KELLOGG & KIMSEY INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan KELLOGG & KIMSEY, INC. RETIREMENT PLAN
401k plan membership statisitcs for KELLOGG & KIMSEY, INC. RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2013: KELLOGG & KIMSEY, INC. RETIREMENT PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-07-01 | 45 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-07-01 | 39 |
| Number of retired or separated participants receiving benefits | 2013-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-07-01 | 7 |
| Total of all active and inactive participants | 2013-07-01 | 46 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-07-01 | 0 |
| Total participants | 2013-07-01 | 46 |
| Number of participants with account balances | 2013-07-01 | 39 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-07-01 | 34 |
| 2012: KELLOGG & KIMSEY, INC. RETIREMENT PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-07-01 | 47 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-07-01 | 39 |
| Number of retired or separated participants receiving benefits | 2012-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-07-01 | 10 |
| Total of all active and inactive participants | 2012-07-01 | 49 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-07-01 | 0 |
| Total participants | 2012-07-01 | 49 |
| Number of participants with account balances | 2012-07-01 | 39 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-07-01 | 42 |
| 2011: KELLOGG & KIMSEY, INC. RETIREMENT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-07-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-07-01 | 40 |
| Number of retired or separated participants receiving benefits | 2011-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-07-01 | 4 |
| Total of all active and inactive participants | 2011-07-01 | 44 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-07-01 | 1 |
| Total participants | 2011-07-01 | 45 |
| Number of participants with account balances | 2011-07-01 | 41 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-07-01 | 17 |
| Measure | Date | Value |
|---|
| 2014 : KELLOGG & KIMSEY, INC. RETIREMENT PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-06-30 | $293 |
| Total income from all sources | 2014-06-30 | $1,152,599 |
| Expenses. Total of all expenses incurred | 2014-06-30 | $59,269 |
| Benefits paid (including direct rollovers) | 2014-06-30 | $58,039 |
| Total plan assets at end of year | 2014-06-30 | $6,041,689 |
| Total plan assets at beginning of year | 2014-06-30 | $4,948,066 |
| Value of fidelity bond covering the plan | 2014-06-30 | $100,000 |
| Total contributions received or receivable from participants | 2014-06-30 | $205,302 |
| Expenses. Other expenses not covered elsewhere | 2014-06-30 | $1,230 |
| Contributions received from other sources (not participants or employers) | 2014-06-30 | $0 |
| Other income received | 2014-06-30 | $895,701 |
| Net income (gross income less expenses) | 2014-06-30 | $1,093,330 |
| Net plan assets at end of year (total assets less liabilities) | 2014-06-30 | $6,041,689 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-06-30 | $4,948,066 |
| Assets. Value of participant loans | 2014-06-30 | $139,964 |
| Total contributions received or receivable from employer(s) | 2014-06-30 | $51,596 |
| Value of certain deemed distributions of participant loans | 2014-06-30 | $0 |
| Value of corrective distributions | 2014-06-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2014-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2014-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-06-30 | $0 |
| 2013 : KELLOGG & KIMSEY, INC. RETIREMENT PLAN 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-06-30 | $0 |
| Total income from all sources | 2013-06-30 | $785,042 |
| Expenses. Total of all expenses incurred | 2013-06-30 | $262,002 |
| Benefits paid (including direct rollovers) | 2013-06-30 | $240,381 |
| Total plan assets at end of year | 2013-06-30 | $4,952,308 |
| Total plan assets at beginning of year | 2013-06-30 | $4,429,268 |
| Value of fidelity bond covering the plan | 2013-06-30 | $100,000 |
| Total contributions received or receivable from participants | 2013-06-30 | $182,976 |
| Expenses. Other expenses not covered elsewhere | 2013-06-30 | $817 |
| Contributions received from other sources (not participants or employers) | 2013-06-30 | $37,377 |
| Other income received | 2013-06-30 | $518,001 |
| Net income (gross income less expenses) | 2013-06-30 | $523,040 |
| Net plan assets at end of year (total assets less liabilities) | 2013-06-30 | $4,952,308 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-06-30 | $4,429,268 |
| Assets. Value of participant loans | 2013-06-30 | $159,896 |
| Total contributions received or receivable from employer(s) | 2013-06-30 | $46,688 |
| Value of certain deemed distributions of participant loans | 2013-06-30 | $0 |
| Value of corrective distributions | 2013-06-30 | $20,804 |
