401k Plan data: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN plan

FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 401k Plan overview

Plan Name	FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN
Plan identification number	001

FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FIRST CITIZENS BANK AND TRUST COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: FIRST CITIZENS BANK AND TRUST COMPANY, INC.

Employer identification number (EIN): 570115220

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 CRAIG NIX
001 2013-01-01 DAVID BARTON DAVID BARTON 2014-07-28
001 2012-01-01 DAVID BARTON
001 2011-01-01 BEN JOLLEY BEN JOLLEY 2012-07-27
001 2009-01-01 DAVID BARTON
001 2009-01-01 DAVID BARTON
001 2009-01-01 ANNETTE ROLLINS ANNETTE ROLLINS 2010-07-28

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	CRAIG NIX
001	2013-01-01	DAVID BARTON	DAVID BARTON	2014-07-28
001	2012-01-01	DAVID BARTON
001	2011-01-01	BEN JOLLEY	BEN JOLLEY	2012-07-27
001	2009-01-01	DAVID BARTON
001	2009-01-01	DAVID BARTON
001	2009-01-01	ANNETTE ROLLINS	ANNETTE ROLLINS	2010-07-28

Plan Statistics for FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN

401k plan membership statisitcs for FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN

Measure Date Value
2014: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,750
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 711
Number of retired or separated participants receiving benefits 2014-01-01 511
Number of other retired or separated participants entitled to future benefits 2014-01-01 444
Total of all active and inactive participants 2014-01-01 1,666
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 42
Total participants 2014-01-01 1,708
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,807
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 804
Number of retired or separated participants receiving benefits 2013-01-01 470
Number of other retired or separated participants entitled to future benefits 2013-01-01 434
Total of all active and inactive participants 2013-01-01 1,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 42
Total participants 2013-01-01 1,750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,835
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 897
Number of retired or separated participants receiving benefits 2012-01-01 434
Number of other retired or separated participants entitled to future benefits 2012-01-01 440
Total of all active and inactive participants 2012-01-01 1,771
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 36
Total participants 2012-01-01 1,807
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,876
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 988
Number of retired or separated participants receiving benefits 2011-01-01 406
Number of other retired or separated participants entitled to future benefits 2011-01-01 402
Total of all active and inactive participants 2011-01-01 1,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 39
Total participants 2011-01-01 1,835
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 22
2009: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,096
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,221
Number of retired or separated participants receiving benefits 2009-01-01 351
Number of other retired or separated participants entitled to future benefits 2009-01-01 368
Total of all active and inactive participants 2009-01-01 1,940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 32
Total participants 2009-01-01 1,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 76

Measure	Date	Value
2014: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,750
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	711
Number of retired or separated participants receiving benefits	2014-01-01	511
Number of other retired or separated participants entitled to future benefits	2014-01-01	444
Total of all active and inactive participants	2014-01-01	1,666
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	42
Total participants	2014-01-01	1,708
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,807
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	804
Number of retired or separated participants receiving benefits	2013-01-01	470
Number of other retired or separated participants entitled to future benefits	2013-01-01	434
Total of all active and inactive participants	2013-01-01	1,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	42
Total participants	2013-01-01	1,750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,835
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	897
Number of retired or separated participants receiving benefits	2012-01-01	434
Number of other retired or separated participants entitled to future benefits	2012-01-01	440
Total of all active and inactive participants	2012-01-01	1,771
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	36
Total participants	2012-01-01	1,807
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,876
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	988
Number of retired or separated participants receiving benefits	2011-01-01	406
Number of other retired or separated participants entitled to future benefits	2011-01-01	402
Total of all active and inactive participants	2011-01-01	1,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	39
Total participants	2011-01-01	1,835
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	22
2009: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,096
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,221
Number of retired or separated participants receiving benefits	2009-01-01	351
Number of other retired or separated participants entitled to future benefits	2009-01-01	368
Total of all active and inactive participants	2009-01-01	1,940
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	32
Total participants	2009-01-01	1,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	76

