401k Plan data: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN plan

SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN
Plan identification number	001

SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE SMITH & WOLLENSKY RESTAURANT GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE SMITH & WOLLENSKY RESTAURANT GROUP, INC.

Employer identification number (EIN): 582350980

NAIC Classification: 722511
NAIC Description: Full-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 MELISSA LEE 2022-10-14 MELISSA LEE 2022-10-14
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 MICHAEL FEIGHERY MICHAEL FEIGHERY 2018-09-21
001 2016-01-01 CATHERINE TSOUKALAS CATHERINE TSOUKALAS 2017-10-04
001 2015-01-01 CATHERINE TSOUKALAS CATHERINE TSOUKALAS 2016-08-03
001 2014-01-01 CATHERINE TSOUKALAS CATHERINE TSOUKALAS 2015-07-27
001 2012-01-01 CATHY TSOUKALAS CATHY TSOUKALAS 2013-10-07
001 2011-01-01 CATHERINE TSOUKALAS CATHERINE TSOUKALAS 2012-10-15
001 2010-01-01 CATHY TSOUKALAS CATHY TSOUKALAS 2011-11-10
001 2009-01-01 CATHERINE TSOUKALAS CATHERINE TSOUKALAS 2010-10-15
001 2009-01-01 CATHERINE TSOUKALAS CATHERINE TSOUKALAS 2010-10-15
001 2009-01-01 CATHY TSOUKALAS CATHY TSOUKALAS 2011-10-18

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	MELISSA LEE	2022-10-14	MELISSA LEE	2022-10-14
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	MICHAEL FEIGHERY		MICHAEL FEIGHERY	2018-09-21
001	2016-01-01	CATHERINE TSOUKALAS		CATHERINE TSOUKALAS	2017-10-04
001	2015-01-01	CATHERINE TSOUKALAS		CATHERINE TSOUKALAS	2016-08-03
001	2014-01-01	CATHERINE TSOUKALAS		CATHERINE TSOUKALAS	2015-07-27
001	2012-01-01	CATHY TSOUKALAS		CATHY TSOUKALAS	2013-10-07
001	2011-01-01	CATHERINE TSOUKALAS		CATHERINE TSOUKALAS	2012-10-15
001	2010-01-01	CATHY TSOUKALAS		CATHY TSOUKALAS	2011-11-10
001	2009-01-01	CATHERINE TSOUKALAS		CATHERINE TSOUKALAS	2010-10-15
001	2009-01-01	CATHERINE TSOUKALAS		CATHERINE TSOUKALAS	2010-10-15
001	2009-01-01	CATHY TSOUKALAS		CATHY TSOUKALAS	2011-10-18

Plan Statistics for SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN

401k plan membership statisitcs for SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN

Measure Date Value
2021: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 631
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 569
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 589
Number of other retired or separated participants entitled to future benefits 2020-01-01 42
Total of all active and inactive participants 2020-01-01 631
Total participants 2020-01-01 631
Number of participants with account balances 2020-01-01 97
2019: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 531
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 495
Number of other retired or separated participants entitled to future benefits 2019-01-01 40
Total of all active and inactive participants 2019-01-01 535
Total participants 2019-01-01 535
Number of participants with account balances 2019-01-01 147
2018: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 750
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 650
Total of all active and inactive participants 2018-01-01 650
Total participants 2018-01-01 650
Number of participants with account balances 2018-01-01 157
2017: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 750
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 610
Total of all active and inactive participants 2017-01-01 610
Total participants 2017-01-01 610
Number of participants with account balances 2017-01-01 156
2016: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 846
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 750
Total of all active and inactive participants 2016-01-01 750
Total participants 2016-01-01 750
Number of participants with account balances 2016-01-01 166
2015: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 974
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 846
Total of all active and inactive participants 2015-01-01 846
Total participants 2015-01-01 846
Number of participants with account balances 2015-01-01 162
2014: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,091
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 974
Total of all active and inactive participants 2014-01-01 974
Total participants 2014-01-01 974
Number of participants with account balances 2014-01-01 158
2012: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,253
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 926
Number of retired or separated participants receiving benefits 2012-01-01 217
Total of all active and inactive participants 2012-01-01 1,143
Total participants 2012-01-01 1,143
Number of participants with account balances 2012-01-01 169
2011: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,382
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 878
Number of retired or separated participants receiving benefits 2011-01-01 375
Total of all active and inactive participants 2011-01-01 1,253
Total participants 2011-01-01 1,253
Number of participants with account balances 2011-01-01 171
2010: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 882
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,023
Number of retired or separated participants receiving benefits 2010-01-01 359
Total of all active and inactive participants 2010-01-01 1,382
Total participants 2010-01-01 1,382
Number of participants with account balances 2010-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,030
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 686
Number of other retired or separated participants entitled to future benefits 2009-01-01 196
Total of all active and inactive participants 2009-01-01 882
Total participants 2009-01-01 882
Number of participants with account balances 2009-01-01 179

