401k Plan data: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN plan

ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN
Plan identification number	002

ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASSOCIATION FOR FINANCIAL PROFESSIONALS has sponsored the creation of one or more 401k plans.

Company Name: ASSOCIATION FOR FINANCIAL PROFESSIONALS

Employer identification number (EIN): 581424769

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-07-01
002 2021-07-01 JEFF GLENZER 2023-03-16 JEFF GLENZER 2023-03-16
002 2020-07-01 JEFF GLENZER 2021-12-06 JEFF GLENZER 2021-12-06
002 2019-07-01 JEFF GLENZER 2020-09-25 JEFF GLENZER 2020-09-25
002 2018-07-01 JEFF GLENZER 2020-01-27 JEFF GLENZER 2020-01-27
002 2017-07-01
002 2016-07-01
002 2015-07-01 JOSEPH DESALVIO 2017-01-18
002 2014-07-01 JOSEPH DESALVIO 2016-01-21
002 2013-07-01
002 2012-07-01 JAMES KAITZ JAMES KAITZ 2014-01-30
002 2011-07-01 JAMES KAITZ
002 2010-07-01 JAMES KAITZ
002 2009-07-01 JAMES KAITZ

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-07-01
002	2021-07-01	JEFF GLENZER	2023-03-16	JEFF GLENZER	2023-03-16
002	2020-07-01	JEFF GLENZER	2021-12-06	JEFF GLENZER	2021-12-06
002	2019-07-01	JEFF GLENZER	2020-09-25	JEFF GLENZER	2020-09-25
002	2018-07-01	JEFF GLENZER	2020-01-27	JEFF GLENZER	2020-01-27
002	2017-07-01
002	2016-07-01
002	2015-07-01	JOSEPH DESALVIO	2017-01-18
002	2014-07-01	JOSEPH DESALVIO	2016-01-21
002	2013-07-01
002	2012-07-01	JAMES KAITZ		JAMES KAITZ	2014-01-30
002	2011-07-01	JAMES KAITZ
002	2010-07-01	JAMES KAITZ
002	2009-07-01	JAMES KAITZ

Plan Statistics for ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN

401k plan membership statisitcs for ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN

Measure Date Value
2012: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 90
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 70
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 23
Total of all active and inactive participants 2012-07-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 93
Number of participants with account balances 2012-07-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 3
2011: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 89
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 69
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 21
Total of all active and inactive participants 2011-07-01 90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 90
Number of participants with account balances 2011-07-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 2
2010: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 89
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 65
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 24
Total of all active and inactive participants 2010-07-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 89
Number of participants with account balances 2010-07-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 3
2009: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 95
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 63
Number of retired or separated participants receiving benefits 2009-07-01 1
Number of other retired or separated participants entitled to future benefits 2009-07-01 24
Total of all active and inactive participants 2009-07-01 88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 1
Total participants 2009-07-01 89
Number of participants with account balances 2009-07-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 3

Measure	Date	Value
2012: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	90
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	70
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	23
Total of all active and inactive participants	2012-07-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	93
Number of participants with account balances	2012-07-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	3
2011: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	89
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	69
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	21
Total of all active and inactive participants	2011-07-01	90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	90
Number of participants with account balances	2011-07-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	2
2010: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	89
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	65
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	24
Total of all active and inactive participants	2010-07-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	89
Number of participants with account balances	2010-07-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	3
2009: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	95
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	63
Number of retired or separated participants receiving benefits	2009-07-01	1
Number of other retired or separated participants entitled to future benefits	2009-07-01	24
Total of all active and inactive participants	2009-07-01	88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	1
Total participants	2009-07-01	89
Number of participants with account balances	2009-07-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	3

Financial Data on ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN

Measure	Date	Value
2013 : ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources	2013-06-30	$2,233,818
Expenses. Total of all expenses incurred	2013-06-30	$569,959
Benefits paid (including direct rollovers)	2013-06-30	$569,930
Total plan assets at end of year	2013-06-30	$9,463,881
Total plan assets at beginning of year	2013-06-30	$7,800,022
Value of fidelity bond covering the plan	2013-06-30	$1,000,000
Total contributions received or receivable from participants	2013-06-30	$343,706
Contributions received from other sources (not participants or employers)	2013-06-30	$5,984
Other income received	2013-06-30	$1,040,817
Net income (gross income less expenses)	2013-06-30	$1,663,859
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$9,463,881
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$7,800,022
Total contributions received or receivable from employer(s)	2013-06-30	$843,311
Expenses. Administrative service providers (salaries,fees and commissions)	2013-06-30	$29
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
2012 : ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2012 401k financial data
Total income from all sources	2012-06-30	$1,227,922
Expenses. Total of all expenses incurred	2012-06-30	$380,216
Benefits paid (including direct rollovers)	2012-06-30	$380,185
Total plan assets at end of year	2012-06-30	$7,800,022
Total plan assets at beginning of year	2012-06-30	$6,952,316
Value of fidelity bond covering the plan	2012-06-30	$1,000,000
Total contributions received or receivable from participants	2012-06-30	$335,479
Other income received	2012-06-30	$-10,810
Net income (gross income less expenses)	2012-06-30	$847,706
Net plan assets at end of year (total assets less liabilities)	2012-06-30	$7,800,022
Net plan assets at beginning of year (total assets less liabilities)	2012-06-30	$6,952,316
Total contributions received or receivable from employer(s)	2012-06-30	$903,253
Expenses. Administrative service providers (salaries,fees and commissions)	2012-06-30	$31
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
2011 : ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2011 401k financial data
Total income from all sources	2011-06-30	$2,232,446
Expenses. Total of all expenses incurred	2011-06-30	$1,455,416
Benefits paid (including direct rollovers)	2011-06-30	$1,455,363
Total plan assets at end of year	2011-06-30	$6,952,316
Total plan assets at beginning of year	2011-06-30	$6,175,286
Value of fidelity bond covering the plan	2011-06-30	$1,000,000
Total contributions received or receivable from participants	2011-06-30	$298,482
Contributions received from other sources (not participants or employers)	2011-06-30	$726
Other income received	2011-06-30	$1,347,537
Net income (gross income less expenses)	2011-06-30	$777,030
Net plan assets at end of year (total assets less liabilities)	2011-06-30	$6,952,316
Net plan assets at beginning of year (total assets less liabilities)	2011-06-30	$6,175,286
Total contributions received or receivable from employer(s)	2011-06-30	$585,701
Expenses. Administrative service providers (salaries,fees and commissions)	2011-06-30	$53
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
2010 : ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN

2012: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: ASSOCIATION FOR FINANCIAL PROFESSIONALS 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ASSOCIATION FOR FINANCIAL PROFESSIONALS
Employer identification number (EIN):	581424769
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations