401k Plan data: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN plan

SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	002

SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMITH & DESHIELDS, INC. has sponsored the creation of one or more 401k plans.

Company Name: SMITH & DESHIELDS, INC.

Employer identification number (EIN): 590798915

NAIC Classification: 444190
NAIC Description: Other Building Material Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 STEVEN DAVIS 2024-04-09
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01 STEVEN DAVIS 2020-07-01
002 2018-01-01 STEVEN DAVIS 2019-07-09 STEVEN DAVIS 2019-07-09
002 2017-01-01 STEVEN DAVIS 2018-07-17 STEVEN DAVIS 2018-07-17
002 2016-01-01 STEVEN DAVIS 2017-08-25 STEVEN DAVIS 2017-08-25
002 2015-01-01 STEVE DAVIS 2016-06-17
002 2014-01-01 STEVE DAVIS 2015-06-30
002 2013-01-01 STEVE DAVIS 2014-06-02
002 2012-01-01 STEVE DAVIS 2013-07-09
002 2011-01-01 STEVE DAVIS 2012-07-27
002 2010-01-01 STEVEN L DAVIS 2011-09-30
002 2009-01-01 STEVE DAVIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01	STEVEN DAVIS	2024-04-09
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01	STEVEN DAVIS	2020-07-01
002	2018-01-01	STEVEN DAVIS	2019-07-09	STEVEN DAVIS	2019-07-09
002	2017-01-01	STEVEN DAVIS	2018-07-17	STEVEN DAVIS	2018-07-17
002	2016-01-01	STEVEN DAVIS	2017-08-25	STEVEN DAVIS	2017-08-25
002	2015-01-01	STEVE DAVIS	2016-06-17
002	2014-01-01	STEVE DAVIS	2015-06-30
002	2013-01-01	STEVE DAVIS	2014-06-02
002	2012-01-01	STEVE DAVIS	2013-07-09
002	2011-01-01	STEVE DAVIS	2012-07-27
002	2010-01-01	STEVEN L DAVIS	2011-09-30
002	2009-01-01	STEVE DAVIS

