401k Plan data: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN plan

THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 401k Plan overview

Plan Name	THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN
Plan identification number	002

THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
The employer maintaining this ESOP is an S Corporation
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

THE NORTH HIGHLAND COMPANY has sponsored the creation of one or more 401k plans.

Company Name: THE NORTH HIGHLAND COMPANY

Employer identification number (EIN): 581823492

NAIC Classification: 711510
NAIC Description: Independent Artists, Writers, and Performers

Additional information about THE NORTH HIGHLAND COMPANY

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division

Incorporation Date: 2015-04-22

Company Identification Number: 110542099

Legal Registered Office Address: 388 STATE ST

SALEM
United States of America (USA)
97301

More information about THE NORTH HIGHLAND COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01
002 2015-01-01
002 2014-01-01 CHRISTY THOMAS
002 2013-01-01 CHRISTY THOMAS
002 2012-01-01 CHRISTY THOMAS
002 2011-01-01 CHRISTY THOMAS
002 2010-01-01 LORENE PIERRE
002 2009-01-01 MARGERY RUBIN

Plan Statistics for THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN

401k plan membership statisitcs for THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN

Measure Date Value
2016: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,819
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,531
Number of retired or separated participants receiving benefits 2016-01-01 79
Number of other retired or separated participants entitled to future benefits 2016-01-01 271
Total of all active and inactive participants 2016-01-01 1,881
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 1,882
Number of participants with account balances 2016-01-01 1,504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 191
2015: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,991
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,091
Number of retired or separated participants receiving benefits 2015-01-01 74
Number of other retired or separated participants entitled to future benefits 2015-01-01 277
Total of all active and inactive participants 2015-01-01 1,442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,442
Number of participants with account balances 2015-01-01 2,118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 272
2014: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,729
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,582
Number of retired or separated participants receiving benefits 2014-01-01 45
Number of other retired or separated participants entitled to future benefits 2014-01-01 256
Total of all active and inactive participants 2014-01-01 1,883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,883
Number of participants with account balances 2014-01-01 1,275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 216
2013: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,114
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,020
Number of retired or separated participants receiving benefits 2013-01-01 28
Number of other retired or separated participants entitled to future benefits 2013-01-01 194
Total of all active and inactive participants 2013-01-01 1,242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 1,243
Number of participants with account balances 2013-01-01 1,166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 141
2012: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 987
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 882
Number of retired or separated participants receiving benefits 2012-01-01 40
Number of other retired or separated participants entitled to future benefits 2012-01-01 184
Total of all active and inactive participants 2012-01-01 1,106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,106
Number of participants with account balances 2012-01-01 1,051
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 135
2011: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 752
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 815
Number of retired or separated participants receiving benefits 2011-01-01 31
Number of other retired or separated participants entitled to future benefits 2011-01-01 87
Total of all active and inactive participants 2011-01-01 933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 933
Number of participants with account balances 2011-01-01 886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 97
2010: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 674
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 647
Number of retired or separated participants receiving benefits 2010-01-01 28
Number of other retired or separated participants entitled to future benefits 2010-01-01 80
Total of all active and inactive participants 2010-01-01 755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 755
Number of participants with account balances 2010-01-01 698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 76
2009: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 679
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 579
Number of retired or separated participants receiving benefits 2009-01-01 17
Number of other retired or separated participants entitled to future benefits 2009-01-01 88
Total of all active and inactive participants 2009-01-01 684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 684
Number of participants with account balances 2009-01-01 664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 84

