IVAN J. SMITH & CO., INC. has sponsored the creation of one or more 401k plans.
Additional information about IVAN J. SMITH & CO., INC.
Submission information for form 5500 for 401k plan IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN
401k plan membership statisitcs for IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2016: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-02-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-02-01 | 1 |
| Number of retired or separated participants receiving benefits | 2016-02-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-02-01 | 0 |
| Total of all active and inactive participants | 2016-02-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-02-01 | 1 |
| Total participants | 2016-02-01 | 2 |
| Number of participants with account balances | 2016-02-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-02-01 | 0 |
| 2015: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-02-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-02-01 | 2 |
| Number of retired or separated participants receiving benefits | 2015-02-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-02-01 | 0 |
| Total of all active and inactive participants | 2015-02-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-02-01 | 0 |
| Total participants | 2015-02-01 | 2 |
| Number of participants with account balances | 2015-02-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-02-01 | 0 |
| 2014: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-02-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-02-01 | 2 |
| Number of retired or separated participants receiving benefits | 2014-02-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-02-01 | 0 |
| Total of all active and inactive participants | 2014-02-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-02-01 | 0 |
| Total participants | 2014-02-01 | 2 |
| Number of participants with account balances | 2014-02-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-02-01 | 0 |
| 2013: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-02-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-02-01 | 2 |
| Number of retired or separated participants receiving benefits | 2013-02-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-02-01 | 0 |
| Total of all active and inactive participants | 2013-02-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-02-01 | 0 |
| Total participants | 2013-02-01 | 2 |
| Number of participants with account balances | 2013-02-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-02-01 | 0 |
| 2009: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-02-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-02-01 | 3 |
| Number of retired or separated participants receiving benefits | 2009-02-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-02-01 | 0 |
| Total of all active and inactive participants | 2009-02-01 | 3 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-02-01 | 0 |
| Total participants | 2009-02-01 | 3 |
| Number of participants with account balances | 2009-02-01 | 3 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-02-01 | 0 |
| Measure | Date | Value |
|---|
| 2017 : IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-01-31 | $10,252 |
| Expenses. Total of all expenses incurred | 2017-01-31 | $2,457 |
| Total plan assets at end of year | 2017-01-31 | $477,614 |
| Total plan assets at beginning of year | 2017-01-31 | $469,819 |
| Value of fidelity bond covering the plan | 2017-01-31 | $150,000 |
| Assets. Value of loans (other than to participants) | 2017-01-31 | $0 |
| Expenses. Other expenses not covered elsewhere | 2017-01-31 | $97 |
| Other income received | 2017-01-31 | $10,252 |
| Net income (gross income less expenses) | 2017-01-31 | $7,795 |
| Net plan assets at end of year (total assets less liabilities) | 2017-01-31 | $477,614 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-01-31 | $469,819 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-01-31 | $2,360 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-01-31 | $0 |
| 2016 : IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-01-31 | $3,723 |
| Expenses. Total of all expenses incurred | 2016-01-31 | $52,632 |
| Benefits paid (including direct rollovers) | 2016-01-31 | $50,000 |
| Total plan assets at end of year | 2016-01-31 | $469,819 |
| Total plan assets at beginning of year | 2016-01-31 | $518,728 |
| Value of fidelity bond covering the plan | 2016-01-31 | $150,000 |
| Assets. Value of loans (other than to participants) | 2016-01-31 | $78,927 |
| Expenses. Other expenses not covered elsewhere | 2016-01-31 | $97 |
| Other income received | 2016-01-31 | $3,723 |
| Net income (gross income less expenses) | 2016-01-31 | $-48,909 |
| Net plan assets at end of year (total assets less liabilities) | 2016-01-31 | $469,819 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-01-31 | $518,728 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-01-31 | $2,535 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-01-31 | $0 |
| 2015 : IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-01-31 | $16,810 |