Measure	Date	Value
2021: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	631
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	569
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	589
Number of other retired or separated participants entitled to future benefits	2020-01-01	42
Total of all active and inactive participants	2020-01-01	631
Total participants	2020-01-01	631
Number of participants with account balances	2020-01-01	97
2019: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	531
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	495
Number of other retired or separated participants entitled to future benefits	2019-01-01	40
Total of all active and inactive participants	2019-01-01	535
Total participants	2019-01-01	535
Number of participants with account balances	2019-01-01	147
2018: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	750
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	650
Total of all active and inactive participants	2018-01-01	650
Total participants	2018-01-01	650
Number of participants with account balances	2018-01-01	157
2017: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	750
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	610
Total of all active and inactive participants	2017-01-01	610
Total participants	2017-01-01	610
Number of participants with account balances	2017-01-01	156
2016: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	846
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	750
Total of all active and inactive participants	2016-01-01	750
Total participants	2016-01-01	750
Number of participants with account balances	2016-01-01	166
2015: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	974
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	846
Total of all active and inactive participants	2015-01-01	846
Total participants	2015-01-01	846
Number of participants with account balances	2015-01-01	162
2014: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,091
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	974
Total of all active and inactive participants	2014-01-01	974
Total participants	2014-01-01	974
Number of participants with account balances	2014-01-01	158
2012: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,253
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	926
Number of retired or separated participants receiving benefits	2012-01-01	217
Total of all active and inactive participants	2012-01-01	1,143
Total participants	2012-01-01	1,143
Number of participants with account balances	2012-01-01	169
2011: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,382
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	878
Number of retired or separated participants receiving benefits	2011-01-01	375
Total of all active and inactive participants	2011-01-01	1,253
Total participants	2011-01-01	1,253
Number of participants with account balances	2011-01-01	171
2010: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	882
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,023
Number of retired or separated participants receiving benefits	2010-01-01	359
Total of all active and inactive participants	2010-01-01	1,382
Total participants	2010-01-01	1,382
Number of participants with account balances	2010-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,030
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	686
Number of other retired or separated participants entitled to future benefits	2009-01-01	196
Total of all active and inactive participants	2009-01-01	882
Total participants	2009-01-01	882
Number of participants with account balances	2009-01-01	179

