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TAMPA BAY RAYS 401K PLAN 401k Plan overview

Plan NameTAMPA BAY RAYS 401K PLAN
Plan identification number 002

TAMPA BAY RAYS 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TAMPA BAY RAYS BASEBALL, LTD. has sponsored the creation of one or more 401k plans.

Company Name:TAMPA BAY RAYS BASEBALL, LTD.
Employer identification number (EIN):593300424
NAIC Classification:711210
NAIC Description: Spectator Sports

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TAMPA BAY RAYS 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01WALTER P SMITH WALTER P SMITH2018-09-04
0022017-01-01WALTER P SMITH WALTER P SMITH2018-09-04
0022016-01-01WALTER P SMITH WALTER P SMITH2017-08-18
0022015-01-01PATRICK SMITH
0022014-01-01PATRICK SMITH
0022013-01-01PATRICK SMITH
0022012-01-01PATRICK SMITH PATRICK SMITH2013-07-30

Plan Statistics for TAMPA BAY RAYS 401K PLAN

401k plan membership statisitcs for TAMPA BAY RAYS 401K PLAN

Measure Date Value
2022: TAMPA BAY RAYS 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01512
Total number of active participants reported on line 7a of the Form 55002022-01-01456
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01126
Total of all active and inactive participants2022-01-01582
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01582
Number of participants with account balances2022-01-01566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0118
2021: TAMPA BAY RAYS 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01490
Total number of active participants reported on line 7a of the Form 55002021-01-01392
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01115
Total of all active and inactive participants2021-01-01507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01507
Number of participants with account balances2021-01-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0121
2020: TAMPA BAY RAYS 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01479
Total number of active participants reported on line 7a of the Form 55002020-01-01408
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01489
Number of participants with account balances2020-01-01478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: TAMPA BAY RAYS 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01430
Total number of active participants reported on line 7a of the Form 55002019-01-01388
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0188
Total of all active and inactive participants2019-01-01476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01476
Number of participants with account balances2019-01-01451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: TAMPA BAY RAYS 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01376
Total number of active participants reported on line 7a of the Form 55002018-01-01332
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0175
Total of all active and inactive participants2018-01-01407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01407
Number of participants with account balances2018-01-01394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0110
2017: TAMPA BAY RAYS 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01378
Total number of active participants reported on line 7a of the Form 55002017-01-01294
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0175
Total of all active and inactive participants2017-01-01369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01369
Number of participants with account balances2017-01-01363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: TAMPA BAY RAYS 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01343
Total number of active participants reported on line 7a of the Form 55002016-01-01312
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0165
Total of all active and inactive participants2016-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01377
Number of participants with account balances2016-01-01339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: TAMPA BAY RAYS 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01329
Total number of active participants reported on line 7a of the Form 55002015-01-01286
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0153
Total of all active and inactive participants2015-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01339
Number of participants with account balances2015-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: TAMPA BAY RAYS 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01312
Total number of active participants reported on line 7a of the Form 55002014-01-01272
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0154
Total of all active and inactive participants2014-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01326
Number of participants with account balances2014-01-01301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: TAMPA BAY RAYS 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01316
Total number of active participants reported on line 7a of the Form 55002013-01-01263
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0144
Total of all active and inactive participants2013-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01307
Number of participants with account balances2013-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: TAMPA BAY RAYS 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01308
Total number of active participants reported on line 7a of the Form 55002012-01-01277
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0139
Total of all active and inactive participants2012-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01316
Number of participants with account balances2012-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017