Financial Data on FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN

Measure	Date	Value
2014 : FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$3,922,495
Total unrealized appreciation/depreciation of assets	2014-12-31	$3,922,495
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$19,322,137
Total loss/gain on sale of assets	2014-12-31	$6,856,735
Total of all expenses incurred	2014-12-31	$4,541,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,541,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$5,000,000
Value of total assets at end of year	2014-12-31	$155,622,242
Value of total assets at beginning of year	2014-12-31	$140,841,613
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$1,061,848
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,190,690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$1,062,592
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$987,328
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$336,075
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$335,755
Other income not declared elsewhere	2014-12-31	$290,369
Total non interest bearing cash at end of year	2014-12-31	$434,682
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$14,780,629
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$155,622,242
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$140,841,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,696,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,727,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$12,310,559
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$20,100,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$20,100,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1,061,848
Asset value of US Government securities at end of year	2014-12-31	$23,527,630
Asset value of US Government securities at beginning of year	2014-12-31	$23,738,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$8,166,128
Assets. Invements in employer securities at beginning of year	2014-12-31	$7,337,050
Contributions received in cash from employer	2014-12-31	$5,000,000
Income. Dividends from preferred stock	2014-12-31	$2,190,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,541,508
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$11,680,500
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$8,303,510
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$91,407,289
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$73,311,310
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$85,665,912
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$78,809,177
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2014-12-31	560747981
2013 : FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$14,514,618
Total unrealized appreciation/depreciation of assets	2013-12-31	$14,514,618
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$32,128,111
Total loss/gain on sale of assets	2013-12-31	$-52,700
Total of all expenses incurred	2013-12-31	$4,391,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,391,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$15,000,000
Value of total assets at end of year	2013-12-31	$140,841,613
Value of total assets at beginning of year	2013-12-31	$113,104,536
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$970,156
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,696,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$987,328
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$1,345,924
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$335,755
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$286,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$27,737,077
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$140,841,613
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$113,104,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,727,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,671,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$20,100,604
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$12,867,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$12,867,417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$970,156
Asset value of US Government securities at end of year	2013-12-31	$23,738,562
Asset value of US Government securities at beginning of year	2013-12-31	$24,572,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$7,337,050
Assets. Invements in employer securities at beginning of year	2013-12-31	$5,931,114
Contributions received in cash from employer	2013-12-31	$15,000,000
Income. Dividends from preferred stock	2013-12-31	$1,696,037
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,391,034
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$8,303,510
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$6,947,885
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$73,311,310
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$55,481,762
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$21,812,371
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$21,865,071
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2013-12-31	560747981
2012 : FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$4,948,832
Total unrealized appreciation/depreciation of assets	2012-12-31	$4,948,832
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$12,140,764
Total loss/gain on sale of assets	2012-12-31	$-588,152
Total of all expenses incurred	2012-12-31	$3,953,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,953,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,000,000
Value of total assets at end of year	2012-12-31	$113,104,536
Value of total assets at beginning of year	2012-12-31	$104,917,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$1,192,541
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,587,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$1,345,924
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$746,382
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$519,726
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$286,276
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$419,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$8,187,161
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$113,104,536
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$104,917,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,671,979
Interest earned on other investments	2012-12-31	$28,217
Income. Interest from US Government securities	2012-12-31	$470,081
Income. Interest from corporate debt instruments	2012-12-31	$657,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$12,867,417
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$17,471,405
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$17,471,405
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$36,381
Asset value of US Government securities at end of year	2012-12-31	$24,572,179
Asset value of US Government securities at beginning of year	2012-12-31	$20,340,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at beginning of year	2012-12-31	$7,129,953
Contributions received in cash from employer	2012-12-31	$5,000,000
Income. Dividends from preferred stock	2012-12-31	$65,469
Income. Dividends from common stock	2012-12-31	$1,522,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,953,603
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$8,828,885
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$9,685,925
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$59,531,876
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$48,603,449
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$45,624,881
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$46,213,033
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2012-12-31	560747981
2011 : FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$1,135,675
Total unrealized appreciation/depreciation of assets	2011-12-31	$1,135,675
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$8,787,672
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,493,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,493,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,000,000
Value of total assets at end of year	2011-12-31	$104,917,375
Value of total assets at beginning of year	2011-12-31	$99,623,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$1,539,935
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,112,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$746,382
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$781,121
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$519,726
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$446,716
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$419,597
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$441,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$5,293,779
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$104,917,375
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$99,623,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Interest earned on other investments	2011-12-31	$20,938
Income. Interest from US Government securities	2011-12-31	$424,491
Income. Interest from corporate debt instruments	2011-12-31	$1,070,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$17,471,405
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$14,507,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$14,507,153
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$24,362
Asset value of US Government securities at end of year	2011-12-31	$20,340,938
Asset value of US Government securities at beginning of year	2011-12-31	$18,137,661
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$7,129,953
Assets. Invements in employer securities at beginning of year	2011-12-31	$7,907,664
Contributions received in cash from employer	2011-12-31	$5,000,000
Income. Dividends from preferred stock	2011-12-31	$43,203
Income. Dividends from common stock	2011-12-31	$1,068,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,493,893
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$9,685,925
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$12,815,552
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$48,603,449
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$44,585,926
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$20,804,964
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$20,804,964
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2011-12-31	560747981
2010 : FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$6,693,398
Total unrealized appreciation/depreciation of assets	2010-12-31	$6,693,398
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$19,081,606
Total loss/gain on sale of assets	2010-12-31	$-291,237
Total of all expenses incurred	2010-12-31	$3,195,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,195,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$10,000,000
Value of total assets at end of year	2010-12-31	$99,623,596
Value of total assets at beginning of year	2010-12-31	$83,737,217
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$1,616,363
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,063,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$781,121
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$659,874
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$446,716
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$481,228
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$441,803
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$446,216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$15,886,379
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$99,623,596
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$83,737,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest earned on other investments	2010-12-31	$20,765
Income. Interest from US Government securities	2010-12-31	$568,457
Income. Interest from corporate debt instruments	2010-12-31	$1,007,505
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$14,507,153
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$8,821,724
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$8,821,724
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$19,636
Asset value of US Government securities at end of year	2010-12-31	$18,137,661
Asset value of US Government securities at beginning of year	2010-12-31	$16,848,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$7,907,664
Assets. Invements in employer securities at beginning of year	2010-12-31	$6,808,703
Contributions received in cash from employer	2010-12-31	$10,000,000
Income. Dividends from preferred stock	2010-12-31	$43,203
Income. Dividends from common stock	2010-12-31	$1,019,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,195,227
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$12,815,552
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$13,152,985
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$44,585,926
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$36,518,036
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$28,349,016
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$28,640,253
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2010-12-31	560747981
2009 : FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN

2014: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: FIRST CITIZENS BANK AND TRUST COMPANY, INC. PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIRST CITIZENS BANK AND TRUST COMPANY, INC.
Employer identification number (EIN):	570115220
NAIC Classification:	522110
NAIC Description:	Commercial Banking