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WINTER PARK UROLOGY ASSOCIATES, P.A. 401k Plan overview

Plan NameWINTER PARK UROLOGY ASSOCIATES, P.A.
Plan identification number 001

WINTER PARK UROLOGY ASSOCIATES, P.A. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

WINTER PARK UROLOGY ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name:WINTER PARK UROLOGY ASSOCIATES, P.A.
Employer identification number (EIN):591277954
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WINTER PARK UROLOGY ASSOCIATES, P.A.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01RAKESH C. PATEL, M.D. RAKESH C. PATEL, M.D.2013-07-12
0012011-01-01RAKESH C. PATEL, M.D. RAKESH C. PATEL, M.D.2012-12-12
0012010-01-01RAKESH C. PATEL, M.D.
0012009-01-01JULIO C. GUNDIAN, M.D.

Plan Statistics for WINTER PARK UROLOGY ASSOCIATES, P.A.

401k plan membership statisitcs for WINTER PARK UROLOGY ASSOCIATES, P.A.

Measure Date Value
2012: WINTER PARK UROLOGY ASSOCIATES, P.A. 2012 401k membership
Total participants, beginning-of-year2012-01-01150
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WINTER PARK UROLOGY ASSOCIATES, P.A. 2011 401k membership
Total participants, beginning-of-year2011-01-01139
Total number of active participants reported on line 7a of the Form 55002011-01-0189
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0141
Total of all active and inactive participants2011-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01130
Number of participants with account balances2011-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: WINTER PARK UROLOGY ASSOCIATES, P.A. 2010 401k membership
Total participants, beginning-of-year2010-01-01138
Total number of active participants reported on line 7a of the Form 55002010-01-01101
Number of other retired or separated participants entitled to future benefits2010-01-0129
Total of all active and inactive participants2010-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01130
Number of participants with account balances2010-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: WINTER PARK UROLOGY ASSOCIATES, P.A. 2009 401k membership
Total participants, beginning-of-year2009-01-01137
Total number of active participants reported on line 7a of the Form 55002009-01-01101
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0131
Total of all active and inactive participants2009-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01132
Number of participants with account balances2009-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0123

Financial Data on WINTER PARK UROLOGY ASSOCIATES, P.A.

Measure Date Value
2012 : WINTER PARK UROLOGY ASSOCIATES, P.A. 2012 401k financial data
Total income from all sources (including contributions)2012-09-30$787,521
Total of all expenses incurred2012-09-30$12,205,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$12,169,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$57,301
Value of total assets at end of year2012-09-30$0
Value of total assets at beginning of year2012-09-30$11,417,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$35,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-09-30$0
Administrative expenses professional fees incurred2012-09-30$7,708
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$0
Participant contributions at end of year2012-09-30$0
Participant contributions at beginning of year2012-09-30$2,750
Assets. Other investments not covered elsewhere at end of year2012-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$6,615,862
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$57,301
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$3,193
Other income not declared elsewhere2012-09-30$376,857
Administrative expenses (other) incurred2012-09-30$0
Total non interest bearing cash at end of year2012-09-30$0
Total non interest bearing cash at beginning of year2012-09-30$477,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$-11,417,796
Value of net assets at end of year (total assets less liabilities)2012-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$11,417,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$28,232
Value of interest in pooled separate accounts at end of year2012-09-30$0
Value of interest in pooled separate accounts at beginning of year2012-09-30$3,712,326
Net investment gain/loss from pooled separate accounts2012-09-30$353,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$0
Employer contributions (assets) at end of year2012-09-30$0
Employer contributions (assets) at beginning of year2012-09-30$605,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$12,169,377
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30AVERETT WARMUS DURKEE OSBURN HENNIN
Accountancy firm EIN2012-09-30593214308
2011 : WINTER PARK UROLOGY ASSOCIATES, P.A. 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$171,373
Total income from all sources (including contributions)2011-12-31$607,765
Total of all expenses incurred2011-12-31$790,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$735,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$937,955
Value of total assets at end of year2011-12-31$11,417,796
Value of total assets at beginning of year2011-12-31$11,771,648
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$54,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$2,168
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$328,919
Participant contributions at end of year2011-12-31$2,750
Assets. Other investments not covered elsewhere at end of year2011-12-31$6,251,528
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$6,773,517
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$3,193
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,974
Other income not declared elsewhere2011-12-31$-192,052
Total non interest bearing cash at end of year2011-12-31$842,088
Total non interest bearing cash at beginning of year2011-12-31$274,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-182,479
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,417,796
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,600,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$52,574
Value of interest in pooled separate accounts at end of year2011-12-31$3,712,326
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,127,105
Net investment gain/loss from pooled separate accounts2011-12-31$-138,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$609,036
Employer contributions (assets) at end of year2011-12-31$605,911
Employer contributions (assets) at beginning of year2011-12-31$593,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$735,502
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$171,373
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31AVERETT WARMUS DURKEE OSBURN HENNIN
Accountancy firm EIN2011-12-31593214308
2010 : WINTER PARK UROLOGY ASSOCIATES, P.A. 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$171,373
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,271,462
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$313,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$279,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$928,898
Value of total assets at end of year2010-12-31$11,771,648
Value of total assets at beginning of year2010-12-31$9,642,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$33,995
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$335,456
Assets. Other investments not covered elsewhere at end of year2010-12-31$6,773,517
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$5,285,933
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,974
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$564
Other income not declared elsewhere2010-12-31$758,047
Total non interest bearing cash at end of year2010-12-31$274,610
Total non interest bearing cash at beginning of year2010-12-31$7,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,957,954
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,600,275
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,642,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$33,995
Value of interest in pooled separate accounts at end of year2010-12-31$4,127,105
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,708,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$584,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$593,442
Employer contributions (assets) at end of year2010-12-31$593,442
Employer contributions (assets) at beginning of year2010-12-31$639,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$279,513
Liabilities. Value of benefit claims payable at end of year2010-12-31$171,373
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31AVERETT WARMUS DURKEE OSBURN HENNIN
Accountancy firm EIN2010-12-31593214308

Form 5500 Responses for WINTER PARK UROLOGY ASSOCIATES, P.A.

2012: WINTER PARK UROLOGY ASSOCIATES, P.A. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WINTER PARK UROLOGY ASSOCIATES, P.A. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WINTER PARK UROLOGY ASSOCIATES, P.A. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WINTER PARK UROLOGY ASSOCIATES, P.A. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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