401k Plan data: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN plan

WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 401k Plan overview

Plan Name	WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN
Plan identification number	001

WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAM JOHNSTON ASSOC., INC. JOHNSTON GROUP has sponsored the creation of one or more 401k plans.

Company Name: WILLIAM JOHNSTON ASSOC., INC. JOHNSTON GROUP

Employer identification number (EIN): 581854200

NAIC Classification: 337000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 WILLIAM JOHNSTON
001 2012-01-01 WILLIAM JOHNSTON WILLIAM JOHNSTON 2013-09-23
001 2011-01-01 WILLIAM JOHNSTON WILLIAM JOHNSTON 2012-04-27
001 2010-01-01 WILLIAM JOHNSTON WILLIAM JOHNSTON 2011-10-07
001 2009-01-01 WILLIAM JOHNSTON WILLIAM JOHNSTON 2010-10-10

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	WILLIAM JOHNSTON
001	2012-01-01	WILLIAM JOHNSTON	WILLIAM JOHNSTON	2013-09-23
001	2011-01-01	WILLIAM JOHNSTON	WILLIAM JOHNSTON	2012-04-27
001	2010-01-01	WILLIAM JOHNSTON	WILLIAM JOHNSTON	2011-10-07
001	2009-01-01	WILLIAM JOHNSTON	WILLIAM JOHNSTON	2010-10-10

Plan Statistics for WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN

401k plan membership statisitcs for WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN

Measure Date Value
2013: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 4
Number of participants with account balances 2013-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 4
Number of participants with account balances 2012-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 4
Number of participants with account balances 2011-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 4
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 5
Number of participants with account balances 2010-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	4
Number of participants with account balances	2013-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	4
Number of participants with account balances	2012-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	4
Number of participants with account balances	2011-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	4
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	5
Number of participants with account balances	2010-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN

Measure	Date	Value
2013 : WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$342,109
Expenses. Total of all expenses incurred	2013-12-31	$0
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$1,652,709
Total plan assets at beginning of year	2013-12-31	$1,310,600
Value of fidelity bond covering the plan	2013-12-31	$200,000
Total contributions received or receivable from participants	2013-12-31	$43,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$299,109
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$342,109
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,652,709
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,310,600
Assets. Value of participant loans	2013-12-31	$29,646
Assets. Value of employer securities	2013-12-31	$188,347
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
2012 : WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$225,370
Expenses. Total of all expenses incurred	2012-12-31	$0
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$1,310,600
Total plan assets at beginning of year	2012-12-31	$1,085,230
Value of fidelity bond covering the plan	2012-12-31	$200,000
Total contributions received or receivable from participants	2012-12-31	$39,500
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$185,870
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$225,370
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,310,600
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,085,230
Assets. Value of employer securities	2012-12-31	$141,596
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
2011 : WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$42,606
Expenses. Total of all expenses incurred	2011-12-31	$2,319
Benefits paid (including direct rollovers)	2011-12-31	$2,319
Total plan assets at end of year	2011-12-31	$1,085,230
Total plan assets at beginning of year	2011-12-31	$1,044,943
Value of fidelity bond covering the plan	2011-12-31	$200,000
Total contributions received or receivable from participants	2011-12-31	$41,500
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$1,106
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$40,287
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,085,230
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,044,943
Assets. Value of employer securities	2011-12-31	$98,557
Total contributions received or receivable from employer(s)	2011-12-31	$0
2010 : WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$181,410
Expenses. Total of all expenses incurred	2010-12-31	$15,307
Benefits paid (including direct rollovers)	2010-12-31	$15,307
Total plan assets at end of year	2010-12-31	$1,044,943
Total plan assets at beginning of year	2010-12-31	$878,840
Value of fidelity bond covering the plan	2010-12-31	$200,000
Total contributions received or receivable from participants	2010-12-31	$34,902
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$146,508
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$166,103
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,044,943
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$878,840
Assets. Value of employer securities	2010-12-31	$103,741
Total contributions received or receivable from employer(s)	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN

2013: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: WILLIAM JOHNSTON ASSOC., INC. EMPLOYEES' 401(K) PS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	WILLIAM JOHNSTON ASSOC., INC. JOHNSTON GROUP
Employer identification number (EIN):	581854200
NAIC Classification:	337000