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PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 401k Plan overview

Plan NamePAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN
Plan identification number 003

PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PAUL M. DEUTSCH & ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name:PAUL M. DEUTSCH & ASSOCIATES, P.A.
Employer identification number (EIN):591940496
NAIC Classification:621330
NAIC Description:Offices of Mental Health Practitioners (except Physicians)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01
0032015-01-01
0032014-01-01
0032013-01-01
0032012-01-01TATIANA POMBO TATIANA POMBO2013-10-07
0032011-01-01TATIANA POMBO TATIANA POMBO2012-10-12
0032010-01-01TATIANA POMBO2011-10-13 TATIANA POMBO2011-10-13

Plan Statistics for PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN

401k plan membership statisitcs for PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN

Measure Date Value
2015: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0112
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0111
Number of participants with account balances2015-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0111
Total number of active participants reported on line 7a of the Form 55002014-01-0112
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0113
Number of participants with account balances2014-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0112
Total number of active participants reported on line 7a of the Form 55002013-01-019
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0110
Number of participants with account balances2013-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0112
Total number of active participants reported on line 7a of the Form 55002012-01-019
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0112
Number of participants with account balances2012-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0112
Total number of active participants reported on line 7a of the Form 55002011-01-019
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0112
Number of participants with account balances2011-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012

Financial Data on PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN

Measure Date Value
2015 : PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$53,656
Expenses. Total of all expenses incurred2015-12-31$50,204
Benefits paid (including direct rollovers)2015-12-31$50,000
Total plan assets at end of year2015-12-31$917,367
Total plan assets at beginning of year2015-12-31$913,915
Value of fidelity bond covering the plan2015-12-31$200,000
Total contributions received or receivable from participants2015-12-31$109,233
Expenses. Other expenses not covered elsewhere2015-12-31$204
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-55,577
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$3,452
Net plan assets at end of year (total assets less liabilities)2015-12-31$917,367
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$913,915
Assets. Value of participant loans2015-12-31$30,917
Assets. Value of assets in partnership/joint-venture interests2015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$0
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$-60,702
Expenses. Total of all expenses incurred2014-12-31$528,821
Benefits paid (including direct rollovers)2014-12-31$525,000
Total plan assets at end of year2014-12-31$913,915
Total plan assets at beginning of year2014-12-31$1,503,438
Value of fidelity bond covering the plan2014-12-31$200,000
Total contributions received or receivable from participants2014-12-31$106,420
Expenses. Other expenses not covered elsewhere2014-12-31$3,821
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$-167,122
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-589,523
Net plan assets at end of year (total assets less liabilities)2014-12-31$913,915
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,503,438
Assets. Value of participant loans2014-12-31$39,159
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2014-12-31$220,395
Assets. Value of assets in partnership/joint-venture interests2014-12-31$28,648
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2013 401k financial data
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$288,957
Expenses. Total of all expenses incurred2013-12-31$39,771
Benefits paid (including direct rollovers)2013-12-31$35,385
Total plan assets at end of year2013-12-31$1,503,438
Total plan assets at beginning of year2013-12-31$1,254,252
Value of fidelity bond covering the plan2013-12-31$200,000
Total contributions received or receivable from participants2013-12-31$72,925
Assets. Value of loans (other than to participants)2013-12-31$220,395
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$188,643
Net income (gross income less expenses)2013-12-31$249,186
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,503,438
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,254,252
Assets. Value of participant loans2013-12-31$48,014
Total contributions received or receivable from employer(s)2013-12-31$27,389
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$4,386
2012 : PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$226,289
Expenses. Total of all expenses incurred2012-12-31$17,324
Benefits paid (including direct rollovers)2012-12-31$12,395
Total plan assets at end of year2012-12-31$1,254,252
Total plan assets at beginning of year2012-12-31$1,045,287
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$65,289
Assets. Value of loans (other than to participants)2012-12-31$199,888
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$132,137
Net income (gross income less expenses)2012-12-31$208,965
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,254,252
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,045,287
Assets. Value of participant loans2012-12-31$12,997
Total contributions received or receivable from employer(s)2012-12-31$28,863
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$4,929
2011 : PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$130,301
Expenses. Total of all expenses incurred2011-12-31$42,932
Benefits paid (including direct rollovers)2011-12-31$34,487
Total plan assets at end of year2011-12-31$1,045,287
Total plan assets at beginning of year2011-12-31$957,918
Value of fidelity bond covering the plan2011-12-31$200,000
Total contributions received or receivable from participants2011-12-31$65,676
Assets. Value of loans (other than to participants)2011-12-31$180,941
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$41,187
Other income received2011-12-31$-4,293
Net income (gross income less expenses)2011-12-31$87,369
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,045,287
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$957,918
Assets. Value of participant loans2011-12-31$19,165
Total contributions received or receivable from employer(s)2011-12-31$27,731
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$8,445

Form 5500 Responses for PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN

2015: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PAUL M. DEUTSCH & ASSOCIATES, P.A. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number22139
Policy instance 1
Insurance contract or identification number22139
Number of Individuals Covered11
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,988
Total amount of fees paid to insurance companyUSD $662
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $2,988
Amount paid for insurance broker fees662
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker namePENSION INVESTORS CORP.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number22139
Policy instance 1
Insurance contract or identification number22139
Number of Individuals Covered10
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $4,658
Total amount of fees paid to insurance companyUSD $559
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,165
Insurance broker organization code?3
Amount paid for insurance broker fees559
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePENSION INVESTORS CORP.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number22139
Policy instance 1
Insurance contract or identification number22139
Number of Individuals Covered10
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $4,829
Total amount of fees paid to insurance companyUSD $542
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,207
Insurance broker organization code?3
Amount paid for insurance broker fees542
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePENSION INVESTORS CORP.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number22139
Policy instance 1
Insurance contract or identification number22139
Number of Individuals Covered11
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,168
Total amount of fees paid to insurance companyUSD $521
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,042
Insurance broker organization code?3
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePENSION INVESTORS CORP.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number22139
Policy instance 1
Insurance contract or identification number22139
Number of Individuals Covered12
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,083
Total amount of fees paid to insurance companyUSD $417
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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