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ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 401k Plan overview

Plan NameROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST
Plan identification number 001

ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MICHAEL B. ROGERS, D.D.S., P.C. has sponsored the creation of one or more 401k plans.

Company Name:MICHAEL B. ROGERS, D.D.S., P.C.
Employer identification number (EIN):581275851
NAIC Classification:621210
NAIC Description:Offices of Dentists

Additional information about MICHAEL B. ROGERS, D.D.S., P.C.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1993-09-02
Company Identification Number: 0414899
Legal Registered Office Address: 4850-A SOUTH 31ST ST
SUITE 350
ARLINGTON
United States of America (USA)
22206

More information about MICHAEL B. ROGERS, D.D.S., P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01MICHAEL B. ROGERS, D.D.S.2016-09-28
0012014-01-01MICHAEL B. ROGERS, D.D.S.
0012013-01-01MICHAEL B. ROGERS, D.D.S.
0012012-01-01MICHAEL B. ROGERS, D.D.S.
0012011-01-01MICHAEL B. ROGERS, D.D.S.
0012010-01-01MICHAEL B. ROGERS, D.D.S. MICHAEL B. ROGERS, D.D.S.2011-10-03
0012009-01-01MICHAEL B. ROGERS, D.D.S. MICHAEL B. ROGERS, D.D.S.2011-05-06
0012009-01-01MICHAEL B. ROGERS, D.D.S. MICHAEL B. ROGERS, D.D.S.2010-10-01

Plan Statistics for ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST

401k plan membership statisitcs for ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST

Measure Date Value
2014: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0123
Total number of active participants reported on line 7a of the Form 55002014-01-0121
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0123
Number of participants with account balances2014-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0121
Total number of active participants reported on line 7a of the Form 55002013-01-0120
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0121
Number of participants with account balances2013-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0122
Total number of active participants reported on line 7a of the Form 55002012-01-0118
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0121
Number of participants with account balances2012-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0120
Total number of active participants reported on line 7a of the Form 55002011-01-0119
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0120
Number of participants with account balances2011-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-0122
Total number of active participants reported on line 7a of the Form 55002010-01-0120
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0120
Number of participants with account balances2010-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0122
Total number of active participants reported on line 7a of the Form 55002009-01-0120
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0122
Total participants2009-01-0122
Number of participants with account balances2009-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST

Measure Date Value
2014 : ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$267,989
Expenses. Total of all expenses incurred2014-12-31$3,698,146
Benefits paid (including direct rollovers)2014-12-31$3,681,049
Total plan assets at end of year2014-12-31$2,224,606
Total plan assets at beginning of year2014-12-31$5,654,763
Value of fidelity bond covering the plan2014-12-31$650,000
Assets. Value of tangible personal property2014-12-31$0
Total contributions received or receivable from participants2014-12-31$107,728
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$40,236
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-3,430,157
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,224,606
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$5,654,763
Total contributions received or receivable from employer(s)2014-12-31$120,025
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$17,097
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2013 401k financial data
Total income from all sources2013-12-31$765,960
Expenses. Total of all expenses incurred2013-12-31$116,654
Benefits paid (including direct rollovers)2013-12-31$93,618
Total plan assets at end of year2013-12-31$5,654,763
Total plan assets at beginning of year2013-12-31$5,005,457
Value of fidelity bond covering the plan2013-12-31$650,000
Assets. Value of tangible personal property2013-12-31$18,161
Total contributions received or receivable from participants2013-12-31$102,059
Other income received2013-12-31$550,764
Net income (gross income less expenses)2013-12-31$649,306
Net plan assets at end of year (total assets less liabilities)2013-12-31$5,654,763
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$5,005,457
Total contributions received or receivable from employer(s)2013-12-31$113,137
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$23,036
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$732,909
Expenses. Total of all expenses incurred2012-12-31$172,823
Benefits paid (including direct rollovers)2012-12-31$132,464
Total plan assets at end of year2012-12-31$5,005,457
Total plan assets at beginning of year2012-12-31$4,445,371
Value of fidelity bond covering the plan2012-12-31$650,000
Assets. Value of tangible personal property2012-12-31$20,451
Total contributions received or receivable from participants2012-12-31$98,435
Other income received2012-12-31$517,864
Net income (gross income less expenses)2012-12-31$560,086
Net plan assets at end of year (total assets less liabilities)2012-12-31$5,005,457
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,445,371
Total contributions received or receivable from employer(s)2012-12-31$116,610
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$40,359
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$500
Total income from all sources2011-12-31$-120,474
Expenses. Total of all expenses incurred2011-12-31$47,281
Benefits paid (including direct rollovers)2011-12-31$47
Total plan assets at end of year2011-12-31$4,445,371
Total plan assets at beginning of year2011-12-31$4,613,626
Value of fidelity bond covering the plan2011-12-31$650,000
Assets. Value of tangible personal property2011-12-31$24,168
Total contributions received or receivable from participants2011-12-31$94,353
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-321,343
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-167,755
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,445,371
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$4,613,126
Total contributions received or receivable from employer(s)2011-12-31$106,516
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$47,234
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2010 401k financial data
Total plan liabilities at end of year2010-12-31$500
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$689,751
Expenses. Total of all expenses incurred2010-12-31$49,556
Benefits paid (including direct rollovers)2010-12-31$19,028
Total plan assets at end of year2010-12-31$4,613,626
Total plan assets at beginning of year2010-12-31$3,972,931
Value of fidelity bond covering the plan2010-12-31$650,000
Assets. Value of tangible personal property2010-12-31$15,316
Total contributions received or receivable from participants2010-12-31$96,325
Contributions received from other sources (not participants or employers)2010-12-31$191
Other income received2010-12-31$475,421
Net income (gross income less expenses)2010-12-31$640,195
Net plan assets at end of year (total assets less liabilities)2010-12-31$4,613,126
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,972,931
Total contributions received or receivable from employer(s)2010-12-31$117,814
Value of certain deemed distributions of participant loans2010-12-31$30,528
2009 : ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST

2014: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ROGERS AND ANDREWS ORTHODONTICS RETIREMENT PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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