Financial Data on TAMPA BAY RAYS 401K PLAN

Measure Date Value
2022 : TAMPA BAY RAYS 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,386,696
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,469,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,403,176
Expenses. Certain deemed distributions of participant loans2022-12-31$-13,392
Value of total corrective distributions2022-12-31$3,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,658,093
Value of total assets at end of year2022-12-31$39,829,878
Value of total assets at beginning of year2022-12-31$43,686,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$76,076
Total interest from all sources2022-12-31$90,261
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$519,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$519,720
Administrative expenses professional fees incurred2022-12-31$2,325
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$17,500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,183,387
Participant contributions at end of year2022-12-31$384,237
Participant contributions at beginning of year2022-12-31$367,447
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$189,671
Other income not declared elsewhere2022-12-31$-10,351
Administrative expenses (other) incurred2022-12-31$325
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,856,510
Value of net assets at end of year (total assets less liabilities)2022-12-31$39,829,878
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$43,686,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$42,787
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$26,797,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$29,393,325
Value of interest in pooled separate accounts at end of year2022-12-31$8,433,882
Value of interest in pooled separate accounts at beginning of year2022-12-31$9,482,418
Interest on participant loans2022-12-31$18,773
Interest earned on other investments2022-12-31$71,488
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,214,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,443,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,395,995
Net investment gain/loss from pooled separate accounts2022-12-31$-2,248,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,285,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,403,176
Contract administrator fees2022-12-31$30,639
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2022-12-31431947695
2021 : TAMPA BAY RAYS 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$9,528,052
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,770,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,690,354
Expenses. Certain deemed distributions of participant loans2021-12-31$11,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,464,413
Value of total assets at end of year2021-12-31$43,686,388
Value of total assets at beginning of year2021-12-31$36,928,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$68,439
Total interest from all sources2021-12-31$69,301
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$494,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$494,755
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$17,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,661,216
Participant contributions at end of year2021-12-31$367,447
Participant contributions at beginning of year2021-12-31$483,437
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$129,847
Other income not declared elsewhere2021-12-31$30,627
Administrative expenses (other) incurred2021-12-31$68,439
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$17
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,757,413
Value of net assets at end of year (total assets less liabilities)2021-12-31$43,686,388
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$36,928,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$29,393,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$33,974,107
Value of interest in pooled separate accounts at end of year2021-12-31$9,482,418
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$27,369
Interest earned on other investments2021-12-31$41,932
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,443,198
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,471,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,411,872
Net investment gain/loss from pooled separate accounts2021-12-31$57,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,673,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,690,354
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2021-12-31431947695
2020 : TAMPA BAY RAYS 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,867,728
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,010,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,909,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,238,910
Value of total assets at end of year2020-12-31$36,928,975
Value of total assets at beginning of year2020-12-31$32,072,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$101,666
Total interest from all sources2020-12-31$51,849
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$481,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$481,866
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$17,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,420,694
Participant contributions at end of year2020-12-31$483,437
Participant contributions at beginning of year2020-12-31$393,305
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$166,203
Other income not declared elsewhere2020-12-31$-46,999
Administrative expenses (other) incurred2020-12-31$101,666
Total non interest bearing cash at end of year2020-12-31$17
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,856,748
Value of net assets at end of year (total assets less liabilities)2020-12-31$36,928,975
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$32,072,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$33,974,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$29,904,380
Interest on participant loans2020-12-31$19,408
Interest earned on other investments2020-12-31$32,441
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,471,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,774,542
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,142,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,652,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,909,314
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2020-12-31431947695
2019 : TAMPA BAY RAYS 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,468,522
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,135,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,077,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,307,992
Value of total assets at end of year2019-12-31$32,072,227
Value of total assets at beginning of year2019-12-31$24,739,461
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$58,630
Total interest from all sources2019-12-31$58,185
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$511,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$511,363
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$17,500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,456,253
Participant contributions at end of year2019-12-31$393,305
Participant contributions at beginning of year2019-12-31$372,523
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$269,944
Other income not declared elsewhere2019-12-31$29,359
Administrative expenses (other) incurred2019-12-31$58,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,332,766
Value of net assets at end of year (total assets less liabilities)2019-12-31$32,072,227
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$24,739,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$29,904,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$21,976,457
Interest on participant loans2019-12-31$22,539
Interest earned on other investments2019-12-31$35,646
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,774,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,390,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,561,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,581,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,077,126
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2019-12-31431947695
2018 : TAMPA BAY RAYS 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$775,066
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,836,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,774,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,580,234
Value of total assets at end of year2018-12-31$24,739,461
Value of total assets at beginning of year2018-12-31$25,801,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$62,435
Total interest from all sources2018-12-31$58,022
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$492,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$492,435
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$17,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,896,820
Participant contributions at end of year2018-12-31$372,523
Participant contributions at beginning of year2018-12-31$336,264
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$41,570
Other income not declared elsewhere2018-12-31$39,148
Administrative expenses (other) incurred2018-12-31$62,435
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,061,674
Value of net assets at end of year (total assets less liabilities)2018-12-31$24,739,461
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$25,801,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$21,976,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$23,196,621
Interest on participant loans2018-12-31$16,166
Interest earned on other investments2018-12-31$41,856
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,390,481
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,268,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,394,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$641,844
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,774,305
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2018-12-31431947695
2017 : TAMPA BAY RAYS 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,968,623
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,549,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,495,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,368,466
Value of total assets at end of year2017-12-31$25,801,135
Value of total assets at beginning of year2017-12-31$21,381,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$54,160
Total interest from all sources2017-12-31$44,294
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$375,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$375,038
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$17,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,658,287
Participant contributions at end of year2017-12-31$336,264
Participant contributions at beginning of year2017-12-31$274,475
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$167,072
Other income not declared elsewhere2017-12-31$51,241
Administrative expenses (other) incurred2017-12-31$54,160
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,419,165
Value of net assets at end of year (total assets less liabilities)2017-12-31$25,801,135
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,381,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$23,196,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$19,020,241
Interest on participant loans2017-12-31$11,885
Interest earned on other investments2017-12-31$32,409
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,268,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,086,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,129,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$543,107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,495,298
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2017-12-31431947695
2016 : TAMPA BAY RAYS 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,213,111
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$965,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$918,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,900,214
Value of total assets at end of year2016-12-31$21,381,970
Value of total assets at beginning of year2016-12-31$19,134,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$47,151
Total interest from all sources2016-12-31$41,490
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$339,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$339,011
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$17,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,411,903
Participant contributions at end of year2016-12-31$274,475
Participant contributions at beginning of year2016-12-31$369,673
Other income not declared elsewhere2016-12-31$44,459
Administrative expenses (other) incurred2016-12-31$47,151
Total non interest bearing cash at end of year2016-12-31$298
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,247,746
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,381,970
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,134,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$19,020,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,031,352
Interest on participant loans2016-12-31$13,312
Interest earned on other investments2016-12-31$28,178
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,086,956
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,733,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$887,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$488,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$918,214
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2016-12-31431947695
2015 : TAMPA BAY RAYS 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,969,292
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,602,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,554,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,189,989
Value of total assets at end of year2015-12-31$19,134,224
Value of total assets at beginning of year2015-12-31$18,767,758
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$47,839
Total interest from all sources2015-12-31$40,479
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$304,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$304,362
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,319,766
Participant contributions at end of year2015-12-31$369,673
Participant contributions at beginning of year2015-12-31$284,547
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$442,413
Other income not declared elsewhere2015-12-31$44,770
Administrative expenses (other) incurred2015-12-31$47,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$366,466
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,134,224
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,767,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,031,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,177,790
Interest on participant loans2015-12-31$14,984
Interest earned on other investments2015-12-31$25,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,733,199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,305,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-610,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$427,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,554,987
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2015-12-31431947695
2014 : TAMPA BAY RAYS 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,034,374
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,055,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,009,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,790,017
Value of total assets at end of year2014-12-31$18,767,758
Value of total assets at beginning of year2014-12-31$17,788,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$45,266
Total interest from all sources2014-12-31$29,820
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$410,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$410,501
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,294,697
Participant contributions at end of year2014-12-31$284,547
Participant contributions at beginning of year2014-12-31$349,537
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$57,166
Other income not declared elsewhere2014-12-31$42,414
Administrative expenses (other) incurred2014-12-31$45,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$979,164
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,767,758
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,788,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,177,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,256,759
Interest on participant loans2014-12-31$12,713
Interest earned on other investments2014-12-31$17,107
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,305,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,182,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$761,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$438,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,009,944
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2014-12-31431947695
2013 : TAMPA BAY RAYS 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,332,260
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$905,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$863,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,740,314
Value of total assets at end of year2013-12-31$17,788,594
Value of total assets at beginning of year2013-12-31$14,362,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$42,306
Total interest from all sources2013-12-31$29,717
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$385,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$385,829
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,277,990
Participant contributions at end of year2013-12-31$349,537
Participant contributions at beginning of year2013-12-31$308,091
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$46,460
Other income not declared elsewhere2013-12-31$36,974
Administrative expenses (other) incurred2013-12-31$42,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,426,302
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,788,594
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,362,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,256,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,799,359
Interest on participant loans2013-12-31$12,266
Interest earned on other investments2013-12-31$17,451
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,182,298
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,254,842
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,139,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$415,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$863,652
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2013-12-31431947695
2012 : TAMPA BAY RAYS 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,439,483
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,002,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$968,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,650,008
Value of total assets at end of year2012-12-31$14,362,292
Value of total assets at beginning of year2012-12-31$11,925,296
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$34,201
Total interest from all sources2012-12-31$38,999
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$246,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$246,007
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,216,848
Participant contributions at end of year2012-12-31$308,091
Participant contributions at beginning of year2012-12-31$318,381
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$12,794
Other income not declared elsewhere2012-12-31$31,479
Administrative expenses (other) incurred2012-12-31$34,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,436,996
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,362,292
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,925,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,799,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,577,553
Interest on participant loans2012-12-31$13,169
Interest earned on other investments2012-12-31$25,830
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,254,842
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,029,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,472,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$420,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$968,286
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2012-12-31431947695