Measure	Date	Value
2016: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,819
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,531
Number of retired or separated participants receiving benefits	2016-01-01	79
Number of other retired or separated participants entitled to future benefits	2016-01-01	271
Total of all active and inactive participants	2016-01-01	1,881
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	1,882
Number of participants with account balances	2016-01-01	1,504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	191
2015: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,991
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,091
Number of retired or separated participants receiving benefits	2015-01-01	74
Number of other retired or separated participants entitled to future benefits	2015-01-01	277
Total of all active and inactive participants	2015-01-01	1,442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,442
Number of participants with account balances	2015-01-01	2,118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	272
2014: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,729
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,582
Number of retired or separated participants receiving benefits	2014-01-01	45
Number of other retired or separated participants entitled to future benefits	2014-01-01	256
Total of all active and inactive participants	2014-01-01	1,883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,883
Number of participants with account balances	2014-01-01	1,275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	216
2013: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,114
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,020
Number of retired or separated participants receiving benefits	2013-01-01	28
Number of other retired or separated participants entitled to future benefits	2013-01-01	194
Total of all active and inactive participants	2013-01-01	1,242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	1,243
Number of participants with account balances	2013-01-01	1,166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	141
2012: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	987
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	882
Number of retired or separated participants receiving benefits	2012-01-01	40
Number of other retired or separated participants entitled to future benefits	2012-01-01	184
Total of all active and inactive participants	2012-01-01	1,106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,106
Number of participants with account balances	2012-01-01	1,051
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	135
2011: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	752
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	815
Number of retired or separated participants receiving benefits	2011-01-01	31
Number of other retired or separated participants entitled to future benefits	2011-01-01	87
Total of all active and inactive participants	2011-01-01	933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	933
Number of participants with account balances	2011-01-01	886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	97
2010: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	674
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	647
Number of retired or separated participants receiving benefits	2010-01-01	28
Number of other retired or separated participants entitled to future benefits	2010-01-01	80
Total of all active and inactive participants	2010-01-01	755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	755
Number of participants with account balances	2010-01-01	698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	76
2009: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	679
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	579
Number of retired or separated participants receiving benefits	2009-01-01	17
Number of other retired or separated participants entitled to future benefits	2009-01-01	88
Total of all active and inactive participants	2009-01-01	684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	684
Number of participants with account balances	2009-01-01	664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	84

