401k Plan data: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL plan

MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 401k Plan overview

Plan Name	MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL
Plan identification number	001

MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

VIPIN PATEL M D has sponsored the creation of one or more 401k plans.

Company Name: VIPIN PATEL M D

Employer identification number (EIN): 591623903

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 VIPIN PATEL MD
001 2016-01-01 VIPIN PATEL MD
001 2015-01-01 VIPIN PATEL MD
001 2014-01-01 VIPIN PATEL MD
001 2013-01-01 VIPIN PATEL M D
001 2012-01-01 VIPIN PATEL M D
001 2011-01-01 VIPIN PATEL M D
001 2009-01-01 VIPIN PATEL M D

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	VIPIN PATEL MD
001	2016-01-01	VIPIN PATEL MD
001	2015-01-01	VIPIN PATEL MD
001	2014-01-01	VIPIN PATEL MD
001	2013-01-01	VIPIN PATEL M D
001	2012-01-01	VIPIN PATEL M D
001	2011-01-01	VIPIN PATEL M D
001	2009-01-01	VIPIN PATEL M D

Plan Statistics for MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL

401k plan membership statisitcs for MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL

Measure Date Value
2017: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1
Total of all active and inactive participants 2017-01-01 0
Total participants 2017-01-01 0
2016: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1
Number of retired or separated participants receiving benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 2
Total participants 2016-01-01 2
Number of participants with account balances 2016-01-01 1
2015: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2
Total of all active and inactive participants 2015-01-01 2
Total participants 2015-01-01 2
Number of participants with account balances 2015-01-01 2
2014: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Total of all active and inactive participants 2014-01-01 2
Total participants 2014-01-01 2
Number of participants with account balances 2014-01-01 2
2013: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Number of retired or separated participants receiving benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 3
Total participants 2013-01-01 3
Number of participants with account balances 2013-01-01 2
2012: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2012 401k membership
Total participants, beginning-of-year 2012-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3
Number of retired or separated participants receiving benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 4
Total participants 2012-01-01 4
Number of participants with account balances 2012-01-01 3
2011: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Total of all active and inactive participants 2011-01-01 4
Total participants 2011-01-01 4
Number of participants with account balances 2011-01-01 4
2009: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Total of all active and inactive participants 2009-01-01 4
Total participants 2009-01-01 4
Number of participants with account balances 2009-01-01 4

Measure	Date	Value
2017: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1
Total of all active and inactive participants	2017-01-01	0
Total participants	2017-01-01	0
2016: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1
Number of retired or separated participants receiving benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	2
Total participants	2016-01-01	2
Number of participants with account balances	2016-01-01	1
2015: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2
Total of all active and inactive participants	2015-01-01	2
Total participants	2015-01-01	2
Number of participants with account balances	2015-01-01	2
2014: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Total of all active and inactive participants	2014-01-01	2
Total participants	2014-01-01	2
Number of participants with account balances	2014-01-01	2
2013: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Number of retired or separated participants receiving benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	3
Total participants	2013-01-01	3
Number of participants with account balances	2013-01-01	2
2012: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3
Number of retired or separated participants receiving benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	4
Total participants	2012-01-01	4
Number of participants with account balances	2012-01-01	3
2011: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Total of all active and inactive participants	2011-01-01	4
Total participants	2011-01-01	4
Number of participants with account balances	2011-01-01	4
2009: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Total of all active and inactive participants	2009-01-01	4
Total participants	2009-01-01	4
Number of participants with account balances	2009-01-01	4