Form 5500 Responses for TAMPA BAY RAYS 401K PLAN

2022: TAMPA BAY RAYS 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TAMPA BAY RAYS 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TAMPA BAY RAYS 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TAMPA BAY RAYS 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TAMPA BAY RAYS 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TAMPA BAY RAYS 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TAMPA BAY RAYS 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TAMPA BAY RAYS 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TAMPA BAY RAYS 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TAMPA BAY RAYS 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TAMPA BAY RAYS 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041748
Policy instance 1
Insurance contract or identification number041748
Number of Individuals Covered582
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041748
Policy instance 1
Insurance contract or identification number041748
Number of Individuals Covered507
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041748
Policy instance 1
Insurance contract or identification number041748
Number of Individuals Covered489
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041748
Policy instance 1
Insurance contract or identification number041748
Number of Individuals Covered476
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041748
Policy instance 1
Insurance contract or identification number041748
Number of Individuals Covered407
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041748
Policy instance 1
Insurance contract or identification number041748
Number of Individuals Covered369
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41748
Policy instance 1
Insurance contract or identification number41748
Number of Individuals Covered467
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41748
Policy instance 1
Insurance contract or identification number41748
Number of Individuals Covered326
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41748
Policy instance 1
Insurance contract or identification number41748
Number of Individuals Covered307
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41748
Policy instance 1
Insurance contract or identification number41748
Number of Individuals Covered316
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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