401k Plan data: STEPHEN N. RICHIE DMD 401(K) PLAN plan

STEPHEN N. RICHIE DMD 401(K) PLAN 401k Plan overview

Plan Name	STEPHEN N. RICHIE DMD 401(K) PLAN
Plan identification number	001

STEPHEN N. RICHIE DMD 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STEPHEN N. RICHIE, DMD has sponsored the creation of one or more 401k plans.

Company Name: STEPHEN N. RICHIE, DMD

Employer identification number (EIN): 581293071

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEPHEN N. RICHIE DMD 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 STEPHEN RICHIE 2020-10-06 STEPHEN RICHIE 2020-10-06
001 2018-01-01 STEPHEN RICHIE 2019-10-07 STEPHEN RICHIE 2019-10-07
001 2017-01-01 STEPHEN RICHIE 2018-06-26 STEPHEN RICHIE 2018-06-26
001 2016-01-01 STEPHEN RICHIE 2017-03-22 STEPHEN RICHIE 2017-03-22
001 2015-01-01 STEPHEN N. RICHIE, DMD 2016-02-25 STEPHEN N. RICHIE, DMD 2016-02-25
001 2014-01-01 STEPHEN RICHIE 2015-05-07 STEPHEN RICHIE 2015-05-07
001 2013-01-01 STEPHEN RICHIE 2014-02-26 STEPHEN RICHIE 2014-02-26
001 2012-01-01 STEPHEN RICHIE 2013-05-21 STEPHEN RICHIE 2013-05-21
001 2011-01-01 STEPHEN RICHIE 2012-05-02 STEPHEN RICHIE 2012-05-02
001 2010-01-01 STEPHEN RICHIE 2011-05-04 STEPHEN RICHIE 2011-05-04

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	STEPHEN RICHIE	2020-10-06	STEPHEN RICHIE	2020-10-06
001	2018-01-01	STEPHEN RICHIE	2019-10-07	STEPHEN RICHIE	2019-10-07
001	2017-01-01	STEPHEN RICHIE	2018-06-26	STEPHEN RICHIE	2018-06-26
001	2016-01-01	STEPHEN RICHIE	2017-03-22	STEPHEN RICHIE	2017-03-22
001	2015-01-01	STEPHEN N. RICHIE, DMD	2016-02-25	STEPHEN N. RICHIE, DMD	2016-02-25
001	2014-01-01	STEPHEN RICHIE	2015-05-07	STEPHEN RICHIE	2015-05-07
001	2013-01-01	STEPHEN RICHIE	2014-02-26	STEPHEN RICHIE	2014-02-26
001	2012-01-01	STEPHEN RICHIE	2013-05-21	STEPHEN RICHIE	2013-05-21
001	2011-01-01	STEPHEN RICHIE	2012-05-02	STEPHEN RICHIE	2012-05-02
001	2010-01-01	STEPHEN RICHIE	2011-05-04	STEPHEN RICHIE	2011-05-04

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Company Name:	STEPHEN N. RICHIE, DMD
Employer identification number (EIN):	581293071
NAIC Classification:	621210
NAIC Description:	Offices of Dentists