401k Plan data: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN plan

FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 401k Plan overview

Plan Name	FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN
Plan identification number	002

FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

FIRST CITIZENS BANK AND TRUST COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: FIRST CITIZENS BANK AND TRUST COMPANY, INC.

Employer identification number (EIN): 570115220

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 DAVID BARTON DAVID BARTON 2015-08-27
002 2014-01-01 DAVID BARTON DAVID BARTON 2015-07-28
002 2013-01-01 DAVID BARTON DAVID BARTON 2014-07-25
002 2012-01-01 DAVID BARTON DAVID BARTON 2013-07-18
002 2011-01-01 DAVID BARTON DAVID BARTON 2012-07-18
002 2009-01-01 DAVID BARTON DAVID BARTON 2010-07-29

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-01-01	DAVID BARTON	DAVID BARTON	2015-08-27
002	2014-01-01	DAVID BARTON	DAVID BARTON	2015-07-28
002	2013-01-01	DAVID BARTON	DAVID BARTON	2014-07-25
002	2012-01-01	DAVID BARTON	DAVID BARTON	2013-07-18
002	2011-01-01	DAVID BARTON	DAVID BARTON	2012-07-18
002	2009-01-01	DAVID BARTON	DAVID BARTON	2010-07-29

Plan Statistics for FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN

401k plan membership statisitcs for FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN

Measure Date Value
2015: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,297
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,392
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,132
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 166
Total of all active and inactive participants 2014-01-01 1,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 1,299
Number of participants with account balances 2014-01-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,436
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,211
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 189
Total of all active and inactive participants 2013-01-01 1,402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 4
Total participants 2013-01-01 1,406
Number of participants with account balances 2013-01-01 699
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,529
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,296
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 153
Total of all active and inactive participants 2012-01-01 1,451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 4
Total participants 2012-01-01 1,455
Number of participants with account balances 2012-01-01 724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,596
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,364
Number of retired or separated participants receiving benefits 2011-01-01 3
Number of other retired or separated participants entitled to future benefits 2011-01-01 162
Total of all active and inactive participants 2011-01-01 1,529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 4
Total participants 2011-01-01 1,533
Number of participants with account balances 2011-01-01 792
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,808
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,521
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 283
Total of all active and inactive participants 2009-01-01 1,804
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 1,806
Number of participants with account balances 2009-01-01 932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,297
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,392
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,132
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	166
Total of all active and inactive participants	2014-01-01	1,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	1,299
Number of participants with account balances	2014-01-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,436
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,211
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	189
Total of all active and inactive participants	2013-01-01	1,402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	4
Total participants	2013-01-01	1,406
Number of participants with account balances	2013-01-01	699
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,529
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,296
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	153
Total of all active and inactive participants	2012-01-01	1,451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	4
Total participants	2012-01-01	1,455
Number of participants with account balances	2012-01-01	724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,596
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,364
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	162
Total of all active and inactive participants	2011-01-01	1,529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	4
Total participants	2011-01-01	1,533
Number of participants with account balances	2011-01-01	792
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,808
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,521
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	283
Total of all active and inactive participants	2009-01-01	1,804
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	1,806
Number of participants with account balances	2009-01-01	932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN

Measure	Date	Value
2015 : FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-01-21	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-01-21	$0
Total unrealized appreciation/depreciation of assets	2015-01-21	$0
Total transfer of assets to this plan	2015-01-21	$0
Total transfer of assets from this plan	2015-01-21	$67,021,307
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-01-21	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-01-21	$0
Expenses. Interest paid	2015-01-21	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-01-21	$0
Total income from all sources (including contributions)	2015-01-21	$-829
Total loss/gain on sale of assets	2015-01-21	$0
Total of all expenses incurred	2015-01-21	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-01-21	$0
Value of total corrective distributions	2015-01-21	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-01-21	$0
Value of total assets at end of year	2015-01-21	$0
Value of total assets at beginning of year	2015-01-21	$67,022,136
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-01-21	$0
Total income from rents	2015-01-21	$0
Total interest from all sources	2015-01-21	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-01-21	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-01-21	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-01-21	$0
Administrative expenses professional fees incurred	2015-01-21	$0
Was this plan covered by a fidelity bond	2015-01-21	Yes
Value of fidelity bond cover	2015-01-21	$15,000,000
If this is an individual account plan, was there a blackout period	2015-01-21	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-01-21	No
Amount of non-exempt transactions with any party-in-interest	2015-01-21	$0
Contributions received from participants	2015-01-21	$0
Participant contributions at beginning of year	2015-01-21	$1,136,109
Participant contributions at end of year	2015-01-21	$0
Participant contributions at beginning of year	2015-01-21	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-01-21	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-01-21	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-01-21	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-01-21	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-01-21	$0
Other income not declared elsewhere	2015-01-21	$0
Administrative expenses (other) incurred	2015-01-21	$0
Liabilities. Value of operating payables at beginning of year	2015-01-21	$0
Total non interest bearing cash at end of year	2015-01-21	$0
Total non interest bearing cash at beginning of year	2015-01-21	$65,672,077
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-21	No
Income. Non cash contributions	2015-01-21	$0
Value of net income/loss	2015-01-21	$-829
Value of net assets at end of year (total assets less liabilities)	2015-01-21	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-01-21	$67,022,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-01-21	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-01-21	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-01-21	$0
Were any leases to which the plan was party in default or uncollectible	2015-01-21	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-01-21	$0
Investment advisory and management fees	2015-01-21	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-01-21	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-01-21	$213,950
Value of interest in pooled separate accounts at end of year	2015-01-21	$0
Value of interest in pooled separate accounts at beginning of year	2015-01-21	$0
Income. Interest from loans (other than to participants)	2015-01-21	$0
Interest earned on other investments	2015-01-21	$0
Income. Interest from US Government securities	2015-01-21	$0
Income. Interest from corporate debt instruments	2015-01-21	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-01-21	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-01-21	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-01-21	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-01-21	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-01-21	$-829
Net investment gain/loss from pooled separate accounts	2015-01-21	$0
Net investment gain or loss from common/collective trusts	2015-01-21	$0
Net gain/loss from 103.12 investment entities	2015-01-21	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-01-21	No
Was there a failure to transmit to the plan any participant contributions	2015-01-21	No
Has the plan failed to provide any benefit when due under the plan	2015-01-21	No
Contributions received in cash from employer	2015-01-21	$0
Employer contributions (assets) at end of year	2015-01-21	$0
Employer contributions (assets) at beginning of year	2015-01-21	$0
Income. Dividends from preferred stock	2015-01-21	$0
Income. Dividends from common stock	2015-01-21	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-01-21	$0
Contract administrator fees	2015-01-21	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-01-21	Yes
Liabilities. Value of benefit claims payable at beginning of year	2015-01-21	$0
Did the plan have assets held for investment	2015-01-21	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-21	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-01-21	Yes
Aggregate proceeds on sale of assets	2015-01-21	$0
Aggregate carrying amount (costs) on sale of assets	2015-01-21	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-01-21	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-01-21	No
Opinion of an independent qualified public accountant for this plan	2015-01-21	Unqualified
Accountancy firm name	2015-01-21	DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN	2015-01-21	560747981
2014 : FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$19,560
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,823,744
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$6,738,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$6,730,067
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,108,114
Value of total assets at end of year	2014-12-31	$67,022,136
Value of total assets at beginning of year	2014-12-31	$66,956,294
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$8,275
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$96,738
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$485,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$485,322
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Amount of non-exempt transactions with any party-in-interest	2014-12-31	$0
Contributions received from participants	2014-12-31	$2,010,250
Participant contributions at end of year	2014-12-31	$1,136,109
Participant contributions at beginning of year	2014-12-31	$1,203,964
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$-1,668
Administrative expenses (other) incurred	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$65,672,077
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$85,402
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$67,022,136
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$66,956,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2014-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$213,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$35,684,313
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$13,460,583
Interest on participant loans	2014-12-31	$50,382
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$16,607,434
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$16,607,434
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$46,356
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,687,969
Net investment gain/loss from pooled separate accounts	2014-12-31	$1,447,269
Net investment gain or loss from common/collective trusts	2014-12-31	$0
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,097,864
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$6,730,067
Contract administrator fees	2014-12-31	$8,275
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN	2014-12-31	560747981
2013 : FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$31,154
Total transfer of assets from this plan	2013-12-31	$144,740
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$12,741,559
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,045,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,036,867
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,402,136
Value of total assets at end of year	2013-12-31	$66,956,294
Value of total assets at beginning of year	2013-12-31	$58,374,172
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,984
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$141,049
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$398,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$398,376
Administrative expenses professional fees incurred	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Amount of non-exempt transactions with any party-in-interest	2013-12-31	$0
Contributions received from participants	2013-12-31	$2,208,532
Participant contributions at end of year	2013-12-31	$1,203,964
Participant contributions at beginning of year	2013-12-31	$1,295,613
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,000
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$-153,036
Administrative expenses (other) incurred	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$8,695,708
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$66,956,294
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$58,374,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2013-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$35,684,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$30,828,265
Value of interest in pooled separate accounts at end of year	2013-12-31	$13,460,583
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$9,255,659
Interest on participant loans	2013-12-31	$52,262
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$16,607,434
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$16,994,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$16,994,635
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$88,787
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,794,361
Net investment gain/loss from pooled separate accounts	2013-12-31	$3,158,673
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,191,604
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,036,867
Contract administrator fees	2013-12-31	$8,984
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN	2013-12-31	560747981
2012 : FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$0
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$203,191
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$8,563,423
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,627,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,617,417
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,665,084
Value of total assets at end of year	2012-12-31	$58,374,172
Value of total assets at beginning of year	2012-12-31	$55,641,606
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$10,249
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$289,937
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$401,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$401,723
Administrative expenses professional fees incurred	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Amount of non-exempt transactions with any party-in-interest	2012-12-31	$0
Contributions received from participants	2012-12-31	$2,358,851
Participant contributions at end of year	2012-12-31	$1,295,613
Participant contributions at beginning of year	2012-12-31	$1,435,313
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$5,253
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$2,935,757
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$58,374,172
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$55,641,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2012-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2012-12-31	$0
Investment advisory and management fees	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$30,828,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$25,536,096
Value of interest in pooled separate accounts at end of year	2012-12-31	$9,255,659
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$8,601,681
Interest on participant loans	2012-12-31	$57,078
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$0
Income. Interest from US Government securities	2012-12-31	$0
Income. Interest from corporate debt instruments	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$16,994,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$20,068,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$20,068,516
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$232,859
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,911,820
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,294,859
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Net gain/loss from 103.12 investment entities	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,300,980
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$0
Income. Dividends from preferred stock	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,617,417
Contract administrator fees	2012-12-31	$10,249
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2012-12-31	560747981
2011 : FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$342,956
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,731,698
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,612,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,597,829
Expenses. Certain deemed distributions of participant loans	2011-12-31	$2,635
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,063,617
Value of total assets at end of year	2011-12-31	$55,641,606
Value of total assets at beginning of year	2011-12-31	$56,864,902
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$11,574
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$300,672
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$324,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$324,796
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Amount of non-exempt transactions with any party-in-interest	2011-12-31	$0
Contributions received from participants	2011-12-31	$2,475,043
Participant contributions at end of year	2011-12-31	$1,435,313
Participant contributions at beginning of year	2011-12-31	$1,354,240
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$211,011
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$5,017
Administrative expenses (other) incurred	2011-12-31	$0
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$-880,340
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$55,641,606
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$56,864,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2011-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2011-12-31	$0
Investment advisory and management fees	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$25,536,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$26,554,544
Value of interest in pooled separate accounts at end of year	2011-12-31	$8,601,681
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$9,138,916
Interest on participant loans	2011-12-31	$63,652
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$0
Income. Interest from US Government securities	2011-12-31	$0
Income. Interest from corporate debt instruments	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$20,068,516
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$19,817,202
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$19,817,202
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$237,020
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,081,593
Net investment gain/loss from pooled separate accounts	2011-12-31	$119,189
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,377,563
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,597,829
Contract administrator fees	2011-12-31	$11,574
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN	2011-12-31	560747981
2010 : FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$117,363
Total transfer of assets from this plan	2010-12-31	$120,347
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$9,377,357
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,439,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,429,658
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,950,034
Value of total assets at end of year	2010-12-31	$56,864,902
Value of total assets at beginning of year	2010-12-31	$50,930,467
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$10,280
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$565,939
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$296,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$296,811
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$0
Contributions received from participants	2010-12-31	$2,479,211
Participant contributions at end of year	2010-12-31	$1,354,240
Participant contributions at beginning of year	2010-12-31	$1,428,997
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$5,298
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$86,613
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$84
Administrative expenses (other) incurred	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$5,937,419
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$56,864,902
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$50,930,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2010-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$26,554,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$24,191,928
Value of interest in pooled separate accounts at end of year	2010-12-31	$9,138,916
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$5,926,857
Interest on participant loans	2010-12-31	$71,299
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$19,817,202
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$19,374,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$19,374,647
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$494,640
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,236,501
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,327,988
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,384,210
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$2,740
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,429,658
Contract administrator fees	2010-12-31	$10,280
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN	2010-12-31	560747981
2009 : FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN

2015: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: FIRST CITIZENS BANK CAPITAL ACCUMULATION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIRST CITIZENS BANK AND TRUST COMPANY, INC.
Employer identification number (EIN):	570115220
NAIC Classification:	522110
NAIC Description:	Commercial Banking