liabilities)2012-12-31$60,090,139
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$50,331,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$51,736,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$43,348,170
Interest on participant loans2012-12-31$32,608
Value of interest in common/collective trusts at end of year2012-12-31$5,317,609
Value of interest in common/collective trusts at beginning of year2012-12-31$4,203,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,967,974
Net investment gain or loss from common/collective trusts2012-12-31$173,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,123,700
Employer contributions (assets) at end of year2012-12-31$2,328,996
Employer contributions (assets) at beginning of year2012-12-31$2,054,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,218,646
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$40,459
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$8,875
Total income from all sources (including contributions)2011-12-31$5,159,861
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,800,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,794,519
Value of total corrective distributions2011-12-31$1,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,781,101
Value of total assets at end of year2011-12-31$50,371,909
Value of total assets at beginning of year2011-12-31$50,980,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,734
Total interest from all sources2011-12-31$36,232
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,157,769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,157,769
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,899,845
Participant contributions at end of year2011-12-31$765,405
Participant contributions at beginning of year2011-12-31$785,237
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$135,360
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$965
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$40,459
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$8,875
Administrative expenses (other) incurred2011-12-31$4,734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-640,578
Value of net assets at end of year (total assets less liabilities)2011-12-31$50,331,450
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$50,972,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$43,348,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$44,506,811
Interest on participant loans2011-12-31$36,232
Value of interest in common/collective trusts at end of year2011-12-31$4,203,477
Value of interest in common/collective trusts at beginning of year2011-12-31$3,621,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-982,719
Net investment gain or loss from common/collective trusts2011-12-31$167,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,745,896
Employer contributions (assets) at end of year2011-12-31$2,054,857
Employer contributions (assets) at beginning of year2011-12-31$2,067,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,793,554
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA. LLP
Accountancy firm EIN2011-12-31135381590
2010 : 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$8,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,214,859
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,506,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,499,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,807,421
Value of total assets at end of year2010-12-31$50,980,903
Value of total assets at beginning of year2010-12-31$42,264,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,554
Total interest from all sources2010-12-31$39,298
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$924,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$924,686
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,780,636
Participant contributions at end of year2010-12-31$785,237
Participant contributions at beginning of year2010-12-31$726,991
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$185,803
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$8,875
Administrative expenses (other) incurred2010-12-31$7,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,707,879
Value of net assets at end of year (total assets less liabilities)2010-12-31$50,972,028
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$42,264,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$44,506,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$35,808,551
Interest on participant loans2010-12-31$39,298
Value of interest in common/collective trusts at end of year2010-12-31$3,621,176
Value of interest in common/collective trusts at beginning of year2010-12-31$3,760,971
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,281,888
Net investment gain or loss from common/collective trusts2010-12-31$161,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,840,982
Employer contributions (assets) at end of year2010-12-31$2,067,679
Employer contributions (assets) at beginning of year2010-12-31$1,967,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,499,426
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590

Form 5500 Responses for 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A.

2023: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: 401(K) PROFIT SHARING PLAN OF CHARLOTTE EYE, EAR, NOSE & THROAT ASSOCIATES, P.A. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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