Financial Data on THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN

Measure	Date	Value
2016 : THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$3,630,619
Total unrealized appreciation/depreciation of assets	2016-12-31	$3,630,619
Total transfer of assets to this plan	2016-12-31	$2,338,894
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$8,226,452
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$32,792
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$32,792
Total income from all sources (including contributions)	2016-12-31	$30,574,550
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$33,182,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$33,010,908
Expenses. Certain deemed distributions of participant loans	2016-12-31	$62,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$24,251,878
Value of total assets at end of year	2016-12-31	$177,362,954
Value of total assets at beginning of year	2016-12-31	$169,405,659
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$76,719
Total interest from all sources	2016-12-31	$42,110
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,649,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$76,719
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$10,591,171
Participant contributions at end of year	2016-12-31	$1,152,064
Participant contributions at beginning of year	2016-12-31	$855,213
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,008,573
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$1,775,753
Value of net income/loss	2016-12-31	$-2,608,051
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$169,136,502
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$169,405,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$91,265,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$79,510,323
Interest on participant loans	2016-12-31	$42,110
Value of interest in common/collective trusts at end of year	2016-12-31	$5,471,323
Value of interest in common/collective trusts at beginning of year	2016-12-31	$4,831,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,583,117
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$98,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$98,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$68,083,884
Assets. Invements in employer securities at beginning of year	2016-12-31	$69,726,915
Contributions received in cash from employer	2016-12-31	$10,876,381
Employer contributions (assets) at end of year	2016-12-31	$3,152,630
Employer contributions (assets) at beginning of year	2016-12-31	$5,299,809
Income. Dividends from common stock	2016-12-31	$2,649,943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$33,010,908
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$6,654,783
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$9,083,573
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$8,226,452
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2016-12-31	366055558
2015 : THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-28,395,361
Total unrealized appreciation/depreciation of assets	2015-12-31	$-28,395,361
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$-5,822,996
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$28,754,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$28,544,874
Expenses. Certain deemed distributions of participant loans	2015-12-31	$206,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$18,406,019
Value of total assets at end of year	2015-12-31	$169,405,659
Value of total assets at beginning of year	2015-12-31	$203,983,404
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,935
Total interest from all sources	2015-12-31	$37,130
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$4,129,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$2,935
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$9,045,542
Participant contributions at end of year	2015-12-31	$855,213
Participant contributions at beginning of year	2015-12-31	$909,997
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$3,695,023
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,965,662
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$2,635,995
Value of net income/loss	2015-12-31	$-34,577,745
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$169,405,659
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$203,983,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$79,510,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$77,851,206
Interest on participant loans	2015-12-31	$37,130
Value of interest in common/collective trusts at end of year	2015-12-31	$4,831,694
Value of interest in common/collective trusts at beginning of year	2015-12-31	$5,979,037
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$98,132
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,025,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,025,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$69,726,915
Assets. Invements in employer securities at beginning of year	2015-12-31	$103,367,024
Contributions received in cash from employer	2015-12-31	$2,758,820
Employer contributions (assets) at end of year	2015-12-31	$5,299,809
Employer contributions (assets) at beginning of year	2015-12-31	$6,920,560
Income. Dividends from common stock	2015-12-31	$4,129,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$28,544,874
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$489,090
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$9,083,573
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$3,745,667
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2015-12-31	366055558
2014 : THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-5,659,076
Total unrealized appreciation/depreciation of assets	2014-12-31	$-5,659,076
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$16,836,602
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$21,648,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$21,479,750
Expenses. Certain deemed distributions of participant loans	2014-12-31	$125,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$16,558,998
Value of total assets at end of year	2014-12-31	$203,983,404
Value of total assets at beginning of year	2014-12-31	$208,795,700
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$43,765
Total interest from all sources	2014-12-31	$38,647
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$5,666,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$43,765
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$8,697,912
Participant contributions at end of year	2014-12-31	$909,997
Participant contributions at beginning of year	2014-12-31	$1,065,398
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$3,695,023
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$3,871,986
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$940,526
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$4,371,760
Value of net income/loss	2014-12-31	$-4,812,296
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$203,983,404
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$208,795,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$77,851,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$69,895,914
Interest on participant loans	2014-12-31	$38,647
Value of interest in common/collective trusts at end of year	2014-12-31	$5,979,037
Value of interest in common/collective trusts at beginning of year	2014-12-31	$7,882,581
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,025,800
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,140,290
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,140,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$231,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$103,367,024
Assets. Invements in employer securities at beginning of year	2014-12-31	$114,779,984
Contributions received in cash from employer	2014-12-31	$2,548,800
Employer contributions (assets) at end of year	2014-12-31	$6,920,560
Employer contributions (assets) at beginning of year	2014-12-31	$6,839,555
Income. Dividends from common stock	2014-12-31	$5,666,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$21,479,750
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$489,090
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$679,029
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$3,745,667
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$2,640,963
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-12-31	366055558
2013 : THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$16,473,176
Total unrealized appreciation/depreciation of assets	2013-12-31	$16,473,176
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$45,102,800
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$14,240,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$14,057,874
Expenses. Certain deemed distributions of participant loans	2013-12-31	$132,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$15,877,875
Value of total assets at end of year	2013-12-31	$208,795,700
Value of total assets at beginning of year	2013-12-31	$177,933,034
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$50,069
Total interest from all sources	2013-12-31	$43,510
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,999,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$50,069
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$7,747,297
Participant contributions at end of year	2013-12-31	$1,065,398
Participant contributions at beginning of year	2013-12-31	$982,241
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$384,513
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$3,871,986
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$3,459,912
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,291,023
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$833,797
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$172,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$4,462,500
Value of net income/loss	2013-12-31	$30,862,666
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$208,795,700
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$177,933,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$69,895,914
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$52,910,507
Interest on participant loans	2013-12-31	$43,510
Value of interest in common/collective trusts at end of year	2013-12-31	$7,882,581
Value of interest in common/collective trusts at beginning of year	2013-12-31	$8,721,783
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,140,290
