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THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameTHE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN
Plan identification number 002

THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE UNIVERSITY OF TAMPA has sponsored the creation of one or more 401k plans.

Company Name:THE UNIVERSITY OF TAMPA
Employer identification number (EIN):590624459
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01
0022018-01-01
0022018-01-01
0022017-01-01DONNA B. POPOVICH2018-10-15 DONNA B. POPOVICH2018-10-15
0022016-01-01DONNA B. POPOVICH2017-10-15 DONNA B. POPOVICH2017-10-15
0022015-01-01DONNA B. POPOVICH2016-10-14 DONNA B. POPOVICH2016-10-14
0022014-01-01DONNA B. POPOVICH2015-10-15 DONNA B. POPOVICH2015-10-15
0022013-01-01DONNA B. POPOVICH2014-10-02 DONNA B. POPOVICH2014-10-02
0022012-01-01DONNA B. POPOVICH2013-10-10 DONNA B. POPOVICH2013-10-10
0022011-01-01DONNA B. POPOVICH2012-10-06 DONNA B. POPOVICH2012-10-06
0022010-01-01DONNA B. POPOVICH2011-10-12 DONNA B. POPOVICH2011-10-12

Plan Statistics for THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN

Measure Date Value
2019: THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01504
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01450
Total number of active participants reported on line 7a of the Form 55002018-01-01346
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01158
Total of all active and inactive participants2018-01-01504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01505
Number of participants with account balances2018-01-01496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010

Financial Data on THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN

Measure Date Value
2019 : THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$20,071,914
Total transfer of assets from this plan2019-12-31$20,071,914
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,543,355
Total income from all sources (including contributions)2019-12-31$4,543,355
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$961,241
Total of all expenses incurred2019-12-31$961,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$960,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$960,640
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,030,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,030,531
Value of total assets at end of year2019-12-31$0
Value of total assets at end of year2019-12-31$0
Value of total assets at beginning of year2019-12-31$16,489,800
Value of total assets at beginning of year2019-12-31$16,489,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$601
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$601
Total interest from all sources2019-12-31$244,886
Total interest from all sources2019-12-31$244,886
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$115,320
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$115,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$115,320
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$115,320
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,740,269
Contributions received from participants2019-12-31$1,740,269
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$290,262
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$290,262
Other income not declared elsewhere2019-12-31$8,528
Other income not declared elsewhere2019-12-31$8,528
Administrative expenses (other) incurred2019-12-31$601
Administrative expenses (other) incurred2019-12-31$601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,582,114
Value of net income/loss2019-12-31$3,582,114
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,489,800
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,489,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,969,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,969,969
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$739,196
Value of interest in pooled separate accounts at beginning of year2019-12-31$739,196
Interest on participant loans2019-12-31$1,113
Interest on participant loans2019-12-31$1,113
Interest earned on other investments2019-12-31$243,773
Interest earned on other investments2019-12-31$243,773
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,780,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,780,635
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$16,900
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$16,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,102,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,102,604
Net investment gain/loss from pooled separate accounts2019-12-31$41,486
Net investment gain/loss from pooled separate accounts2019-12-31$41,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$943,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$943,740
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$12,319,357
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$12,319,357
Total income from all sources (including contributions)2018-12-31$14,351,516
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,396,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,396,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,525,124
Value of total assets at end of year2018-12-31$16,489,800
Value of total assets at beginning of year2018-12-31$15,854,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$236,526
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$127,255
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$127,255
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,554,525
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$970,599
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$12,319,357
Other income not declared elsewhere2018-12-31$5,345
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$12,954,692
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,489,800
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,535,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,969,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,284,511
Value of interest in pooled separate accounts at end of year2018-12-31$739,196
Value of interest in pooled separate accounts at beginning of year2018-12-31$761,649
Interest earned on other investments2018-12-31$236,526
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,780,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,808,305
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$83,891
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$11,424,115
Net investment gain/loss from pooled separate accounts2018-12-31$33,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,312,933
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2018-12-31410746749

Form 5500 Responses for THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN

2019: THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE UNIVERSITY OF TAMPA TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102981
Policy instance 1
Insurance contract or identification number102981
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102981
Policy instance 1
Insurance contract or identification number102981
Number of Individuals Covered366
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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