| Funding deficiency by the employer to the plan for this plan year | 2013-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2013-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2013-06-30 | $0 |
| 2012 : KELLOGG & KIMSEY, INC. RETIREMENT PLAN 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-06-30 | $0 |
| Total income from all sources | 2012-06-30 | $371,435 |
| Expenses. Total of all expenses incurred | 2012-06-30 | $115,542 |
| Benefits paid (including direct rollovers) | 2012-06-30 | $114,919 |
| Total plan assets at end of year | 2012-06-30 | $4,429,268 |
| Total plan assets at beginning of year | 2012-06-30 | $4,173,375 |
| Value of fidelity bond covering the plan | 2012-06-30 | $100,000 |
| Total contributions received or receivable from participants | 2012-06-30 | $177,152 |
| Expenses. Other expenses not covered elsewhere | 2012-06-30 | $623 |
| Contributions received from other sources (not participants or employers) | 2012-06-30 | $9,224 |
| Other income received | 2012-06-30 | $135,589 |
| Net income (gross income less expenses) | 2012-06-30 | $255,893 |
| Net plan assets at end of year (total assets less liabilities) | 2012-06-30 | $4,429,268 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-06-30 | $4,173,375 |
| Assets. Value of participant loans | 2012-06-30 | $168,322 |
| Total contributions received or receivable from employer(s) | 2012-06-30 | $49,470 |
| Value of certain deemed distributions of participant loans | 2012-06-30 | $0 |
| Value of corrective distributions | 2012-06-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2012-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2012-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-06-30 | $0 |
| 2013: KELLOGG & KIMSEY, INC. RETIREMENT PLAN 2013 form 5500 responses |
|---|
| 2013-07-01 | Type of plan entity | Single employer plan |
| 2013-07-01 | Submission has been amended | No |
| 2013-07-01 | This submission is the final filing | No |
| 2013-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-07-01 | Plan is a collectively bargained plan | No |
| 2013-07-01 | Plan funding arrangement – Insurance | Yes |
| 2013-07-01 | Plan funding arrangement – Trust | Yes |
| 2013-07-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: KELLOGG & KIMSEY, INC. RETIREMENT PLAN 2012 form 5500 responses |
|---|
| 2012-07-01 | Type of plan entity | Single employer plan |
| 2012-07-01 | Submission has been amended | No |
| 2012-07-01 | This submission is the final filing | No |
| 2012-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-07-01 | Plan is a collectively bargained plan | No |
| 2012-07-01 | Plan funding arrangement – Insurance | Yes |
| 2012-07-01 | Plan funding arrangement – Trust | Yes |
| 2012-07-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: KELLOGG & KIMSEY, INC. RETIREMENT PLAN 2011 form 5500 responses |
|---|
| 2011-07-01 | Type of plan entity | Single employer plan |
| 2011-07-01 | Submission has been amended | No |
| 2011-07-01 | This submission is the final filing | No |
| 2011-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-07-01 | Plan is a collectively bargained plan | No |
| 2011-07-01 | Plan funding arrangement – Insurance | Yes |
| 2011-07-01 | Plan funding arrangement – Trust | Yes |
| 2011-07-01 | Plan benefit arrangement – Insurance | Yes |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-826501 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-826501 | | Number of Individuals Covered | 39 | | Insurance policy start date | 2013-07-01 | | Insurance policy end date | 2014-06-30 | | Total amount of commissions paid to insurance broker | USD $20,583 | | Total amount of fees paid to insurance company | USD $1,507 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $20,583 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 1507 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH, PIERCE, FENNER & |
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| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-826501 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-826501 | | Number of Individuals Covered | 39 | | Insurance policy start date | 2012-07-01 | | Insurance policy end date | 2013-06-30 | | Total amount of commissions paid to insurance broker | USD $13,269 | | Total amount of fees paid to insurance company | USD $1,758 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $13,269 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 1758 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH PIERCE FENNER SMITH I |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-826501 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-826501 | | Number of Individuals Covered | 41 | | Insurance policy start date | 2011-07-01 | | Insurance policy end date | 2012-06-30 | | Total amount of commissions paid to insurance broker | USD $30,289 | | Total amount of fees paid to insurance company | USD $902 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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