| Expenses. Total of all expenses incurred | 2015-01-31 | $53,882 |
| Benefits paid (including direct rollovers) | 2015-01-31 | $50,000 |
| Total plan assets at end of year | 2015-01-31 | $518,728 |
| Total plan assets at beginning of year | 2015-01-31 | $555,800 |
| Value of fidelity bond covering the plan | 2015-01-31 | $150,000 |
| Assets. Value of loans (other than to participants) | 2015-01-31 | $94,578 |
| Other income received | 2015-01-31 | $12,310 |
| Net income (gross income less expenses) | 2015-01-31 | $-37,072 |
| Net plan assets at end of year (total assets less liabilities) | 2015-01-31 | $518,728 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-01-31 | $555,800 |
| Total contributions received or receivable from employer(s) | 2015-01-31 | $4,500 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-01-31 | $3,882 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-01-31 | $0 |
| 2014 : IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-01-31 | $16,676 |
| Expenses. Total of all expenses incurred | 2014-01-31 | $62,717 |
| Benefits paid (including direct rollovers) | 2014-01-31 | $60,000 |
| Total plan assets at end of year | 2014-01-31 | $555,800 |
| Total plan assets at beginning of year | 2014-01-31 | $601,841 |
| Value of fidelity bond covering the plan | 2014-01-31 | $265,000 |
| Assets. Value of loans (other than to participants) | 2014-01-31 | $104,915 |
| Expenses. Other expenses not covered elsewhere | 2014-01-31 | $2,717 |
| Other income received | 2014-01-31 | $16,676 |
| Net income (gross income less expenses) | 2014-01-31 | $-46,041 |
| Net plan assets at end of year (total assets less liabilities) | 2014-01-31 | $555,800 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-01-31 | $601,841 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-01-31 | $0 |
| 2011 : IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-01-31 | $16,612 |
| Expenses. Total of all expenses incurred | 2011-01-31 | $38,620 |
| Benefits paid (including direct rollovers) | 2011-01-31 | $36,000 |
| Total plan assets at end of year | 2011-01-31 | $678,018 |
| Total plan assets at beginning of year | 2011-01-31 | $700,026 |
| Value of fidelity bond covering the plan | 2011-01-31 | $265,000 |
| Assets. Value of loans (other than to participants) | 2011-01-31 | $200,939 |
| Expenses. Other expenses not covered elsewhere | 2011-01-31 | $2,620 |
| Other income received | 2011-01-31 | $16,612 |
| Net income (gross income less expenses) | 2011-01-31 | $-22,008 |
| Net plan assets at end of year (total assets less liabilities) | 2011-01-31 | $678,018 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-01-31 | $700,026 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-01-31 | $0 |
| 2010 : IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-01-31 | $0 |
| 2016: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2016 form 5500 responses |
|---|
| 2016-02-01 | Type of plan entity | Single employer plan |
| 2016-02-01 | Submission has been amended | No |
| 2016-02-01 | This submission is the final filing | No |
| 2016-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-02-01 | Plan is a collectively bargained plan | No |
| 2016-02-01 | Plan funding arrangement – Trust | Yes |
| 2016-02-01 | Plan benefit arrangement - Trust | Yes |
| 2015: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-02-01 | Type of plan entity | Single employer plan |
| 2015-02-01 | Submission has been amended | No |
| 2015-02-01 | This submission is the final filing | No |
| 2015-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-02-01 | Plan is a collectively bargained plan | No |
| 2015-02-01 | Plan funding arrangement – Trust | Yes |
| 2015-02-01 | Plan benefit arrangement - Trust | Yes |
| 2014: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-02-01 | Type of plan entity | Single employer plan |
| 2014-02-01 | Submission has been amended | No |
| 2014-02-01 | This submission is the final filing | No |
| 2014-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-02-01 | Plan is a collectively bargained plan | No |
| 2014-02-01 | Plan funding arrangement – Trust | Yes |
| 2014-02-01 | Plan benefit arrangement - Trust | Yes |
| 2013: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-02-01 | Type of plan entity | Single employer plan |
| 2013-02-01 | Submission has been amended | No |
| 2013-02-01 | This submission is the final filing | No |
| 2013-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-02-01 | Plan is a collectively bargained plan | No |
| 2013-02-01 | Plan funding arrangement – Trust | Yes |
| 2013-02-01 | Plan benefit arrangement - Trust | Yes |
| 2009: IVAN J. SMITH & CO., INC. PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-02-01 | Type of plan entity | Single employer plan |
| 2009-02-01 | Submission has been amended | No |
| 2009-02-01 | This submission is the final filing | No |
| 2009-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-02-01 | Plan is a collectively bargained plan | No |
| 2009-02-01 | Plan funding arrangement – Trust | Yes |
| 2009-02-01 | Plan benefit arrangement - Trust | Yes |