Financial Data on MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL

Measure	Date	Value
2017 : MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2017 401k financial data
Total income from all sources	2017-12-31	$1,494
Expenses. Total of all expenses incurred	2017-12-31	$34,690
Benefits paid (including direct rollovers)	2017-12-31	$34,690
Total plan assets at end of year	2017-12-31	$0
Total plan assets at beginning of year	2017-12-31	$33,196
Other income received	2017-12-31	$1,494
Net income (gross income less expenses)	2017-12-31	$-33,196
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$33,196
2016 : MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2016 401k financial data
Total income from all sources	2016-12-31	$108,532
Expenses. Total of all expenses incurred	2016-12-31	$1,752,926
Benefits paid (including direct rollovers)	2016-12-31	$1,752,926
Total plan assets at end of year	2016-12-31	$33,196
Total plan assets at beginning of year	2016-12-31	$1,677,590
Other income received	2016-12-31	$106,239
Net income (gross income less expenses)	2016-12-31	$-1,644,394
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$33,196
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,677,590
Total contributions received or receivable from employer(s)	2016-12-31	$2,293
Funding deficiency by the employer to the plan for this plan year	2016-12-31	$0
Minimum employer required contribution for this plan year	2016-12-31	$2,993
Amount contributed by the employer to the plan for this plan year	2016-12-31	$2,993
2015 : MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2015 401k financial data
Total income from all sources	2015-12-31	$-28,769
Expenses. Total of all expenses incurred	2015-12-31	$830
Total plan assets at end of year	2015-12-31	$1,677,590
Total plan assets at beginning of year	2015-12-31	$1,707,189
Other income received	2015-12-31	$-42,951
Net income (gross income less expenses)	2015-12-31	$-29,599
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,677,590
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,707,189
Total contributions received or receivable from employer(s)	2015-12-31	$14,182
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$830
Funding deficiency by the employer to the plan for this plan year	2015-12-31	$0
Minimum employer required contribution for this plan year	2015-12-31	$14,182
Amount contributed by the employer to the plan for this plan year	2015-12-31	$14,182
2014 : MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2014 401k financial data
Total income from all sources	2014-12-31	$49,893
Expenses. Total of all expenses incurred	2014-12-31	$790
Total plan assets at end of year	2014-12-31	$1,707,189
Total plan assets at beginning of year	2014-12-31	$1,658,086
Other income received	2014-12-31	$35,614
Net income (gross income less expenses)	2014-12-31	$49,103
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,707,189
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,658,086
Total contributions received or receivable from employer(s)	2014-12-31	$14,279
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$790
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$14,279
Amount contributed by the employer to the plan for this plan year	2014-12-31	$14,279
2013 : MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2013 401k financial data
Total income from all sources	2013-12-31	$173,854
Expenses. Total of all expenses incurred	2013-12-31	$6,524
Benefits paid (including direct rollovers)	2013-12-31	$6,247
Total plan assets at end of year	2013-12-31	$1,658,086
Total plan assets at beginning of year	2013-12-31	$1,490,756
Other income received	2013-12-31	$160,079
Net income (gross income less expenses)	2013-12-31	$167,330
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,658,086
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,490,756
Total contributions received or receivable from employer(s)	2013-12-31	$13,775
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$277
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$13,775
Amount contributed by the employer to the plan for this plan year	2013-12-31	$13,775
2012 : MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2012 401k financial data
Total income from all sources	2012-12-31	$145,569
Expenses. Total of all expenses incurred	2012-12-31	$20,750
Benefits paid (including direct rollovers)	2012-12-31	$20,340
Total plan assets at end of year	2012-12-31	$1,490,756
Total plan assets at beginning of year	2012-12-31	$1,365,937
Other income received	2012-12-31	$128,270
Net income (gross income less expenses)	2012-12-31	$124,819
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,490,756
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,365,937
Total contributions received or receivable from employer(s)	2012-12-31	$17,299
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$410
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$17,299
Amount contributed by the employer to the plan for this plan year	2012-12-31	$17,299
2011 : MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2011 401k financial data
Total income from all sources	2011-12-31	$56,389
Expenses. Total of all expenses incurred	2011-12-31	$150
Total plan assets at end of year	2011-12-31	$1,365,937
Total plan assets at beginning of year	2011-12-31	$1,309,698
Other income received	2011-12-31	$34,243
Net income (gross income less expenses)	2011-12-31	$56,239
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,365,937
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,309,698
Total contributions received or receivable from employer(s)	2011-12-31	$22,146
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$150
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$22,146
Amount contributed by the employer to the plan for this plan year	2011-12-31	$22,146
2010 : MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2010 401k financial data
Total income from all sources	2010-12-31	$1,098,252
Expenses. Total of all expenses incurred	2010-12-31	$1,681,473
Benefits paid (including direct rollovers)	2010-12-31	$756,820
Total plan assets at end of year	2010-12-31	$1,309,698
Total plan assets at beginning of year	2010-12-31	$1,892,919
Expenses. Other expenses not covered elsewhere	2010-12-31	$924,458
Other income received	2010-12-31	$1,070,483
Net income (gross income less expenses)	2010-12-31	$-583,221
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,309,698
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,892,919
Total contributions received or receivable from employer(s)	2010-12-31	$27,769
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$195
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$27,769
Amount contributed by the employer to the plan for this plan year	2010-12-31	$27,769
2009 : MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$42,689
Amount contributed by the employer to the plan for this plan year	2009-12-31	$42,689

Form 5500 Responses for MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL

2017: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: MERRILL LYNCH PIERCE FENNER & SMITH MASTER INDIV SELF-EMPLOYED RET PL 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	VIPIN PATEL M D
Employer identification number (EIN):	591623903
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)