401k Plan data: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER plan

401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 401k Plan overview

Plan Name	401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER
Plan identification number	001

401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARDIOLOGY ASSOCIATES OF ORLANDO, P.A. D ORLANDO HEART CENTER has sponsored the creation of one or more 401k plans.

Company Name: CARDIOLOGY ASSOCIATES OF ORLANDO, P.A. D ORLANDO HEART CENTER

Employer identification number (EIN): 591292958

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 DOROTHEA WYNNE DOROTHEA WYNNE 2013-10-04
001 2011-01-01 DOROTHEA WYNNE DOROTHEA WYNNE 2012-09-30
001 2009-01-01 DOROTHEA WYNNE DOROTHEA WYNNE 2010-09-10
001 2009-01-01 DOROTHEA WYNNE DOROTHEA WYNNE 2010-09-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	DOROTHEA WYNNE	DOROTHEA WYNNE	2013-10-04
001	2011-01-01	DOROTHEA WYNNE	DOROTHEA WYNNE	2012-09-30
001	2009-01-01	DOROTHEA WYNNE	DOROTHEA WYNNE	2010-09-10
001	2009-01-01	DOROTHEA WYNNE	DOROTHEA WYNNE	2010-09-13

Plan Statistics for 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER

401k plan membership statisitcs for 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER

Measure Date Value
2012: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2012 401k membership
Total participants, beginning-of-year 2012-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2011 401k membership
Total participants, beginning-of-year 2011-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 160
Total of all active and inactive participants 2011-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 160
Number of participants with account balances 2011-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2009 401k membership
Total participants, beginning-of-year 2009-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 161
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 19
Total of all active and inactive participants 2009-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 180
Number of participants with account balances 2009-01-01 179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2012: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2012 401k membership
Total participants, beginning-of-year	2012-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2011 401k membership
Total participants, beginning-of-year	2011-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	160
Total of all active and inactive participants	2011-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	160
Number of participants with account balances	2011-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2009 401k membership
Total participants, beginning-of-year	2009-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	161
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	19
Total of all active and inactive participants	2009-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	180
Number of participants with account balances	2009-01-01	179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER

Measure	Date	Value
2012 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$2,461,845
Total of all expenses incurred	2012-12-31	$21,340,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$21,281,441
Expenses. Certain deemed distributions of participant loans	2012-12-31	$19,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,400
Value of total assets at end of year	2012-12-31	$0
Value of total assets at beginning of year	2012-12-31	$18,879,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$40,094
Total interest from all sources	2012-12-31	$6,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$40,094
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$133,709
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-18,879,094
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$18,879,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$18,683,169
Interest on participant loans	2012-12-31	$4,690
Interest earned on other investments	2012-12-31	$1,750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$62,216
Net investment gain/loss from pooled separate accounts	2012-12-31	$2,454,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$21,281,441
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	AVERETT WARMUS DURKEE OSBURN HENNIN
Accountancy firm EIN	2012-12-31	593214308
2011 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$940,654
Total of all expenses incurred	2011-12-31	$5,051,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,990,427
Expenses. Certain deemed distributions of participant loans	2011-12-31	$14,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,966,379
Value of total assets at end of year	2011-12-31	$18,879,094
Value of total assets at beginning of year	2011-12-31	$22,989,986
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$46,132
Total interest from all sources	2011-12-31	$-250,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Administrative expenses professional fees incurred	2011-12-31	$46,132
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$415,228
Participant contributions at end of year	2011-12-31	$133,709
Participant contributions at beginning of year	2011-12-31	$225,095
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$312,515
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$35,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-4,110,892
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$18,879,094
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$22,989,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$18,683,169
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$21,660,913
Interest on participant loans	2011-12-31	$11,151
Interest earned on other investments	2011-12-31	$-263,083
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1,630
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$62,216
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$64,625
Net investment gain/loss from pooled separate accounts	2011-12-31	$-775,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,238,636
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$1,003,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,990,427
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	AVERETT WARMUS DURKEE OSBURN HENNIN
Accountancy firm EIN	2011-12-31	593214308
2010 : 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,521,769
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$259,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$234,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,898,275
Value of total assets at end of year	2010-12-31	$22,989,986
Value of total assets at beginning of year	2010-12-31	$18,727,701
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$24,598
Total interest from all sources	2010-12-31	$27,777
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$789,342
Participant contributions at end of year	2010-12-31	$225,095
Participant contributions at beginning of year	2010-12-31	$265,500
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$105,036
Total non interest bearing cash at end of year	2010-12-31	$35,456
Total non interest bearing cash at beginning of year	2010-12-31	$8,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,262,285
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$22,989,986
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$18,727,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$21,660,913
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$17,404,740
Interest on participant loans	2010-12-31	$15,698
Interest earned on other investments	2010-12-31	$10,662
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,417
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$64,625
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$38,223
Net investment gain/loss from pooled separate accounts	2010-12-31	$2,595,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,003,897
Employer contributions (assets) at end of year	2010-12-31	$1,003,897
Employer contributions (assets) at beginning of year	2010-12-31	$1,010,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$234,886
Contract administrator fees	2010-12-31	$24,598
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	AVERETT WARMUS DURKEE OSBURN HENNIN
Accountancy firm EIN	2010-12-31	593214308

Form 5500 Responses for 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER

2012: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: 401(K)/PROFIT SHARING PLAN AND TRUST FOR EMPLOYEES OF ORLANDO HEART CENTER 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CARDIOLOGY ASSOCIATES OF ORLANDO, P.A. D ORLANDO HEART CENTER
Employer identification number (EIN):	591292958
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)