Financial Data on SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN

Measure	Date	Value
2021 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2021 401k financial data
Total transfer of assets from this plan	2021-12-31	$3,346,171
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$703,942
Total of all expenses incurred	2021-12-31	$222,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$216,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$261,202
Value of total assets at end of year	2021-12-31	$0
Value of total assets at beginning of year	2021-12-31	$2,864,448
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$5,515
Total interest from all sources	2021-12-31	$6,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$5,515
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$257,165
Participant contributions at beginning of year	2021-12-31	$33,980
Participant contributions at beginning of year	2021-12-31	$6,463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$481,723
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$2,864,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$2,439,648
Interest on participant loans	2021-12-31	$3,623
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$3,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$350,303
Net investment gain/loss from pooled separate accounts	2021-12-31	$436,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$4,037
Employer contributions (assets) at beginning of year	2021-12-31	$34,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$216,704
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2021-12-31	954345526
2020 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$670,357
Total of all expenses incurred	2020-12-31	$245,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$242,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$244,257
Value of total assets at end of year	2020-12-31	$2,864,448
Value of total assets at beginning of year	2020-12-31	$2,439,214
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,639
Total interest from all sources	2020-12-31	$6,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$2,639
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$133,893
Participant contributions at end of year	2020-12-31	$33,980
Participant contributions at beginning of year	2020-12-31	$32,091
Participant contributions at end of year	2020-12-31	$6,463
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$76,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$425,234
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$2,864,448
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$2,439,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$2,439,648
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$2,008,088
Interest on participant loans	2020-12-31	$2,613
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$3,598
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$350,303
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$367,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$419,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$34,054
Employer contributions (assets) at end of year	2020-12-31	$34,054
Employer contributions (assets) at beginning of year	2020-12-31	$31,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$242,484
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2020-12-31	954345526
2019 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$588,013
Total of all expenses incurred	2019-12-31	$279,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$277,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$171,513
Value of total assets at end of year	2019-12-31	$2,439,214
Value of total assets at beginning of year	2019-12-31	$2,130,408
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,381
Total interest from all sources	2019-12-31	$6,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$135,492
Participant contributions at end of year	2019-12-31	$32,091
Participant contributions at beginning of year	2019-12-31	$32,217
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$4,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$308,806
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,439,214
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,130,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,008,088
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$1,747,084
Interest on participant loans	2019-12-31	$2,449
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$4,034
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$367,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$318,785
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$410,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$31,485
Employer contributions (assets) at end of year	2019-12-31	$31,485
Employer contributions (assets) at beginning of year	2019-12-31	$32,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$277,826
Contract administrator fees	2019-12-31	$1,381
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2019-12-31	954345526
2018 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$60,835
Total of all expenses incurred	2018-12-31	$444,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$443,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$167,814
Value of total assets at end of year	2018-12-31	$2,130,408
Value of total assets at beginning of year	2018-12-31	$2,514,314
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$888
Total interest from all sources	2018-12-31	$8,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$135,492
Participant contributions at end of year	2018-12-31	$32,217
Participant contributions at beginning of year	2018-12-31	$23,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-383,906
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,130,408
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,514,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$1,747,084
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$2,153,263
Interest on participant loans	2018-12-31	$4,641
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$3,448
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$318,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$315,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-115,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$32,322
Employer contributions (assets) at end of year	2018-12-31	$32,322
Employer contributions (assets) at beginning of year	2018-12-31	$22,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$443,853
Contract administrator fees	2018-12-31	$888
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2018-12-31	954345526
2017 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$550,765
Total of all expenses incurred	2017-12-31	$499,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$498,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$149,613
Value of total assets at end of year	2017-12-31	$2,514,314
Value of total assets at beginning of year	2017-12-31	$2,462,911
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,192
Total interest from all sources	2017-12-31	$6,171
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$1,192
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$127,150
Participant contributions at end of year	2017-12-31	$23,439
Participant contributions at beginning of year	2017-12-31	$35,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$51,403
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,514,314
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,462,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$2,153,263
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$2,086,082
Interest on participant loans	2017-12-31	$2,631
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$3,540
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$315,149
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$313,110
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$394,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$22,463
Employer contributions (assets) at end of year	2017-12-31	$22,463
Employer contributions (assets) at beginning of year	2017-12-31	$27,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$498,170
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2017-12-31	954345526
2016 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$397,650
Total of all expenses incurred	2016-12-31	$60,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$59,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$203,146
Value of total assets at end of year	2016-12-31	$2,462,911
Value of total assets at beginning of year	2016-12-31	$2,125,925
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,263
Total interest from all sources	2016-12-31	$5,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$1,263
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$139,832
Participant contributions at end of year	2016-12-31	$35,723
Participant contributions at beginning of year	2016-12-31	$61,567
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$35,318
Other income not declared elsewhere	2016-12-31	$1,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$336,986
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,462,911
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,125,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,086,082
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,828,280
Income. Interest from loans (other than to participants)	2016-12-31	$1,981
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$3,022
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$313,110
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$208,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$188,189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$27,996
Employer contributions (assets) at end of year	2016-12-31	$27,996
Employer contributions (assets) at beginning of year	2016-12-31	$27,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$59,401
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2016-12-31	954345526
2015 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$154,395
Total of all expenses incurred	2015-12-31	$422,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$421,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$149,031
Value of total assets at end of year	2015-12-31	$2,125,925