Plan Statistics for SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 89
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 11
Total of all active and inactive participants 2022-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 100
Number of participants with account balances 2022-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 91
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 9
Total of all active and inactive participants 2021-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 100
Number of participants with account balances 2021-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 100
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 8
Total of all active and inactive participants 2020-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 108
Number of participants with account balances 2020-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2009: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 81
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 64
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 10
Total of all active and inactive participants 2009-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 74
Number of participants with account balances 2009-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2022: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	89
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	11
Total of all active and inactive participants	2022-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	100
Number of participants with account balances	2022-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	91
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	9
Total of all active and inactive participants	2021-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	100
Number of participants with account balances	2021-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	100
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	8
Total of all active and inactive participants	2020-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	108
Number of participants with account balances	2020-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2009: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	81
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	64
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	10
Total of all active and inactive participants	2009-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	74
Number of participants with account balances	2009-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-294,192
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$143,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$94,852
Value of total corrective distributions	2022-12-31	$16,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$569,172
Value of total assets at end of year	2022-12-31	$5,342,772
Value of total assets at beginning of year	2022-12-31	$5,780,750
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$31,942
Total interest from all sources	2022-12-31	$2,825
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$475,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$506,417
Participant contributions at end of year	2022-12-31	$39,695
Participant contributions at beginning of year	2022-12-31	$46,772
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$206
Other income not declared elsewhere	2022-12-31	$-1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-437,978
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$5,342,772
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$5,780,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$15,694
Interest on participant loans	2022-12-31	$1,207
Interest earned on other investments	2022-12-31	$1,618
Value of interest in common/collective trusts at end of year	2022-12-31	$5,114,548
Value of interest in common/collective trusts at beginning of year	2022-12-31	$5,600,883
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$125,980
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$82,734
Net investment gain or loss from common/collective trusts	2022-12-31	$-866,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$62,549
Employer contributions (assets) at end of year	2022-12-31	$62,549
Employer contributions (assets) at beginning of year	2022-12-31	$50,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$94,852
Contract administrator fees	2022-12-31	$16,248
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Disclaimer
Accountancy firm name	2022-12-31	VERDEJA, DEARMAS & TRUJILLO, LLP
Accountancy firm EIN	2022-12-31	204989621
2021 : SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$952,685
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$478,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$433,143
Value of total corrective distributions	2021-12-31	$11,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$443,889
Value of total assets at end of year	2021-12-31	$5,780,750
Value of total assets at beginning of year	2021-12-31	$5,306,229
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$33,960
Total interest from all sources	2021-12-31	$6,049
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$475,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$389,139
Participant contributions at end of year	2021-12-31	$46,772
Participant contributions at beginning of year	2021-12-31	$102,377
Participant contributions at beginning of year	2021-12-31	$2,844
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$4,389
Other income not declared elsewhere	2021-12-31	$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$474,521
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$5,780,750
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$5,306,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$16,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$15,183
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$36,940
Interest on participant loans	2021-12-31	$2,166
Interest earned on other investments	2021-12-31	$3,883
Value of interest in common/collective trusts at end of year	2021-12-31	$5,600,883
Value of interest in common/collective trusts at beginning of year	2021-12-31	$4,815,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$82,734
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$288,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$28,872
Net investment gain/loss from pooled separate accounts	2021-12-31	$11,695
Net investment gain or loss from common/collective trusts	2021-12-31	$462,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$50,361
Employer contributions (assets) at end of year	2021-12-31	$50,361
Employer contributions (assets) at beginning of year	2021-12-31	$45,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$433,143
Contract administrator fees	2021-12-31	$17,828
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	VERDEJA, DEARMAS & TRUJILLO, LLP
Accountancy firm EIN	2021-12-31	204989621
2020 : SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$935,828
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$375,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$334,373
Expenses. Certain deemed distributions of participant loans	2020-12-31	$0
Value of total corrective distributions	2020-12-31	$19,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$397,525
Value of total assets at end of year	2020-12-31	$5,306,229
Value of total assets at beginning of year	2020-12-31	$4,746,030
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$21,869
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$7,057
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$66
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$66
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$475,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$352,081
Participant contributions at end of year	2020-12-31	$102,377
Participant contributions at beginning of year	2020-12-31	$111,826
Participant contributions at end of year	2020-12-31	$2,844
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$560,199
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,306,229
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,746,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$2,349
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$15,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$0
Value of interest in pooled separate accounts at end of year	2020-12-31	$36,940
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$1,323,390
Interest on participant loans	2020-12-31	$3,266
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$3,791
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$4,815,045
Value of interest in common/collective trusts at beginning of year	2020-12-31	$3,098,675
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$288,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$163,123
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,899
Net investment gain/loss from pooled separate accounts	2020-12-31	$103,202
Net investment gain or loss from common/collective trusts	2020-12-31	$425,079
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$45,444
Employer contributions (assets) at end of year	2020-12-31	$45,448
Employer contributions (assets) at beginning of year	2020-12-31	$49,016
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$334,373
Contract administrator fees	2020-12-31	$19,520
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	VERDEJA, DEARMAS & TRUJILLO, LLP
Accountancy firm EIN	2020-12-31	204989621
2009 : SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN

2022: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2009: SMITH & DESHIELDS, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	100
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	100
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

812634

Policy instance

Insurance contract or identification number	812634
Number of Individuals Covered	100
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	108
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $410
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $410
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

812634

Policy instance

Insurance contract or identification number	812634
Number of Individuals Covered	108
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $2,536
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,536
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

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Company Name:	SMITH & DESHIELDS, INC.
Employer identification number (EIN):	590798915
NAIC Classification:	444190
NAIC Description:	Other Building Material Dealers