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,110,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,110,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$7,875,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$114,779,984
Assets. Invements in employer securities at beginning of year	2013-12-31	$101,585,432
Contributions received in cash from employer	2013-12-31	$2,377,055
Employer contributions (assets) at end of year	2013-12-31	$6,839,555
Employer contributions (assets) at beginning of year	2013-12-31	$7,004,232
Income. Dividends from common stock	2013-12-31	$3,999,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$14,057,874
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$679,029
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$91,721
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$2,640,963
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$1,508,989
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$6,092,653
Total unrealized appreciation/depreciation of assets	2012-12-31	$6,092,653
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$28,770,277
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$9,430,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$9,314,898
Expenses. Certain deemed distributions of participant loans	2012-12-31	$61,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$15,381,467
Value of total assets at end of year	2012-12-31	$177,933,034
Value of total assets at beginning of year	2012-12-31	$158,592,808
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$53,883
Total interest from all sources	2012-12-31	$188,254
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,614,453
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,467,601
Administrative expenses professional fees incurred	2012-12-31	$53,883
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$7,545,355
Participant contributions at end of year	2012-12-31	$982,241
Participant contributions at beginning of year	2012-12-31	$726,149
Participant contributions at end of year	2012-12-31	$384,513
Participant contributions at beginning of year	2012-12-31	$184,013
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$3,459,912
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$2,960,338
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$831,880
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$7,048
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$580,699
Total non interest bearing cash at end of year	2012-12-31	$172,991
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$4,495,400
Value of net income/loss	2012-12-31	$19,340,226
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$177,933,034
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$158,592,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$52,910,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$40,155,563
Interest on participant loans	2012-12-31	$34,900
Interest earned on other investments	2012-12-31	$143,936
Income. Interest from corporate debt instruments	2012-12-31	$9,384
Value of interest in common/collective trusts at end of year	2012-12-31	$8,721,783
Value of interest in common/collective trusts at beginning of year	2012-12-31	$8,838,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,110,713
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,237,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,237,597
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$34
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,912,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$101,585,432
Assets. Invements in employer securities at beginning of year	2012-12-31	$95,386,468
Contributions received in cash from employer	2012-12-31	$2,508,832
Employer contributions (assets) at end of year	2012-12-31	$7,004,232
Employer contributions (assets) at beginning of year	2012-12-31	$7,831,627
Income. Dividends from common stock	2012-12-31	$146,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$9,314,898
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$91,721
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$21,473
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$1,508,989
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$1,243,936
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2012-12-31	366055558
2011 : THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$30,558,563
Total unrealized appreciation/depreciation of assets	2011-12-31	$30,558,563
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$50,089,785
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$8,287,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$8,127,052
Expenses. Certain deemed distributions of participant loans	2011-12-31	$121,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$15,319,378
Value of total assets at end of year	2011-12-31	$158,592,808
Value of total assets at beginning of year	2011-12-31	$116,790,577
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$39,380
Total interest from all sources	2011-12-31	$163,217
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,072,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$956,382
Administrative expenses professional fees incurred	2011-12-31	$39,380
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$6,248,567
Participant contributions at end of year	2011-12-31	$726,149
Participant contributions at beginning of year	2011-12-31	$617,750
Participant contributions at end of year	2011-12-31	$184,013
Participant contributions at beginning of year	2011-12-31	$232,854
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$2,960,338
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$2,456,626
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,223,982
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$7,048
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$7,046
Other income not declared elsewhere	2011-12-31	$-176,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$5,751,277
Value of net income/loss	2011-12-31	$41,802,231
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$158,592,808
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$116,790,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$40,155,563
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$34,022,749
Interest on participant loans	2011-12-31	$28,157
Interest earned on other investments	2011-12-31	$134,816
Value of interest in common/collective trusts at end of year	2011-12-31	$8,838,596
Value of interest in common/collective trusts at beginning of year	2011-12-31	$6,406,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,237,597
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,077,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,077,338
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$244
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$3,152,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$95,386,468
Assets. Invements in employer securities at beginning of year	2011-12-31	$66,038,882
Contributions received in cash from employer	2011-12-31	$2,095,552
Employer contributions (assets) at end of year	2011-12-31	$7,831,627
Employer contributions (assets) at beginning of year	2011-12-31	$4,735,911
Income. Dividends from common stock	2011-12-31	$116,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$8,127,052
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$21,473
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$1,243,936
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$1,194,753
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2011-12-31	366055558
2010 : THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$41,739,066
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$30,431,270
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$4,503,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,421,372
Expenses. Certain deemed distributions of participant loans	2010-12-31	$67,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$8,572,553
Value of total assets at end of year	2010-12-31	$116,790,577
Value of total assets at beginning of year	2010-12-31	$49,124,154
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$14,945
Total interest from all sources	2010-12-31	$82,229
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$591,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$522,685
Administrative expenses professional fees incurred	2010-12-31	$14,945
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,456,476
Participant contributions at end of year	2010-12-31	$617,750
Participant contributions at end of year	2010-12-31	$232,854
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$2,456,626
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$380,166
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$7,046
Other income not declared elsewhere	2010-12-31	$19,015,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$25,927,357
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$116,790,577
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$49,124,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$34,022,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$130,665
Interest on participant loans	2010-12-31	$18,389
Interest earned on other investments	2010-12-31	$63,481
Value of interest in common/collective trusts at end of year	2010-12-31	$6,406,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,077,338
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$359
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,169,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$66,038,882
Assets. Invements in employer securities at beginning of year	2010-12-31	$46,483,509
Contributions received in cash from employer	2010-12-31	$4,735,911
Employer contributions (assets) at end of year	2010-12-31	$4,735,911
Employer contributions (assets) at beginning of year	2010-12-31	$2,509,980
Income. Dividends from preferred stock	2010-12-31	$68,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,421,372
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$1,194,753
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2010-12-31	036605558
2009 : THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN

2016: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE NORTH HIGHLAND COMPANY ESOP & 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	THE NORTH HIGHLAND COMPANY
Employer identification number (EIN):	581823492
NAIC Classification:	711510
NAIC Description:	Independent Artists, Writers, and Performers

Jurisdiction of Incorporation:	Oregon Secretary of State Corporations Division
Incorporation Date:	2015-04-22
Company Identification Number:	110542099
Legal Registered Office Address:	388 STATE ST SALEM United States of America (USA) 97301