Value of total assets at beginning of year	2015-12-31	$2,394,202
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,363
Total interest from all sources	2015-12-31	$3,808
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$1,363
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$121,452
Participant contributions at end of year	2015-12-31	$61,567
Participant contributions at beginning of year	2015-12-31	$13,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-268,277
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,125,925
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,394,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,828,280
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,125,996
Interest on participant loans	2015-12-31	$1,499
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$2,309
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$208,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$227,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$1,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$27,579
Employer contributions (assets) at end of year	2015-12-31	$27,579
Employer contributions (assets) at beginning of year	2015-12-31	$27,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$421,309
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2015-12-31	954345526
2014 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$305,996
Total of all expenses incurred	2014-12-31	$218,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$217,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$152,511
Value of total assets at end of year	2014-12-31	$2,394,202
Value of total assets at beginning of year	2014-12-31	$2,306,833
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,443
Total interest from all sources	2014-12-31	$5,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$1,443
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$125,435
Participant contributions at end of year	2014-12-31	$13,200
Participant contributions at beginning of year	2014-12-31	$57,535
Participant contributions at beginning of year	2014-12-31	$4,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$87,369
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,394,202
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,306,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,125,996
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,032,943
Income. Interest from loans (other than to participants)	2014-12-31	$2,809
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$2,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$227,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$189,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$148,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$27,076
Employer contributions (assets) at end of year	2014-12-31	$27,076
Employer contributions (assets) at beginning of year	2014-12-31	$22,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$217,184
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2014-12-31	954345526
2013 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2013 401k financial data
Expenses. Interest paid	2013-12-31	$24,494
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$24,494
Total income from all sources (including contributions)	2013-12-31	$641,951
Total of all expenses incurred	2013-12-31	$255,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$229,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$182,864
Value of total assets at end of year	2013-12-31	$2,306,833
Value of total assets at beginning of year	2013-12-31	$1,920,438
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,640
Total interest from all sources	2013-12-31	$5,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$110,730
Participant contributions at end of year	2013-12-31	$57,535
Participant contributions at beginning of year	2013-12-31	$94,393
Participant contributions at end of year	2013-12-31	$4,500
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$49,426
Other income not declared elsewhere	2013-12-31	$454,069
Administrative expenses (other) incurred	2013-12-31	$1,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$386,395
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,306,833
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,920,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,628,888
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,032,943
Income. Interest from loans (other than to participants)	2013-12-31	$2,905
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$2,113
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$189,147
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$173,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$22,708
Employer contributions (assets) at end of year	2013-12-31	$22,708
Employer contributions (assets) at beginning of year	2013-12-31	$23,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$229,422
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2013-12-31	954345526
2012 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$350,705
Total of all expenses incurred	2012-12-31	$262,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$255,628
Expenses. Certain deemed distributions of participant loans	2012-12-31	$5,539
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$119,522
Value of total assets at end of year	2012-12-31	$1,920,438
Value of total assets at beginning of year	2012-12-31	$1,831,913
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,013
Total interest from all sources	2012-12-31	$2,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$95,023
Participant contributions at end of year	2012-12-31	$94,393
Participant contributions at beginning of year	2012-12-31	$71,750
Participant contributions at beginning of year	2012-12-31	$3,068
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,274
Other income not declared elsewhere	2012-12-31	$228,350
Administrative expenses (other) incurred	2012-12-31	$1,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$88,525
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,920,438
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,831,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,628,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,527,313
Interest on participant loans	2012-12-31	$2,833
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$173,932
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$204,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$23,225
Employer contributions (assets) at end of year	2012-12-31	$23,225
Employer contributions (assets) at beginning of year	2012-12-31	$25,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$255,628
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2012-12-31	954345526
2011 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$6,776
Total of all expenses incurred	2011-12-31	$337,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$334,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$123,460
Value of total assets at end of year	2011-12-31	$1,831,913
Value of total assets at beginning of year	2011-12-31	$2,162,235
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,787
Total interest from all sources	2011-12-31	$3,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$96,643
Participant contributions at end of year	2011-12-31	$71,750
Participant contributions at beginning of year	2011-12-31	$127,347
Participant contributions at end of year	2011-12-31	$3,068
Participant contributions at beginning of year	2011-12-31	$3,878
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,490
Administrative expenses (other) incurred	2011-12-31	$2,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-330,322
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,831,913
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,162,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,527,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,833,752
Interest on participant loans	2011-12-31	$3,671
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$204,455
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$169,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-120,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$25,327
Employer contributions (assets) at end of year	2011-12-31	$25,327
Employer contributions (assets) at beginning of year	2011-12-31	$27,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$334,311
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2011-12-31	954345526
2010 : SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$350,869
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$540,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$511,377
Expenses. Certain deemed distributions of participant loans	2010-12-31	$28,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$144,966
Value of total assets at end of year	2010-12-31	$2,162,235
Value of total assets at beginning of year	2010-12-31	$2,351,962
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,200
Total interest from all sources	2010-12-31	$5,066
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$122,431
Participant contributions at end of year	2010-12-31	$127,347
Participant contributions at beginning of year	2010-12-31	$155,966
Participant contributions at end of year	2010-12-31	$3,878
Participant contributions at beginning of year	2010-12-31	$27,798
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$7
Administrative expenses (other) incurred	2010-12-31	$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-189,727
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,162,235
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,351,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,833,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,978,074
Interest on participant loans	2010-12-31	$5,066
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$169,427
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$181,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$200,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$22,528
Employer contributions (assets) at end of year	2010-12-31	$27,831
Employer contributions (assets) at beginning of year	2010-12-31	$8,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$511,377
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HOLTHOUSE, CARLIN & VAN TRIGT, LLP
Accountancy firm EIN	2010-12-31	954345526

Form 5500 Responses for SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN

2021: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	Yes
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2012: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SMITH & WOLLENSKY RESTAURANT GROUP & STREGA GROUP 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	129
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $9,024
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $9,024
Insurance broker organization code?	3

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	151
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $6,941
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Amount paid for insurance broker fees	6941
Insurance broker organization code?	3

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	147
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $6,705
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $6,705
Insurance broker organization code?	3

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $7,432
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $7,432
Insurance broker organization code?	3

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	156
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $7,325
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $7,325
Insurance broker organization code?	3
Insurance broker name	JOHN CUNNINGHAM

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	162
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $6,632
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $6,632
Insurance broker organization code?	3
Insurance broker name	JOHN CUNNINGHAM

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	162
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $6,963
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $6,963
Insurance broker organization code?	3
Insurance broker name	JOHN CUNNINGHAM

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	167
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $5,969
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	169
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $6,856
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $6,856
Insurance broker organization code?	3
Insurance broker name	JOHN CUNNINGHAM

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	171
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $7,421
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

380088-01

Policy instance

Insurance contract or identification number	380088-01
Number of Individuals Covered	166
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $7,845
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

Potentially related plans

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Company Name:	THE SMITH & WOLLENSKY RESTAURANT GROUP, INC.
Employer identification number (EIN):	582350980
NAIC Classification:	722511
NAIC Description:	Full-Service Restaurants